Managers / Q2 2021 · view latest →
EQUITEC PROPRIETARY MARKETS, LLC
CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009
Reported Value
$334M
Q2 2021
Positions
304
Filings on Record
25
2019–present window
Filed
Jul 20, 2021
original filing
Summary
Equitec Proprietary Markets, LLC reported $334M in U.S.-listed holdings across 304 positions for Q2 2021.
Its largest position, RILY, represents 10.2% of the portfolio.
Compared with Q1 2021, the fund opened 84 new positions and exited 94.
Portfolio Metrics
Turnover
+59.3%
vs prior filed quarter
Top-10 Concentration
+31.0%
share of reported value
Largest Position
+10.2%
B Riley Financial
New / Exited
84 / 94
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 85.0% · $284M
- Other · 12.7% · $42M
- ADR · 0.9% · $3M
- Equity WRT · 0.7% · $2M
- ETP · 0.6% · $2M
- Other · 0.0% · $146,000
Quarter-over-Quarter Changes full breakdown →
vs Q1 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| KANSAS CITY SOUTHERN | NEW | +214.5K | 214.5K | +$61M | $61M |
| PFPTPROOFPOINT INC | NEW | +182.5K | 182.5K | +$32M | $32M |
| JAZZJAZZ PHARMACEUTICALS PLC | NEW | +77.3K | 77.3K | +$14M | $14M |
| GOOGLALPHABET INC | NEW | +3.1K | 3.1K | +$8M | $8M |
| NUANCE COMMUNICATIONS INC | NEW | +138.2K | 138.2K | +$8M | $8M |
| XILINX INC | NEW | +42.5K | 42.5K | +$6M | $6M |
| CNSTCONSTELLATION PHARMCETICLS I | NEW | +175.5K | 175.5K | +$6M | $6M |
| HOMEAT HOME GROUP INC | NEW | +156.6K | 156.6K | +$6M | $6M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2021
200 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | RILYB. RILEY FINANCIAL INChistory → | COM | 10.20% | $34M | 451.3K |
| 2 | KANSAS CITY SOUTHERN | COM NEW | 4.31% | $14M | 50.8K |
| 3 | AFRICAN GOLD ACQUISITION COR | SHS CL A · *W EXP 03/31/202 · UNIT 99/99/9999 | 4.20% | $14M | 3.64M |
| 4 | COHERENT INC | COM | 2.56% | $9M | 32.4K |
| 5 | GPREGREEN PLAINS INChistory → | COM | 2.31% | $8M | 229.2K |
| 6 | GOOGLALPHABET INChistory → | CAP STK CL A | 2.27% | $8M | 3.1K |
| 7 | PFPTPROOFPOINT INChistory → | COM | 2.03% | $7M | 39.1K |
| 8 | CHURCHILL CAPITAL CORP IV | CL A | 1.20% | $4M | 138.6K |
| 9 | NUANCE COMMUNICATIONS INC | COM | 1.01% | $3M | 61.9K |
| 10 | OECORION ENGINEERED CARBONS S A | COM | 0.89% | $3M | 156.5K |
| 11 | XILINX INC | COM | 0.78% | $3M | 18.0K |
| 12 | CNSTCONSTELLATION PHARMCETICLS I | COM | 0.70% | $2M | 68.9K |
| 13 | BWBABCOCK & WILCOX ENTERPRISES | COM | 0.68% | $2M | 287.6K |
| 14 | SYNCHRONOSS TECHNOLOGIES INC | COM | 0.53% | $2M | 488.8K |
| 15 | OCEANTECH ACQUISITIONS I COR | UNIT 05/12/2026 | 0.35% | $1M | 118.0K |
| 16 | EURONAV NV | SHS | 0.34% | $1M | 123.3K |
| 17 | GMEGAMESTOP CORP NEW | CL A | 0.32% | $1M | 5.0K |
| 18 | SMITH MICRO SOFTWARE INC | COM NEW | 0.29% | $978,000 | 187.3K |
| 19 | PROPERTY SOLUTIONS ACQUISITI | *W EXP 03/20/202 | 0.27% | $910,000 | 227.5K |
| 20 | AMC ENTMT HLDGS INC | CL A COM | 0.27% | $890,000 | 15.7K |
| 21 | 23ANDME HOLDING CO | *W EXP 06/16/202 · CLASS A COM | 0.26% | $885,000 | 267.9K |
| 22 | CLVRWCLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 0.26% | $881,000 | 423.7K |
| 23 | MXMAGNACHIP SEMICONDUCTOR CORP | COM | 0.25% | $833,000 | 34.9K |
| 24 | VVIAIMEDIA BRANDS INC | COM CL A | 0.24% | $805,000 | 100.0K |
| 25 | APEX TECHNOLOGY ACQUISITION | *W EXP 09/18/202 | 0.23% | $761,000 | 223.8K |
| 26 | SYKES ENTERPRISES INC | COM | 0.22% | $730,000 | 13.6K |
| 27 | FLY LEASING LTD | SPONSORED ADR | 0.20% | $657,000 | 38.8K |
| 28 | OUSTER INC | *W EXP 03/11/202 | 0.19% | $636,000 | 174.2K |
| 29 | GOTUGAOTU TECHEDU INC | SPONSORED ADS | 0.18% | $607,000 | 41.1K |
| 30 | FUSION ACQUISITION CORP | *W EXP 06/01/202 | 0.18% | $601,000 | 429.5K |
| 31 | OSIRIS ACQUISITION CORP | UNIT 99/99/9999 | 0.18% | $594,000 | 59.9K |
| 32 | CNICANADIAN NATL RY CO | COM | 0.16% | $538,000 | 5.1K |
| 33 | EVO ACQUISITION CORP | UNIT 99/99/9999 | 0.14% | $479,000 | 47.6K |
| 34 | ADVENT TECHNOLOGIES HOLDNG I | *W EXP 02/03/202 | 0.14% | $461,000 | 276.3K |
| 35 | BBBLACKBERRY LTD | COM | 0.13% | $423,000 | 34.6K |
| 36 | GCMGWGCM GROSVENOR INC | *W EXP 11/17/202 | 0.13% | $419,000 | 272.1K |
| 37 | UISUNISYS CORP | COM NEW | 0.11% | $370,000 | 14.6K |
| 38 | HOMEAT HOME GROUP INC | COM | 0.11% | $354,000 | 9.6K |
| 39 | VIEW INC | *W EXP 03/08/202 | 0.10% | $339,000 | 197.3K |
| 40 | COINCOINBASE GLOBAL INC | COM CL A | 0.10% | $337,000 | 1.3K |
| 41 | BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 0.10% | $334,000 | 149.2K |
| 42 | GROWTH CAP ACQUISITION CORP | CL A · *W EXP 06/01/202 | 0.10% | $330,000 | 181.7K |
| 43 | CINER RESOURCES LP | COM UNIT LTD | 0.10% | $325,000 | 22.4K |
| 44 | REINVENT TECHNOLOGY PARTNERS | *W EXP 09/16/202 | 0.09% | $308,000 | 157.7K |
| 45 | SOS LIMITED | SPNSORD ADS NEW | 0.09% | $301,000 | 91.0K |
| 46 | LMF ACQUISITION OPPORTUNIT I | CL A COM · *W EXP 01/26/202 | 0.09% | $295,000 | 212.8K |
| 47 | KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 0.09% | $292,000 | 91.6K |
| 48 | PERELLA WEINBERG PARTNERS | *W EXP 12/31/202 | 0.08% | $281,000 | 101.1K |
| 49 | JAZZJAZZ PHARMACEUTICALS PLC | SHS USD | 0.08% | $254,000 | 1.4K |
| 50 | CLOVCLOVER HEALTH INVESTMENTS CO | COM CL A | 0.07% | $221,000 | 16.6K |
| 51 | CHANGE HEALTHCARE INC | COM | 0.06% | $207,000 | 9.0K |
| 52 | XPERI HOLDING CORP | COM | 0.06% | $186,000 | 8.3K |
| 53 | SAIISOFTWARE ACQUISITN GRUP INC | *W EXP 09/17/202 · COM CL A | 0.05% | $183,000 | 76.6K |
| 54 | LIGHTNING EMOTORS INC | *W EXP 08/18/202 | 0.05% | $177,000 | 107.6K |
| 55 | ROMAN DBDR TECH ACQUISITION | *W EXP 10/31/202 · COM CL A | 0.05% | $177,000 | 97.3K |
| 56 | SUSTAINABLE OPPORTNTS ACQ CO | *W EXP 99/99/999 | 0.05% | $175,000 | 121.3K |
| 57 | INDIE SEMICONDUCTOR INC | *W EXP 06/15/202 | 0.05% | $173,000 | 82.1K |
| 58 | BM TECHNOLOGIES INC | *W EXP 01/04/202 | 0.05% | $167,000 | 65.0K |
| 59 | UPHEALTH INC | *W EXP 06/08/202 · COM | 0.05% | $162,000 | 153.4K |
| 60 | PAYSAFE LIMITED | *W EXP 03/30/202 · ORD | 0.05% | $161,000 | 38.0K |
| 61 | ANDINA ACQUISITION CORP III | *W EXP 07/31/202 | 0.05% | $156,000 | 125.0K |
| 62 | GORES HOLDINGS VI INC | *W EXP 08/24/202 | 0.05% | $155,000 | 25.9K |
| 63 | EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 0.05% | $154,000 | 21.4K |
| 64 | ELECTRIC LAST MILE SOLUTNS I | *W EXP 08/24/202 | 0.04% | $146,000 | 64.5K |
| 65 | BLADE AIR MOBILITY INC | *W EXP 09/01/202 | 0.04% | $142,000 | 51.7K |
| 66 | QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK · *W EXP 01/30/202 | 0.04% | $140,000 | 27.6K |
| 67 | CANOO INC | *W EXP 12/21/202 | 0.04% | $133,000 | 44.6K |
| 68 | RIOTRIOT BLOCKCHAIN INC | COM | 0.04% | $132,000 | 3.5K |
| 69 | CANO HEALTH INC | COM CL A | 0.04% | $121,000 | 10.0K |
| 70 | UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 0.04% | $120,000 | 67.6K |
| 71 | FALCON CAPITAL ACQUISITN COR | *W EXP 08/20/202 · COM CL A | 0.04% | $120,000 | 54.2K |
| 72 | ZANITE ACQUISITION CORP | *W EXP 10/08/202 | 0.04% | $118,000 | 97.1K |
| 73 | THE ORIGINAL BARK COMPANY | *W EXP 05/01/202 | 0.04% | $117,000 | 33.5K |
| 74 | FINSANGEL OAK FINL STRATEGIES IN | COM BEN INT | 0.03% | $111,000 | 6.2K |
| 75 | AEROJET ROCKETDYNE HLDGS INC | COM | 0.03% | $106,000 | 2.2K |
| 76 | FORTERRA INC | COM | 0.03% | $106,000 | 4.5K |
| 77 | EDIFY ACQUISITION CORP | UNIT 11/25/2025 · *W EXP 11/25/202 | 0.03% | $104,000 | 20.3K |
| 78 | NAVNAVISTAR INTL CORP NEW | COM | 0.03% | $102,000 | 2.3K |
| 79 | WPFFOLEY TRASIMENE ACQUISTN COR | COM CL A | 0.03% | $100,000 | 10.2K |
| 80 | INNOVIZ TECHNOLOGIES LTD | *W EXP 04/05/202 | 0.03% | $99,000 | 30.0K |
| 81 | DIGITAL MEDIA SOLUTIONS INC | *W EXP 07/15/202 | 0.03% | $98,000 | 69.3K |
| 82 | BODYWTHE BEACHBODY COMPANY INC | *W EXP 12/31/202 | 0.03% | $93,000 | 31.1K |
| 83 | FAST ACQUISITION CORP | *W EXP 08/25/202 | 0.03% | $89,000 | 30.0K |
| 84 | DISDISNEY WALT CO | COM | 0.03% | $88,000 | 500 |
| 85 | PERIDOT ACQUISITION CORP | *W EXP 11/30/202 | 0.03% | $88,000 | 32.5K |
| 86 | GX ACQUISITION CORP | *W EXP 05/24/202 | 0.02% | $82,000 | 60.0K |
| 87 | TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 0.02% | $82,000 | 35.0K |
| 88 | BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | 0.02% | $81,000 | 40.7K |
| 89 | SEAPORT GLOBAL ACQUISITN COR | *W EXP 12/15/202 | 0.02% | $75,000 | 87.1K |
| 90 | FINTECH ACQUISITION CORP V | *W EXP 12/31/202 | 0.02% | $72,000 | 22.6K |
| 91 | DBAINVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 0.02% | $65,000 | 3.5K |
| 92 | GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | 0.02% | $64,000 | 43.5K |
| 93 | FORESIGHT ACQUISITION CORP | UNIT 01/29/2026 | 0.02% | $62,000 | 6.0K |
| 94 | AERSALE CORPORATION | *W EXP 12/22/202 | 0.02% | $57,000 | 20.0K |
| 95 | ATLAS CREST INVT CORP | *W EXP 01/30/202 | 0.02% | $52,000 | 33.5K |
| 96 | LIVE OAK ACQUISITION CORP II | UNIT 99/99/9999 · COM CL A | 0.02% | $52,000 | 5.1K |
| 97 | SANDBRIDGE ACQUISITION CORP | *W EXP 09/14/202 | 0.02% | $51,000 | 36.6K |
| 98 | CF FIN ACQUISITION CORP III | *W EXP 09/30/202 | 0.01% | $48,000 | 30.0K |
| 99 | GNWGENWORTH FINL INC | COM CL A | 0.01% | $46,000 | 11.9K |
| 100 | 10X CAPITAL VENTURE ACQU COR | *W EXP 10/29/202 | 0.01% | $45,000 | 25.6K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $187M | 81 | May 11, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $174M | 84 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $440M | 77 | Nov 26, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $106M | 65 | Aug 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $141M | 66 | May 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $102M | 72 | Jan 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $117M | 73 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $79M | 80 | Jul 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $164M | 90 | Apr 26, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2023 | $135M | 109 | Jan 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $405M | 132 | Oct 17, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $331M | 106 | Jul 12, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $212M | 162 | Apr 28, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $315M | 213 | Jan 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $380M | 292 | Oct 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $353M | 300 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $457M | 265 | Apr 22, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $739M | 441 | Jan 31, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $540M | 274 | Oct 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $334M | 304 | Jul 20, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $318M | 321 | Apr 19, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $384M | 128 | Jan 26, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $131M | 99 | Oct 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $257M | 58 | Jan 30, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.