SEC 13F Intelligence

Managers / Q4 2022 · view latest →

EQUITEC PROPRIETARY MARKETS, LLC

CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009

Reported Value
$315M
Q4 2022
Positions
213
Filings on Record
25
2019–present window
Filed
Jan 31, 2023
original filing

Summary

Equitec Proprietary Markets, LLC reported $315M in U.S.-listed holdings across 213 positions for Q4 2022.

Its largest position, RILY, represents 12.9% of the portfolio.

Compared with Q3 2022, the fund opened 25 new positions and exited 80.

Portfolio Metrics

Turnover
+30.8%
vs prior filed quarter
Top-10 Concentration
+42.9%
share of reported value
Largest Position
+12.9%
B Riley Financial
New / Exited
25 / 80
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $257MQ4 ’18Q3 ’20: $131MQ4 ’20: $384MQ1 ’21: $318MQ1 ’21Q2 ’21: $334MQ3 ’21: $540MQ4 ’21: $739MQ4 ’21Q1 ’22: $457MQ2 ’22: $353MQ3 ’22: $380MQ3 ’22Q4 ’22: $315MQ1 ’23: $212MQ2 ’23: $331MQ2 ’23Q3 ’23: $405MQ4 ’23: $135MQ1 ’24: $164MQ1 ’24Q2 ’24: $79MQ3 ’24: $117MQ4 ’24: $102MQ4 ’24Q1 ’25: $141MQ2 ’25: $106MQ3 ’25: $440MQ3 ’25Q4 ’25: $174MQ1 ’26: $187Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 76.4%Other: 10.0%ETP: 8.4%Equity WRT: 2.3%REIT: 1.6%Other: 1.3%
  • Common Stock · 76.4% · $241M
  • Other · 10.0% · $32M
  • ETP · 8.4% · $26M
  • Equity WRT · 2.3% · $7M
  • REIT · 1.6% · $5M
  • Other · 1.3% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IVVISHARES TRNEW+18.0K18.0K+$7M$7M
LILIUM N VNEW+1.80M1.80M+$2M$2M
QQQINVESCO QQQ TRNEW+6.1K6.1K+$2M$2M
CREDIT SUISSE GROUPNEW+405.0K405.0K+$1M$1M
BROOKLINE BANCORP INC DELNEW+63.6K63.6K+$899,516$899,516
AEROJET ROCKETDYNE HLDGS INCNEW+15.0K15.0K+$838,950$838,950
AAPLAPPLE INCNEW+3.9K3.9K+$504,908$504,908
OYSTOYSTER PT PHARMA INCNEW+45.1K45.1K+$503,387$503,387

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

148 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RILYB. RILEY FINANCIAL INChistory →COM12.94%$41M1.19M
2FRANCHISE GROUP INCCOM8.85%$28M1.17M
3SPYSPDR S&P 500 ETF TRhistory →TR UNIT5.36%$17M44.2K
4ACTIVISION BLIZZARD INCCOM3.05%$10M125.8K
5CANADIAN PAC RY LTDCOM2.93%$9M124.0K
6OXY/WSOCCIDENTAL PETE CORPhistory →*W EXP 08/03/2022.30%$7M176.3K
7IVVISHARES TRCORE S&P500 ETF · TIPS BD ETF2.20%$7M18.2K
8DNAGINKGO BIOWORKS HOLDINGS INChistory →CL A SHS2.19%$7M4.08M
9AFRICAN GOLD ACQUISITION CORSHS CL A1.75%$6M550.7K
10TSLATESLA INChistory →COM1.34%$4M34.4K
11OECORION ENGINEERED CARBONS S Ahistory →COM1.08%$3M191.1K
12AMZNAMAZON COM INCCOM0.96%$3M36.0K
13FINSANGEL OAK FINL STRATEGIES INCOM BEN INT0.85%$3M210.0K
14APLDAPPLIED DIGITAL CORPCOM NEW0.68%$2M1.17M
15LILIUM N VCLASS A ORD SHS0.65%$2M1.80M
16BWBABCOCK & WILCOX ENTERPRISESCOM0.53%$2M287.4K
17QQQINVESCO QQQ TRUNIT SER 10.51%$2M6.1K
18SPIRIT AIRLS INCCOM0.44%$1M70.5K
19FHNFIRST HORIZON CORPORATIONCOM0.42%$1M54.2K
20ARENTHE ARENA GROUP HOLDINGS INCCOM0.35%$1M105.2K
21DDIDOUBLEDOWN INTERACTIVE CO LTADS0.35%$1M131.1K
22AOMRANGEL OAK MTG INCCOM0.34%$1M229.5K
23PMCBPHARMACYTE BIOTECH INCCOM NEW0.31%$968,933330.7K
24AMDADVANCED MICRO DEVICES INCCOM0.27%$862,99513.3K
25PCSB FINL CORPCOM0.26%$813,99842.8K
26BROOKLINE BANCORP INC DELCOM0.23%$732,54651.8K
27TSEMTOWER SEMICONDUCTOR LTDSHS NEW0.21%$648,00015.0K
28CREDIT SUISSE GROUPSPONSORED ADR0.20%$615,600202.5K
29TGNATEGNA INCCOM0.19%$606,03428.6K
30GPREGREEN PLAINS INCCOM0.17%$539,85017.7K
31AAPLAPPLE INCCOM0.16%$504,9083.9K
32MSFTMICROSOFT CORPCOM0.15%$479,6402.0K
33JAZZJAZZ PHARMACEUTICALS PLCSHS USD0.14%$428,2252.7K
34GOOGALPHABET INCCAP STK CL C0.13%$413,4824.7K
35CVNACARVANA COCL A0.12%$381,09680.4K
36TTWOTAKE-TWO INTERACTIVE SOFTWARCOM0.11%$353,6253.4K
37SYNCHRONOSS TECHNOLOGIES INCCOM0.09%$293,598475.0K
38BED BATH & BEYOND INCCOM0.09%$276,853110.3K
39PLBYPLBY GROUP INCCOM0.08%$247,50090.0K
40COHRCOHERENT CORPCOM0.07%$233,5556.7K
41BHMBLUEROCK HOMES TRUST INCCOM CL A0.07%$232,79010.9K
42SIGNIFY HEALTH INCCL A COM0.07%$217,8167.6K
43SHOPSHOPIFY INCCL A0.06%$204,7895.9K
44ETENERGY TRANSFER L PCOM UT LTD PTN0.06%$197,87316.7K
45ATLAS AIR WORLDWIDE HLDGS INCOM NEW0.06%$194,8461.9K
46RIVNRIVIAN AUTOMOTIVE INCCOM CL A0.06%$193,51510.5K
47OYSTOYSTER PT PHARMA INCCOM0.06%$192,86117.3K
48BHVNBIOHAVEN LTDCOM0.06%$186,68613.4K
49UISUNISYS CORPCOM NEW0.06%$183,96036.0K
50ORIGIN MATERIALS INCCOM0.04%$129,67028.1K
51NVDANVIDIA CORPORATIONCOM0.03%$102,298700
52DBAINVESCO DB MULTI-SECTOR COMMAGRICULTURE FD0.02%$70,5253.5K
531LIFE HEALTHCARE INCCOM0.02%$67,6764.0K
54COINCOINBASE GLOBAL INCCOM CL A0.02%$60,1631.7K
55TXMDTHERAPEUTICSMD INCCOM NEW0.02%$53,1059.5K
56CLOVCLOVER HEALTH INVESTMENTS COCOM CL A0.02%$52,57056.6K
57COSTCOSTCO WHSL CORP NEWCOM0.02%$52,041114
58FOXO TECHNOLOGIES INCCOM CL A0.02%$51,921137.0K
59MARAMARATHON DIGITAL HOLDINGS INCOM0.02%$50,27414.7K
60BLUEGREEN VACATIONS HLDG CORCLASS A0.02%$49,9202.0K
61GCMGWGCM GROSVENOR INC*W EXP 11/17/2020.01%$44,000100.0K
62DISDISNEY WALT COCOM0.01%$43,440500
63DOMHDOMINARI HOLDINGS INCCOM NEW0.01%$42,31212.9K
64SURGSURGEPAYS INC*W EXP 10/22/202 · COM NEW0.01%$41,32014.0K
65VVIAIMEDIA BRANDS INCCOM CL A0.01%$40,26462.9K
66GMEGAMESTOP CORP NEWCL A0.01%$27,6901.5K
67BRCCBRC INCCOM CL A0.01%$27,4954.5K
68NNDMNANO DIMENSION LTDSPONSORD ADS NEW0.01%$26,68011.6K
69MONEYGRAM INTL INCCOM NEW0.01%$26,1362.4K
70SMITH MICRO SOFTWARE INCCOM NEW0.01%$20,5809.8K
71PROSHARES TR IIULTRA VIX SHORT0.01%$20,5803.0K
72PROSHARES TRULTRASHRT S&P5000.01%$18,388400
73LHC GROUP INCCOM0.01%$16,169100
74AGLWQAGILETHOUGHT INC*W EXP 08/23/2020.01%$15,98440.0K
75BROOGE ENERGY LTD*W EXP 12/20/2020.00%$14,78573.9K
76EVEX/WSEVE HLDG INC*W EXP 05/09/2020.00%$14,00556.0K
77GLOBAL BLUE GROUP HOLDING AG*W EXP 08/28/2020.00%$13,53043.5K
78CELULARITY INC*W EXP 07/16/2020.00%$12,634191.4K
79MSPRWMSP RECOVERY INC*W EXP 05/20/2020.00%$12,550500.0K
80TMCTMC THE METALS COMPANY INCCOM0.00%$11,93515.5K
81MERIDIAN BIOSCIENCE INCCOM0.00%$9,963300
82SABRSABRE CORPCOM0.00%$9,8881.6K
83BHLWQBENSON HILL INCCOMMON STOCK · *W EXP 09/29/2020.00%$9,3294.5K
84ALPHA TAU MEDICAL LTD*W EXP 03/07/2020.00%$9,22936.9K
85UWM HOLDINGS CORPORATION*W EXP 01/21/2020.00%$8,45067.6K
86LVWR/WSLIVEWIRE GROUP INC*W EXP 09/26/2020.00%$8,25030.0K
87SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.00%$8,01589.0K
88TEUCRIUM COMMODITY TRWHEAT FD0.00%$7,9801.0K
89SIMOSILICON MOTION TECHNOLOGY COSPONSORED ADR0.00%$6,499100
90ADVENT TECHNOLOGIES HOLDNG I*W EXP 02/03/2020.00%$6,33140.0K
91BURGERFI INTERNATIONAL INC*W EXP 12/16/2020.00%$6,331134.7K
92ARKKARK ETF TRINNOVATION ETF0.00%$6,248200
93TH INTERNATIONAL LIMITED*W EXP 09/28/2020.00%$6,05750.4K
94CEPTON INC*W EXP 06/01/2020.00%$5,25961.8K
95AMC ENTMT HLDGS INCCL A COM0.00%$5,0881.3K
96IROBOT CORPCOM0.00%$4,813100
97MONEYLION INCCL A · *W EXP 09/22/2020.00%$4,75117.0K
98GX ACQUISITION CORP II*W EXP 03/17/2020.00%$3,9505.0K
99SOUNWSOUNDHOUND AI INC*W EXP 04/26/2020.00%$3,75025.0K
100VIEW INC*W EXP 03/08/2020.00%$3,437100.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$187M81May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$174M84Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$440M77Nov 26, 202513F-HRchanges · EDGAR ↗
Q2 2025$106M65Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M66May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$102M72Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$117M73Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$79M80Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$164M90Apr 26, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$135M109Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$405M132Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$331M106Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$212M162Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$315M213Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$380M292Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$353M300Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$457M265Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$739M441Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$540M274Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$334M304Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$318M321Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M128Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$131M99Oct 13, 202013F-HRchanges · EDGAR ↗
Q4 2018$257M58Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.