SEC 13F Intelligence

PRINCIPAL EXCHANGE TRADED FD

CUSIP 74255Y888

Principal Exchange Traded Fd has 129 institutional holders in Filings Flow’s 13F database, together reporting 4.37M shares worth $82M as of Q2 2026. The largest reported holders are Bank Of America Corp /De/, Ubs Group AG, and Morgan Stanley.

Institutional Holders
129
Q2 2026
Reported Value
$1.1B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 11Q4 ’18Q1 ’19: 13Q2 ’19: 18Q2 ’19Q3 ’19: 19Q2 ’21: 58Q2 ’21Q4 ’21: 66Q4 ’22: 68Q4 ’22Q4 ’25: 134Q1 ’26: 129Q1 ’26Q2 ’26: 7filingsflow.com
Total reported value
Q4 ’18: $4MQ4 ’18Q1 ’19: $9MQ2 ’19: $17MQ2 ’19Q3 ’19: $19MQ2 ’21: $422MQ2 ’21Q4 ’21: $531MQ4 ’22: $121MQ4 ’22Q4 ’25: $1.1BQ1 ’26: $1.1BQ1 ’26Q2 ’26: $82Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
IFC Advisors LLC$699M AUM7.35%$51M2.73MQ1 2026OLDER
Miller Global Investments, LLC$121M AUM2.63%$3M152.3KQ1 2026OLDER
ROGCO, LP$300M AUM2.50%$7M398.1KQ1 2026OLDER
Permanens Capital L.P.$776M AUM2.05%$16M847.1KQ1 2026OLDER
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC$648M AUM1.88%$12M648.5KQ1 2026OLDER
Meadow Creek Wealth Advisors LLC$155M AUM1.82%$3M149.1KQ1 2026OLDER
Bensler, LLC$969M AUM1.62%$16M831.8KQ1 2026OLDER
L2 Asset Management, LLC$1.1B AUM1.52%$16M849.5KQ1 2026OLDER
PSI Advisors, LLC$418M AUM1.28%$5M283.6KQ1 2026OLDER
Tyche Wealth Partners LLC$648M AUM1.16%$7M384.0KQ4 2025OLDER
Legacy Bridge, LLC$262M AUM0.89%$2M123.5KQ1 2026OLDER
Grey Ledge Advisors, LLC$443M AUM0.86%$4M202.2KQ1 2026OLDER
AXS Investments LLC$290M AUM0.81%$2M123.1KQ1 2026OLDER
FOCUSED ALPHA, LLC$324M AUM0.81%$3M138.6KQ1 2026OLDER
Valor Advisors LLC$119M AUM0.79%$937,15749.1KQ2 2026
INVESTMENT PARTNERS, LTD.$281M AUM0.67%$2M99.5KQ1 2026OLDER
First Citizens Financial Corp$239M AUM0.46%$1M58.3KQ2 2026
CAPITAL & PLANNING, LLC$165M AUM0.45%$746,02839.6KQ1 2026OLDER
Gilliland Jeter Wealth Management LLC$338M AUM0.45%$2M80.9KQ1 2026OLDER
Berger Financial Group, Inc$1.8B AUM0.43%$8M403.9KQ1 2026OLDER
Spartan Wealth Advisory Services LLC$1.1B AUM0.42%$5M255.4KQ1 2026OLDER
MainStreet Investment Advisors LLC$665M AUM0.40%$3M140.3KQ1 2026OLDER
FLAGSTAR ADVISORS INC$276M AUM0.36%$1M53.2KQ1 2026OLDER
Henderson Brothers Financial Partners, LLC$395M AUM0.36%$1M75.5KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.33%$23M1.21MQ1 2026OLDER
Mechanics Financial Corp$239M AUM0.33%$798,32642.4KQ1 2026OLDER
Heritage Wealth Management, Inc.$202M AUM0.27%$541,41428.8KQ1 2026OLDER
Colter Lewis Investment Partners LLC$106M AUM0.25%$264,49614.1KQ1 2026OLDER
Ocean Park Asset Management, LLC$1.7B AUM0.21%$4M192.0KQ1 2026OLDER
Whipplewood Advisors, LLC$193M AUM0.20%$382,25320.3KQ1 2026OLDER
INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM0.18%$3M134.1KQ1 2026OLDER
Lifeworks Advisors, LLC$779M AUM0.17%$1M70.8KQ4 2025OLDER
EHRLICH FINANCIAL GROUP$194M AUM0.17%$289,85615.1KQ3 2025OLDER
Fiduciary Alliance LLC$1.7B AUM0.17%$3M148.3KQ1 2026OLDER
Resurgent Financial Advisors LLC$277M AUM0.17%$459,98024.4KQ1 2026OLDER
IBEX WEALTH ADVISORS$1.1B AUM0.14%$2M82.2KQ1 2026OLDER
SOUTH PLAINS FINANCIAL, INC.$172M AUM0.14%$233,50312.4KQ1 2026OLDER
Boreal Capital Management LLC$123M AUM0.13%$162,6198.6KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.12%$12M662.7KQ1 2026OLDER
LexAurum Advisors, LLC$771M AUM0.12%$943,85250.2KQ1 2026OLDER
FourThought Financial Partners, LLC$1.2B AUM0.11%$1M69.5KQ1 2026OLDER
Griffith & Werner, Inc.$202M AUM0.11%$217,59211.4KQ3 2025OLDER
SCHNIEDERS CAPITAL MANAGEMENT, LLC.$629M AUM0.11%$689,75336.6KQ1 2026OLDER
Bank of Jackson Hole Trust$207M AUM0.11%$223,22411.9KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.11%$1M76.7KQ1 2026OLDER
ADAPT WEALTH ADVISORS, LLC$276M AUM0.11%$284,68814.9KQ3 2025OLDER
Cordatus Wealth Management LLC$420M AUM0.10%$443,56823.3KQ4 2025OLDER
FLYNN ZITO CAPITAL MANAGEMENT, LLC$313M AUM0.10%$314,42216.7KQ1 2026OLDER
Activest Wealth Management$569M AUM0.09%$506,51126.9KQ1 2026OLDER
DEARBORN PARTNERS LLC$1.8B AUM0.09%$2M84.7KQ1 2026OLDER
Willis Johnson & Associates, Inc.$1.7B AUM0.08%$1M77.0KQ1 2026OLDER
Platform Technology Partners$519M AUM0.07%$357,58019.0KQ1 2026OLDER
MassMutual Private Wealth & Trust, FSB$3.9B AUM0.07%$3M134.8KQ2 2026
BTG Pactual Asset Management US LLC$1.2B AUM0.06%$730,59238.8KQ1 2026OLDER
Roxbury Financial LLC$126M AUM0.06%$76,6474.0KQ2 2026
J.W. COLE ADVISORS, INC.$3.0B AUM0.05%$2M117.1KQ4 2025OLDER
Essex Financial Services, Inc.$1.8B AUM0.05%$891,65447.4KQ1 2026OLDER
Coastal Bridge Advisors, LLC$1.4B AUM0.05%$643,26834.2KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.04%$149,4317.9KQ1 2026OLDER
XML Financial, LLC$1.2B AUM0.03%$360,38819.1KQ1 2026OLDER
W.G. Shaheen & Associates DBA Whitney & Co$1.2B AUM0.03%$310,53016.5KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.03%$7M369.3KQ2 2026
Smartleaf Asset Management LLC$2.8B AUM0.02%$667,78135.7KQ1 2026OLDER
MBL Wealth, LLC$1.3B AUM0.02%$310,53016.5KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.02%$11M602.5KQ1 2026OLDER
WealthShield Partners, LLC$898M AUM0.02%$204,89010.9KQ1 2026OLDER
UBS Group AG$666.3B AUM0.02%$146M7.74MQ1 2026OLDER
Provenance Wealth Advisors, LLC$945M AUM0.02%$157,0448.2KQ3 2025OLDER
Argent Trust Co$2.9B AUM0.02%$545,83729.0KQ1 2026OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.02%$721,44638.3KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.02%$851,27644.5KQ3 2025OLDER
Main Street Financial Solutions, LLC$1.3B AUM0.02%$223,82911.7KQ4 2025OLDER
&PARTNERS$20.2B AUM0.02%$3M175.6KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.02%$221M11.74MQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.02%$58M3.11MQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.02%$3M171.1KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.01%$3M137.5KQ1 2026OLDER
FIDELIS CAPITAL PARTNERS, LLC$1.4B AUM0.01%$190,28910.1KQ1 2026OLDER
Jacobi Capital Management LLC$1.8B AUM0.01%$240,55112.8KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$71M3.75MQ2 2026
PINNACLE FINANCIAL PARTNERS INC$4.2B AUM0.01%$525,58527.5KQ3 2025OLDER
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$1.8B AUM0.01%$210,59611.2KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.01%$10M531.1KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$35M1.86MQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.01%$630,45433.1KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.01%$58M3.10MQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.01%$41M2.20MQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$847,71745.0KQ1 2026OLDER
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC$6.8B AUM0.01%$610,65332.4KQ1 2026OLDER
Diversified Trust Co$5.4B AUM0.01%$476,76725.3KQ1 2026OLDER
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.01%$258,32613.7KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.01%$2M108.5KQ4 2025OLDER
UMB Bank, n.a.$7.2B AUM0.01%$577,22830.7KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.01%$90,0734.8KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.01%$131M6.87MQ1 2026OLDER
VestGen Advisors, LLC$3.8B AUM0.01%$285,30715.0KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$5M275.6KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M100.2KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.01%$5M241.3KQ1 2026OLDER
Evelyn Partners Asset Management Ltd$406M AUM0.01%$28,2301.5KQ1 2026OLDER
HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM0.01%$95,3005.0KQ2 2026
Rockefeller Capital Management L.P.$56.4B AUM0.01%$4M195.3KQ1 2026OLDER
Quest 10 Wealth Builders, Inc.$114M AUM0.01%$7,020373Q1 2026OLDER
Cape Investment Advisory, Inc.$301M AUM0.01%$19,6421.0KQ4 2025OLDER
Pinnacle Financial Partners, Inc.$13.1B AUM0.01%$772,80741.1KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.01%$5M260.4KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.01%$20M1.08MQ1 2026OLDER
STEPHENS INC /AR/$8.0B AUM0.01%$407,05821.6KQ1 2026OLDER
Waverly Advisors, LLC$13.4B AUM0.00%$569,56429.9KQ4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$292,91415.6KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$2M105.6KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$6M308.6KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M129.5KQ1 2026OLDER
PRINCIPAL FINANCIAL GROUP INC$187.2B AUM0.00%$6M313.4KQ1 2026OLDER
EVERETT HARRIS & CO /CA/$7.8B AUM0.00%$247,91013.0KQ4 2025OLDER
IFC & Insurance Marketing, Inc.$114M AUM0.00%$3169Q4 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$1M54.7KQ1 2026OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$39,5222.1KQ1 2026OLDER
Rosenberg Matthew Hamilton$488M AUM0.00%$9,316495Q1 2026OLDER
Creative Planning$147.4B AUM0.00%$3M145.0KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$36,4041.9KQ4 2025OLDER
Cerity Partners LLC$70.8B AUM0.00%$1M63.8KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$1M62.7KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M91.2KQ1 2026OLDER
Abich Financial Wealth Management LLC$281M AUM0.00%$3,905204Q3 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$55,3122.9KQ1 2026OLDER
DAVENPORT & Co LLC$18.4B AUM0.00%$204,86410.7KQ3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$6M320.5KQ1 2026OLDER
Abound Wealth Management$440M AUM0.00%$2,968158Q1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$8,383446Q1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$385,41520.5KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$205,95610.9KQ1 2026OLDER
Keating Financial Advisory Services, Inc.$619M AUM0.00%$2,282121Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$66,5293.5KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$2M85.9KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$5,549295Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$4M190.3KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$199,26410.4KQ4 2025OLDER
AlphaCore Capital LLC$4.2B AUM0.00%$6,675350Q4 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$14,121751Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$20,3071.1KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$875,01746.5KQ1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$44,9802.4KQ1 2026OLDER
Mirae Asset Global Investments Co., Ltd.$299.3B AUM0.00%$195,25810.4KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$378,90219.9KQ4 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$28,7101.5KQ3 2025OLDER
AE Wealth Management LLC$18.5B AUM0.00%$7,754412Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$30,6241.6KQ3 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$7,924421Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$17,792933Q4 2025OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$4,310229Q1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$9,410500Q1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$38120Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$8344Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.