SEC 13F Intelligence

Managers / Q1 2021 · view latest →

EQUITEC PROPRIETARY MARKETS, LLC

CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009

Reported Value
$318M
Q1 2021
Positions
321
Filings on Record
25
2019–present window
Filed
Apr 19, 2021
original filing

Summary

Equitec Proprietary Markets, LLC reported $318M in U.S.-listed holdings across 321 positions for Q1 2021.

Its largest position, RILY, represents 13.7% of the portfolio.

Compared with Q4 2020, the fund opened 218 new positions and exited 40.

Portfolio Metrics

Turnover
+74.9%
vs prior filed quarter
Top-10 Concentration
+33.5%
share of reported value
Largest Position
+13.7%
B Riley Financial
New / Exited
218 / 40
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $257MQ4 ’18Q3 ’20: $131MQ4 ’20: $384MQ1 ’21: $318MQ1 ’21Q2 ’21: $334MQ3 ’21: $540MQ4 ’21: $739MQ4 ’21Q1 ’22: $457MQ2 ’22: $353MQ3 ’22: $380MQ3 ’22Q4 ’22: $315MQ1 ’23: $212MQ2 ’23: $331MQ2 ’23Q3 ’23: $405MQ4 ’23: $135MQ1 ’24: $164MQ1 ’24Q2 ’24: $79MQ3 ’24: $117MQ4 ’24: $102MQ4 ’24Q1 ’25: $141MQ2 ’25: $106MQ3 ’25: $440MQ3 ’25Q4 ’25: $174MQ1 ’26: $187Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 73.3%Other: 14.0%ADR: 7.3%ETP: 4.7%Equity WRT: 0.8%Other: 0.0%
  • Common Stock · 73.3% · $233M
  • Other · 14.0% · $44M
  • ADR · 7.3% · $23M
  • ETP · 4.7% · $15M
  • Equity WRT · 0.8% · $3M
  • Other · 0.0% · $45,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GMEGAMESTOP CORP NEWNEW+597.0K597.0K+$113M$113M
GW PHARMACEUTICALS PLCNEW+96.5K96.5K+$21M$21M
COHREURCOHERENT INCNEW+81.4K81.4K+$21M$21M
SPDR S&P 500 ETF TRNEW+35.4K35.4K+$14M$14M
AFRICAN GOLD ACQUISITION CORNEW+950.6K950.6K+$9M$9M
MIKUSDMICHAELS COS INCNEW+269.9K269.9K+$6M$6M
PRSPPERSPECTA INCNEW+203.1K203.1K+$6M$6M
CHURCHILL CAPITAL CORP IVNEW+239.6K239.6K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

26 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RILYB. RILEY FINANCIAL INChistory →COM13.75%$44M774.8K
2SPDR S&P 500 ETF TRTR UNIT4.42%$14M35.4K
3AFRICAN GOLD ACQUISITION CORSHS CL A · UNIT 99/99/99993.62%$11M1.19M
4AMZNAMAZON COM INChistory →COM3.02%$10M3.1K
5GW PHARMACEUTICALS PLCADS2.99%$10M43.8K
6COHREURCOHERENT INChistory →COM2.50%$8M31.4K
7CHURCHILL CAPITAL CORP IVCL A1.38%$4M189.5K
8RPREALPAGE INChistory →COM1.01%$3M36.7K
9PRSPPERSPECTA INCCOM0.82%$3M89.7K
10BWBABCOCK & WILCOX ENTERPRISESCOM0.78%$2M262.8K
11MIKUSDMICHAELS COS INCCOM0.69%$2M100.4K
12GROWTH CAP ACQUISITION CORPCL A0.54%$2M176.9K
13G3VGREEN PLAINS INCCOM0.44%$1M52.2K
14UWM HOLDINGS CORPORATION*W EXP 01/21/2020.43%$1M759.8K
15EURONAV NVSHS0.36%$1M123.3K
16SMITH MICRO SOFTWARE INCCOM NEW0.35%$1M204.2K
17SONIM TECHNOLOGIES INCCOM0.35%$1M1.36M
18CLVRWCLEVER LEAVES HOLDINGS INC*W EXP 12/18/2020.33%$1M401.4K
19ADNWWADVENT TECHNOLOGIES HOLDNG I*W EXP 02/03/2020.25%$798,000347.1K
20FUSION ACQUISITION CORPCL A0.24%$764,00076.7K
21AMC ENTMT HLDGS INCCL A COM0.23%$724,00070.9K
22BURGERFI INTERNATIONAL INC*W EXP 12/16/2020.21%$679,000174.9K
23VIEW INC*W EXP 03/08/2020.20%$644,000369.9K
24SOS LIMITEDSPNSORD ADS NEW0.18%$569,000114.2K
25APEX TECHNOLOGY ACQUISITION*W EXP 09/18/2020.17%$552,000210.8K
26FLYGBPFLY LEASING LTDSPONSORED ADR0.17%$549,00032.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$187M81May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$174M84Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$440M77Nov 26, 202513F-HRchanges · EDGAR ↗
Q2 2025$106M65Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M66May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$102M72Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$117M73Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$79M80Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$164M90Apr 26, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$135M109Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$405M132Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$331M106Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$212M162Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$315M213Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$380M292Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$353M300Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$457M265Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$739M441Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$540M274Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$334M304Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$318M321Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M128Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$131M99Oct 13, 202013F-HRchanges · EDGAR ↗
Q4 2018$257M58Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.