SEC 13F Intelligence

Managers / Q1 2024 · view latest →

EQUITEC PROPRIETARY MARKETS, LLC

CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009

Reported Value
$164M
Q1 2024
Positions
90
Filings on Record
25
2019–present window
Filed
Apr 26, 2024
amendment (RESTATEMENT)

Summary

Equitec Proprietary Markets, LLC reported $164M in U.S.-listed holdings across 90 positions for Q1 2024.

Its largest position, APLD, represents 11.0% of the portfolio.

Compared with Q4 2023, the fund opened 16 new positions and exited 27.

Portfolio Metrics

Turnover
+50.5%
vs prior filed quarter
Top-10 Concentration
+31.1%
share of reported value
Largest Position
+11.0%
Applied Digital
New / Exited
16 / 27
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $257MQ4 ’18Q3 ’20: $131MQ4 ’20: $384MQ1 ’21: $318MQ1 ’21Q2 ’21: $334MQ3 ’21: $540MQ4 ’21: $739MQ4 ’21Q1 ’22: $457MQ2 ’22: $353MQ3 ’22: $380MQ3 ’22Q4 ’22: $315MQ1 ’23: $212MQ2 ’23: $331MQ2 ’23Q3 ’23: $405MQ4 ’23: $135MQ1 ’24: $164MQ1 ’24Q2 ’24: $79MQ3 ’24: $117MQ4 ’24: $102MQ4 ’24Q1 ’25: $141MQ2 ’25: $106MQ3 ’25: $440MQ3 ’25Q4 ’25: $174MQ1 ’26: $187Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 86.0%Other: 11.8%Closed-End Fund: 0.8%ADR: 0.6%ETP: 0.6%Other: 0.1%
  • Common Stock · 86.0% · $141M
  • Other · 11.8% · $19M
  • Closed-End Fund · 0.8% · $1M
  • ADR · 0.6% · $1M
  • ETP · 0.6% · $978,412
  • Other · 0.1% · $236,469

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SMCIUSDSUPER MICRO COMPUTER INCNEW+24.9K24.9K+$25M$25M
MIGAMICROSTRATEGY INCNEW+7.2K7.2K+$12M$12M
FUSION PHARMACEUTICALS INCNEW+241.1K241.1K+$5M$5M
VZIOEURVIZIO HLDG CORPNEW+285.8K285.8K+$3M$3M
CNNECANNAE HLDGS INCNEW+50.0K50.0K+$1M$1M
AELUSDAMERICAN EQTY INVT LIFE HLDNEW+17.9K17.9K+$1M$1M
DJTTRUMP MEDIA & TECHNOLOGY GRONEW+14.8K14.8K+$917,008$917,008
GQ9SPDR GOLD TRNEW+4.4K4.4K+$905,168$905,168

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

68 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1APLDAPPLIED DIGITAL CORPhistory →COM NEW11.03%$18M4.23M
2RILYB. RILEY FINANCIAL INChistory →COM9.59%$16M743.3K
3MIGAMICROSTRATEGY INChistory →CL A NEW5.20%$9M5.0K
4NVDANVIDIA CORPORATIONhistory →COM1.27%$2M2.3K
5AMEDAMEDISYS INCCOM0.88%$1M15.6K
6ANGEL OAK FINL STRATEGIES INCOM BEN INT0.85%$1M111.0K
7DDIDOUBLEDOWN INTERACTIVE CO LTADS0.64%$1M96.5K
8DJTTRUMP MEDIA & TECHNOLOGY GROCOM0.56%$917,00814.8K
9GQ9SPDR GOLD TRGOLD SHS0.55%$905,1684.4K
10CAPRI HOLDINGS LIMITEDSHS0.55%$904,64120.0K
11GINKGO BIOWORKS HOLDINGS INCCL A SHS0.48%$780,086672.5K
12LILIUM N VCLASS A ORD SHS0.45%$733,528764.1K
13CDZICADIZ INCCOM NEW0.36%$595,295205.3K
14CNNECANNAE HLDGS INCCOM0.34%$556,00025.0K
15SNCRSYNCHRONOSS TECHNOLOGIES INCCOM NEW0.28%$457,93154.8K
16AELUSDAMERICAN EQTY INVT LIFE HLDCOM0.27%$449,7608.0K
17KNTEUSDKINNATE BIOPHARMA INCCOM0.17%$273,980103.0K
181939900DBROOKFIELD INFRASTRUCTURE COCOM SB VTG SHS A0.16%$260,7137.2K
19BWBABCOCK & WILCOX ENTERPRISESCOM0.15%$251,710222.8K
20PMCBPHARMACYTE BIOTECH INCCOM NEW0.12%$196,06382.7K
21LIBERTY MEDIA CORP DELCOM LBTY SRM S C0.08%$123,2074.1K
22VZIOEURVIZIO HLDG CORPCL A COM0.07%$111,58810.2K
23SMCIUSDSUPER MICRO COMPUTER INCCOM0.06%$101,003100
24SOUNSOUNDHOUND AI INCCLASS A COM0.05%$81,28213.8K
25SIRIEURSIRIUS XM HOLDINGS INCCOM0.04%$58,20015.0K
26ISHARES TR20 YR TR BD ETF0.03%$56,772600
27GMEGAMESTOP CORP NEWCL A0.03%$51,3324.1K
28BBAI/WSBIGBEAR AI HLDGS INC*W EXP 12/08/2020.03%$48,687145.3K
29CN4CONNS INCCOM0.03%$42,35112.6K
30GOOGALPHABET INCCAP STK CL C0.02%$30,452200
31LVWR/WSLIVEWIRE GROUP INC*W EXP 09/26/2020.02%$27,524110.5K
32CCIVGBPLUCID GROUP INCCOM0.01%$22,5157.9K
33MMACYS INCCOM0.01%$19,9901.0K
34GCM GROSVENOR INC*W EXP 11/17/2020.01%$16,93235.3K
35ORIGIN MATERIALS INCCOM0.01%$14,34528.1K
36SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.01%$11,73880.4K
37ARK ETF TRINNOVATION ETF0.01%$10,016200
38TMCTMC THE METALS COMPANY INCCOM0.00%$5,7204.0K
39JDJD.COM INCSPON ADR CL A0.00%$5,478200
40WEATUSDTEUCRIUM COMMODITY TRWHEAT FD0.00%$5,4101.0K
41AMPLIFY ETF TRAMPLIFY ALTERNAT0.00%$4,1801.0K
42AMC ENTMT HLDGS INCCL A NEW0.00%$4,0441.1K
43PROSHARES TR IIULTRA VIX SHORT0.00%$3,160500
44SABRSABRE CORPCOM0.00%$2,4201.0K
45BOREALIS FOODS INC*W EXP 02/07/2020.00%$2,10015.0K
46NIOCORP DEVS LTD*W EXP 03/17/2020.00%$1,9505.0K
47MSPRWMSP RECOVERY INC*W EXP 05/20/2020.00%$1,800500.0K
48D-WAVE QUANTUM INC*W EXP 08/05/2020.00%$1,2675.3K
49GORILLA TECHNOLOGY GROUP INC*W EXP 99/99/9990.00%$1,18415.0K
50HEHAWAIIAN ELEC INDUSTRIESCOM0.00%$1,127100
51ACE GLOBAL BUSINESS ACQU LTD*W EXP 02/20/2020.00%$1,10050.0K
52SPDR S&P 500 ETF TRTR UNIT0.00%$1,0462
53GRIID INFRASTRUCTURE INC*W EXP 12/29/2020.00%$1,00617.0K
54ASSET ENTITIES INCCLASS B COM0.00%$570800
55REVELATION BIOSCIENCES INC*W EXP 01/10/2020.00%$53020.0K
56CEPTON INC*W EXP 06/01/2020.00%$51752.8K
57ALPHA TAU MEDICAL LTD*W EXP 99/99/9990.00%$4751.9K
58GLOBAL GAS CORP DEL*W EXP 12/21/2020.00%$40710.0K
59MULTIMETAVERSE HOLDINGS LTD*W EXP 01/04/2020.00%$33422.1K
60BROOGE ENERGY LTD*W EXP 12/20/2020.00%$30050.0K
61OSIRIS ACQUISITION CORP*W EXP 05/01/2020.00%$29811.9K
62PRIVETERRA ACQUISITION CORP*W EXP 01/07/2020.00%$1974.8K
63BANZAI INTERNATIONAL INC*W EXP 12/14/2020.00%$1835.0K
64ANGHAMI INC*W EXP 02/03/2020.00%$1702.5K
65HIPPO HLDGS INC*W EXP 08/02/2020.00%$995.8K
66PRSTWPRESTO AUTOMATION INC*W EXP 09/21/2020.00%$271.6K
67LAZYDAYS HLDGS INCCOM0.00%$246
68SONDER HOLDINGS INC*W EXP 01/18/2020.00%$182.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$187M81May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$174M84Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$440M77Nov 26, 202513F-HRchanges · EDGAR ↗
Q2 2025$106M65Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M66May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$102M72Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$117M73Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$79M80Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$164M90Apr 26, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$135M109Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$405M132Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$331M106Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$212M162Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$315M213Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$380M292Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$353M300Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$457M265Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$739M441Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$540M274Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$334M304Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$318M321Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M128Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$131M99Oct 13, 202013F-HRchanges · EDGAR ↗
Q4 2018$257M58Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.