Managers / Q4 2018 · view latest →
EQUITEC PROPRIETARY MARKETS, LLC
CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009
Summary
Equitec Proprietary Markets, LLC reported $257M in U.S.-listed holdings across 58 positions for Q4 2018.
Its largest position, HUM, represents 2.0% of the portfolio.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 89.0% · $229M
- Other · 11.0% · $28M
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| RHT1EURRED HAT INC | NEW | +534.6K | 534.6K | +$94M | $94M |
| UTXZUNITED TECHNOLOGIES CORP | NEW | +264.8K | 264.8K | +$28M | $28M |
| CVSCVS HEALTH CORP | NEW | +407.6K | 407.6K | +$27M | $27M |
| T8STESARO INC | NEW | +332.6K | 332.6K | +$25M | $25M |
| CICIGNA CORP NEW | NEW | +91.8K | 91.8K | +$17M | $17M |
| ATHENAHEALTH INC | NEW | +83.1K | 83.1K | +$11M | $11M |
| DELLDELL TECHNOLOGIES INC | NEW | +220.5K | 220.5K | +$11M | $11M |
| HUMHUMANA INC | NEW | +35.8K | 35.8K | +$10M | $10M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2018
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | HUMHUMANA INChistory → | COM | 1.99% | $5M | 17.9K |
| 2 | CVSCVS HEALTH CORPhistory → | COM | 1.72% | $4M | 67.5K |
| 3 | RILYB RILEY FINL INChistory → | COM | 1.53% | $4M | 276.8K |
| 4 | UTXZUNITED TECHNOLOGIES CORPhistory → | COM | 1.49% | $4M | 36.0K |
| 5 | T8STESARO INC | COM | 0.65% | $2M | 22.7K |
| 6 | DELLDELL TECHNOLOGIES INC | CL C | 0.63% | $2M | 33.1K |
| 7 | BXCBLUELINX HLDGS INC | COM NEW | 0.52% | $1M | 54.1K |
| 8 | TNAVEURTELENAV INC | COM | 0.47% | $1M | 297.2K |
| 9 | DDOMINION ENERGY INC | COM | 0.39% | $1M | 14.1K |
| 10 | CICIGNA CORP NEW | COM | 0.33% | $842,000 | 4.4K |
| 11 | BWEURBABCOCK & WILCOX ENTERPRIS I | COM | 0.30% | $775,000 | 1.99M |
| 12 | TAT&T INC | COM | 0.27% | $685,000 | 24.0K |
| 13 | RHT1EURRED HAT INC | COM | 0.26% | $667,000 | 3.8K |
| 14 | NATIONAL HOLDINGS CORP | COM NEW | 0.21% | $550,000 | 203.8K |
| 15 | ASPEN INSURANCE HOLDINGS LTD | SHS | 0.15% | $378,000 | 9.0K |
| 16 | BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | 0.14% | $366,000 | 22.7K |
| 17 | KDPKEURIG DR PEPPER INC | COM | 0.14% | $364,000 | 14.2K |
| 18 | XONUSDINTREXON CORP | COM | 0.04% | $95,000 | 14.5K |
| 19 | GECEURGREAT ELM CAP GROUP INC | COM NEW | 0.03% | $86,000 | 25.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $187M | 81 | May 11, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $174M | 84 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $440M | 77 | Nov 26, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $106M | 65 | Aug 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $141M | 66 | May 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $102M | 72 | Jan 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $117M | 73 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $79M | 80 | Jul 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $164M | 90 | Apr 26, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2023 | $135M | 109 | Jan 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $405M | 132 | Oct 17, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $331M | 106 | Jul 12, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $212M | 162 | Apr 28, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $315M | 213 | Jan 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $380M | 292 | Oct 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $353M | 300 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $457M | 265 | Apr 22, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $739M | 441 | Jan 31, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $540M | 274 | Oct 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $334M | 304 | Jul 20, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $318M | 321 | Apr 19, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $384M | 128 | Jan 26, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $131M | 99 | Oct 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $257M | 58 | Jan 30, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.