SEC 13F Intelligence

Managers / Q3 2024 · view latest →

EQUITEC PROPRIETARY MARKETS, LLC

CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009

Reported Value
$117M
Q3 2024
Positions
73
Filings on Record
25
2019–present window
Filed
Oct 18, 2024
original filing

Summary

Equitec Proprietary Markets, LLC reported $117M in U.S.-listed holdings across 73 positions for Q3 2024.

Its largest position, United States Stl, represents 4.6% of the portfolio.

Compared with Q2 2024, the fund opened 11 new positions and exited 17.

Portfolio Metrics

Turnover
+20.2%
vs prior filed quarter
Top-10 Concentration
+8.9%
share of reported value
Largest Position
+4.6%
United States Stl
New / Exited
11 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $257MQ4 ’18Q3 ’20: $131MQ4 ’20: $384MQ1 ’21: $318MQ1 ’21Q2 ’21: $334MQ3 ’21: $540MQ4 ’21: $739MQ4 ’21Q1 ’22: $457MQ2 ’22: $353MQ3 ’22: $380MQ3 ’22Q4 ’22: $315MQ1 ’23: $212MQ2 ’23: $331MQ2 ’23Q3 ’23: $405MQ4 ’23: $135MQ1 ’24: $164MQ1 ’24Q2 ’24: $79MQ3 ’24: $117MQ4 ’24: $102MQ4 ’24Q1 ’25: $141MQ2 ’25: $106MQ3 ’25: $440MQ3 ’25Q4 ’25: $174MQ1 ’26: $187Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 99.9%ETP: 0.1%Other: 0.0%Equity WRT: 0.0%ADR: 0.0%
  • Common Stock · 99.9% · $117M
  • ETP · 0.1% · $74,754
  • Other · 0.0% · $57,501
  • Equity WRT · 0.0% · $29,131
  • ADR · 0.0% · $8,437

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SIRISIRIUSXM HOLDINGS INCNEW+949.5K949.5K+$22M$22M
KELKELLANOVANEW+91.9K91.9K+$7M$7M
TPRTAPESTRY INCNEW+16.0K16.0K+$751,680$751,680
BNEDBARNES & NOBLE ED INCNEW+75.8K75.8K+$701,908$701,908
KLGWK KELLOGG CONEW+19.8K19.8K+$337,923$337,923
DNAGINKGO BIOWORKS HOLDINGS INCNEW+12.2K12.2K+$99,430$99,430
REVANCE THERAPEUTICS INCNEW+300300+$1,557$1,557
NOKNOKIA CORPNEW+100100+$437$437

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1UNITED STATES STL CORP NEWCOM4.63%$5M153.8K
2SIRISIRIUSXM HOLDINGS INChistory →COMMON STOCK1.28%$2M63.8K
3AMEDAMEDISYS INCCOM0.86%$1M10.5K
4PARAMOUNT GLOBALCLASS B COM0.74%$867,65481.7K
5MGRCMCGRATH RENTCORPCOM0.45%$525,9795.0K
6KLGWK KELLOGG COCOM SHS0.23%$269,48315.8K
7CDZICADIZ INCCOM NEW0.21%$252,01783.2K
8GMEGAMESTOP CORP NEWCL A0.20%$236,75210.3K
9TPRTAPESTRY INCCOM0.16%$187,9204.0K
10PMCBPHARMACYTE BIOTECH INCCOM NEW0.13%$158,00982.7K
11DNAGINKGO BIOWORKS HOLDINGS INCCL A NEW0.08%$99,43012.2K
12BROOKFIELD INFRASTRUCTURE COCOM SB VTG SHS A0.07%$81,4311.9K
13TLTISHARES TR20 YR TR BD ETF0.05%$58,860600
14SNCRSYNCHRONOSS TECHNOLOGIES INCCOM NEW0.04%$49,1213.3K
15ORIGIN MATERIALS INCCOM0.04%$43,31728.1K
16BWBABCOCK & WILCOX ENTERPRISESCOM0.03%$33,58916.5K
17GOOGALPHABET INCCAP STK CL C0.03%$33,438200
18LUCID GROUP INCCOM0.02%$27,8877.9K
19BBAI/WSBIGBEAR AI HLDGS INC*W EXP 12/08/2020.01%$17,500125.0K
20ARKKARK ETF TRINNOVATION ETF0.01%$9,506200
21JDJD.COM INCSPON ADS CL A0.01%$8,000200
22SHARECARE INC*W EXP 07/01/2020.01%$6,60075.0K
23LVWR/WSLIVEWIRE GROUP INC*W EXP 09/26/2020.00%$5,87466.0K
24TEUCRIUM COMMODITY TRWHEAT FD0.00%$5,2401.0K
25AMC ENTMT HLDGS INCCL A NEW0.00%$4,418971
26TMCTMC THE METALS COMPANY INCCOM0.00%$4,2404.0K
27SABRSABRE CORPCOM0.00%$3,6701.0K
28SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.00%$3,48180.4K
29AMPLIFY ETF TRAMPLIFY ALTERNAT0.00%$3,3101.0K
30PROSHARES TR IIULTRA VIX SHORT0.00%$2,493100
31SPYSPDR S&P 500 ETF TRTR UNIT0.00%$1,1482
32MSPRWMSP RECOVERY INC*W EXP 05/20/2020.00%$1,100500.0K
33HEHAWAIIAN ELEC INDUSTRIESCOM0.00%$72675
34CEPTON INC*W EXP 06/01/2020.00%$67652.8K
35NIOBWNIOCORP DEVS LTD*W EXP 03/17/2020.00%$6255.0K
36D-WAVE QUANTUM INC*W EXP 08/05/2020.00%$4765.3K
37WESTERN ASSET GBL HIGH INC FRIGHT 10/08/20240.00%$42939.0K
38ALPHA TAU MEDICAL LTD*W EXP 99/99/9990.00%$3611.9K
39ASSET ENTITIES INCCL B NEW0.00%$208160
40GRIID INFRASTRUCTURE INC*W EXP 12/29/2020.00%$692.0K
41BANZAI INTERNATIONAL INC*W EXP 12/14/2020.00%$415.0K
42ANGHAMI INC*W EXP 02/03/2020.00%$382.5K
43SONDER HOLDINGS INC*W EXP 01/18/2020.00%$342.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$187M81May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$174M84Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$440M77Nov 26, 202513F-HRchanges · EDGAR ↗
Q2 2025$106M65Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M66May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$102M72Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$117M73Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$79M80Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$164M90Apr 26, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$135M109Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$405M132Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$331M106Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$212M162Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$315M213Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$380M292Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$353M300Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$457M265Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$739M441Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$540M274Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$334M304Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$318M321Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M128Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$131M99Oct 13, 202013F-HRchanges · EDGAR ↗
Q4 2018$257M58Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.