Managers / Q1 2022 · view latest →
EQUITEC PROPRIETARY MARKETS, LLC
CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009
Reported Value
$457M
Q1 2022
Positions
265
Filings on Record
25
2019–present window
Filed
Apr 22, 2022
original filing
Summary
Equitec Proprietary Markets, LLC reported $457M in U.S.-listed holdings across 265 positions for Q1 2022.
Its largest position, RILY, represents 15.8% of the portfolio.
Compared with Q4 2021, the fund opened 49 new positions and exited 210.
Portfolio Metrics
Turnover
+22.9%
vs prior filed quarter
Top-10 Concentration
+31.1%
share of reported value
Largest Position
+15.8%
B Riley Financial
New / Exited
49 / 210
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 83.4% · $381M
- Other · 11.3% · $52M
- REIT · 2.0% · $9M
- Equity WRT · 1.5% · $7M
- Closed-End Fund · 0.7% · $3M
- Other · 1.1% · $5M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| CITRIX SYS INC | NEW | +75.3K | 75.3K | +$8M | $8M |
| ARENTHE ARENA GROUP HOLDINGS INC | NEW | +578.1K | 578.1K | +$6M | $6M |
| HOUGHTON MIFFLIN HARCOURT CO | NEW | +213.9K | 213.9K | +$4M | $4M |
| FHNFIRST HORIZON CORPORATION | NEW | +136.0K | 136.0K | +$3M | $3M |
| PARABELLUM ACQUISITION CORP | NEW | +294.3K | 294.3K | +$3M | $3M |
| SPYSPDR S&P 500 ETF TR | NEW | +5.8K | 5.8K | +$3M | $3M |
| AOMRANGEL OAK MTG INC | NEW | +150.0K | 150.0K | +$2M | $2M |
| ZYNGA INC | NEW | +192.8K | 192.8K | +$2M | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2022
192 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | RILYB. RILEY FINANCIAL INChistory → | COM | 15.79% | $72M | 1.03M |
| 2 | OECORION ENGINEERED CARBONS S Ahistory → | COM | 2.72% | $12M | 778.8K |
| 3 | CANADIAN PAC RY LTD | COM | 2.26% | $10M | 125.0K |
| 4 | ACTIVISION BLIZZARD INC | COM | 1.80% | $8M | 102.7K |
| 5 | VEONEER INC | COM | 1.65% | $8M | 203.8K |
| 6 | DNAGINKGO BIOWORKS HOLDINGS INChistory → | CL A SHS | 1.47% | $7M | 1.66M |
| 7 | OXY/WSOCCIDENTAL PETE CORP | *W EXP 08/03/202 · COM | 1.43% | $7M | 182.8K |
| 8 | ARENTHE ARENA GROUP HOLDINGS INChistory → | COM | 1.37% | $6M | 578.1K |
| 9 | GPREGREEN PLAINS INChistory → | COM | 1.34% | $6M | 197.5K |
| 10 | AFRICAN GOLD ACQUISITION COR | SHS CL A · *W EXP 03/31/202 | 1.28% | $6M | 2.78M |
| 11 | UISUNISYS CORPhistory → | COM NEW | 1.14% | $5M | 240.9K |
| 12 | MIMECAST LTD | ORD SHS | 1.01% | $5M | 57.9K |
| 13 | MGNIMAGNITE INC | COM | 0.85% | $4M | 294.6K |
| 14 | SANDERSON FARMS INC | COM | 0.84% | $4M | 20.6K |
| 15 | CITRIX SYS INC | COM | 0.82% | $4M | 37.0K |
| 16 | AMDADVANCED MICRO DEVICES INC | COM | 0.74% | $3M | 31.0K |
| 17 | FINSANGEL OAK FINL STRATEGIES IN | COM BEN INT | 0.73% | $3M | 212.2K |
| 18 | BKOBLUEROCK RESIDENTIAL GWT REI | COM CL A | 0.67% | $3M | 115.5K |
| 19 | RIVNRIVIAN AUTOMOTIVE INC | COM CL A | 0.65% | $3M | 59.1K |
| 20 | PARABELLUM ACQUISITION CORP | COM CL A · *W EXP 99/99/999 | 0.64% | $3M | 515.0K |
| 21 | AOMRANGEL OAK MTG INC | COM | 0.54% | $2M | 150.0K |
| 22 | BWBABCOCK & WILCOX ENTERPRISES | COM | 0.47% | $2M | 266.0K |
| 23 | FRANCHISE GROUP INC | COM | 0.38% | $2M | 41.7K |
| 24 | HOUGHTON MIFFLIN HARCOURT CO | COM | 0.37% | $2M | 80.1K |
| 25 | DDIDOUBLEDOWN INTERACTIVE CO LT | ADS | 0.34% | $2M | 131.1K |
| 26 | FHNFIRST HORIZON CORPORATION | COM | 0.31% | $1M | 60.4K |
| 27 | SYNCHRONOSS TECHNOLOGIES INC | COM | 0.19% | $864,000 | 499.5K |
| 28 | AMC ENTMT HLDGS INC | CL A COM | 0.19% | $862,000 | 35.0K |
| 29 | ZYNGA INC | CL A | 0.17% | $771,000 | 83.5K |
| 30 | SOS LIMITED | SPNSORD ADS NEW | 0.17% | $756,000 | 1.41M |
| 31 | PMCBPHARMACYTE BIOTECH INC | COM NEW | 0.16% | $711,000 | 309.3K |
| 32 | ANAPLAN INC | COM | 0.14% | $631,000 | 9.7K |
| 33 | COINCOINBASE GLOBAL INC | COM CL A | 0.13% | $608,000 | 3.2K |
| 34 | CLOVCLOVER HEALTH INVESTMENTS CO | COM CL A | 0.13% | $574,000 | 161.8K |
| 35 | EVO ACQUISITION CORP | COM CL A · *W EXP 01/04/202 | 0.10% | $472,000 | 71.4K |
| 36 | MXMAGNACHIP SEMICONDUCTOR CORP | COM | 0.10% | $445,000 | 26.3K |
| 37 | SISECAM RESOURCES LP | COM UNIT LTD | 0.10% | $436,000 | 22.4K |
| 38 | JAZZJAZZ PHARMACEUTICALS PLC | SHS USD | 0.09% | $420,000 | 2.7K |
| 39 | VVIAIMEDIA BRANDS INC | COM CL A | 0.08% | $379,000 | 62.9K |
| 40 | AMERICAN NATIONAL GROUP INC | COM NEW | 0.08% | $359,000 | 1.9K |
| 41 | VONAGE HLDGS CORP | COM | 0.07% | $329,000 | 16.2K |
| 42 | NNDMNANO DIMENSION LTD | SPONSORD ADS NEW | 0.07% | $328,000 | 92.1K |
| 43 | GCMGWGCM GROSVENOR INC | *W EXP 11/17/202 · COM CL A | 0.07% | $318,000 | 225.6K |
| 44 | MINIM INC | COM | 0.07% | $304,000 | 421.6K |
| 45 | USOUNITED STS OIL FD LP | UNITS | 0.07% | $304,000 | 4.1K |
| 46 | NIELSEN HLDGS PLC | SHS EUR | 0.06% | $286,000 | 10.5K |
| 47 | SHOPSHOPIFY INC | CL A | 0.06% | $270,000 | 400 |
| 48 | SMITH MICRO SOFTWARE INC | COM NEW | 0.05% | $245,000 | 64.9K |
| 49 | LMF ACQUISITION OPPORTUNIT I | CL A COM · *W EXP 01/26/202 | 0.05% | $238,000 | 189.2K |
| 50 | VINCO VENTURES INC | COM | 0.05% | $220,000 | 68.8K |
| 51 | CELULARITY INC | *W EXP 05/24/202 | 0.04% | $202,000 | 147.5K |
| 52 | PLANTRONICS INC NEW | COM | 0.04% | $197,000 | 5.0K |
| 53 | XPERI HOLDING CORP | COM | 0.03% | $158,000 | 9.1K |
| 54 | GREENIDGE GENERATION HLDGS I | CLASS A COM | 0.03% | $139,000 | 16.1K |
| 55 | AIKIDO PHARMA INC | COM | 0.03% | $134,000 | 297.8K |
| 56 | BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 0.03% | $133,000 | 166.8K |
| 57 | MONEYLION INC | CL A · *W EXP 09/22/202 | 0.03% | $117,000 | 50.7K |
| 58 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.02% | $107,000 | 2.4K |
| 59 | TGNATEGNA INC | COM | 0.02% | $101,000 | 4.5K |
| 60 | EDIFY ACQUISITION CORP | CL A · *W EXP 11/25/202 | 0.02% | $97,000 | 25.1K |
| 61 | LENLENNAR CORP | CL A | 0.02% | $81,000 | 1.0K |
| 62 | DBAINVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 0.02% | $77,000 | 3.5K |
| 63 | SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 0.02% | $76,000 | 25.0K |
| 64 | DISDISNEY WALT CO | COM | 0.02% | $69,000 | 500 |
| 65 | RHRH | COM | 0.01% | $65,000 | 200 |
| 66 | AVEPOINT INC | *W EXP 09/18/202 | 0.01% | $65,000 | 73.1K |
| 67 | ZANITE ACQUISITION CORP | *W EXP 10/08/202 | 0.01% | $62,000 | 97.1K |
| 68 | COMPOSECURE INC | *W EXP 12/27/202 | 0.01% | $62,000 | 39.9K |
| 69 | ATLANTIC COASTAL AQSTN CORP | UNIT 01/13/2027 | 0.01% | $62,000 | 6.2K |
| 70 | CEPTON INC | *W EXP 06/01/202 | 0.01% | $56,000 | 113.8K |
| 71 | EAST STONE ACQUISITION CORP | SHS · *W EXP 12/31/202 | 0.01% | $55,000 | 63.2K |
| 72 | BOXED INC | *W EXP 12/08/202 | 0.01% | $54,000 | 50.0K |
| 73 | OTONOMO TECHNOLOGIES LTD | ORDINARY SHARES · *W EXP 08/13/202 | 0.01% | $45,000 | 82.7K |
| 74 | NEOPHOTONICS CORP | COM | 0.01% | $40,000 | 2.6K |
| 75 | TMCTMC THE METALS COMPANY INC | COM | 0.01% | $40,000 | 15.5K |
| 76 | BRIGHT LIGHTS ACQUISITION CO | *W EXP 01/01/202 | 0.01% | $39,000 | 70.0K |
| 77 | PREFERRED APT CMNTYS INC | COM | 0.01% | $37,000 | 1.5K |
| 78 | ADVENT TECHNOLOGIES HOLDNG I | *W EXP 02/03/202 | 0.01% | $36,000 | 80.0K |
| 79 | NEXTNAV INC | *W EXP 10/28/202 | 0.01% | $32,000 | 16.9K |
| 80 | UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 0.01% | $30,000 | 77.6K |
| 81 | LUCID GROUP INC | COM | 0.01% | $30,000 | 1.2K |
| 82 | WELBILT INC | COM | 0.01% | $29,000 | 1.2K |
| 83 | BROOGE ENERGY LTD | *W EXP 12/20/202 | 0.01% | $28,000 | 74.1K |
| 84 | CLVRWCLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 0.01% | $27,000 | 64.9K |
| 85 | BENESSERE CAPITAL ACQUSTN CO | *W EXP 01/07/202 | 0.01% | $25,000 | 50.0K |
| 86 | TIPISHARES TR | TIPS BD ETF | 0.01% | $25,000 | 200 |
| 87 | EJF ACQUISITION CORP | *W EXP 03/10/202 | 0.01% | $25,000 | 26.8K |
| 88 | MONEYGRAM INTL INC | COM NEW | 0.01% | $25,000 | 2.4K |
| 89 | ARBE ROBOTICS LTD | *W EXP 10/07/202 | 0.01% | $25,000 | 25.0K |
| 90 | LIGHTNING EMOTORS INC | *W EXP 05/18/202 | 0.01% | $24,000 | 25.0K |
| 91 | AEA-BRIDGES IMPACT CORP | *W EXP 09/19/202 | 0.01% | $24,000 | 30.0K |
| 92 | ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | 0.01% | $23,000 | 37.1K |
| 93 | VIEW INC | *W EXP 03/08/202 | 0.01% | $23,000 | 87.0K |
| 94 | SILVER CREST ACQUISITION COR | *W EXP 12/15/202 | 0.01% | $23,000 | 50.4K |
| 95 | SABSWSAB BIOTHERAPEUTICS INC | *W EXP 10/22/202 | 0.00% | $22,000 | 45.0K |
| 96 | ARCHIMEDES TECH SPAC PARTNR | *W EXP 04/10/202 | 0.00% | $22,000 | 30.0K |
| 97 | ACE CONVERGENCE ACQU CORP | *W EXP 09/30/202 | 0.00% | $22,000 | 32.0K |
| 98 | OUSTER INC | *W EXP 03/11/202 | 0.00% | $22,000 | 26.1K |
| 99 | FARADAY FUTRE INTLGT ELCTR I | *W EXP 03/20/202 | 0.00% | $22,000 | 25.0K |
| 100 | SPWHSPORTSMANS WHSE HLDGS INC | COM | 0.00% | $21,000 | 2.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $187M | 81 | May 11, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $174M | 84 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $440M | 77 | Nov 26, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $106M | 65 | Aug 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $141M | 66 | May 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $102M | 72 | Jan 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $117M | 73 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $79M | 80 | Jul 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $164M | 90 | Apr 26, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2023 | $135M | 109 | Jan 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $405M | 132 | Oct 17, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $331M | 106 | Jul 12, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $212M | 162 | Apr 28, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $315M | 213 | Jan 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $380M | 292 | Oct 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $353M | 300 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $457M | 265 | Apr 22, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $739M | 441 | Jan 31, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $540M | 274 | Oct 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $334M | 304 | Jul 20, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $318M | 321 | Apr 19, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $384M | 128 | Jan 26, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $131M | 99 | Oct 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $257M | 58 | Jan 30, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.