SEC 13F Intelligence

Managers / Q3 2023 · view latest →

EQUITEC PROPRIETARY MARKETS, LLC

CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009

Reported Value
$405M
Q3 2023
Positions
132
Filings on Record
25
2019–present window
Filed
Oct 17, 2023
original filing

Summary

Equitec Proprietary Markets, LLC reported $405M in U.S.-listed holdings across 132 positions for Q3 2023.

Its largest position, RILY, represents 10.9% of the portfolio.

Compared with Q2 2023, the fund opened 40 new positions and exited 22.

Portfolio Metrics

Turnover
+40.4%
vs prior filed quarter
Top-10 Concentration
+20.2%
share of reported value
Largest Position
+10.9%
B Riley Financial
New / Exited
40 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $257MQ4 ’18Q3 ’20: $131MQ4 ’20: $384MQ1 ’21: $318MQ1 ’21Q2 ’21: $334MQ3 ’21: $540MQ4 ’21: $739MQ4 ’21Q1 ’22: $457MQ2 ’22: $353MQ3 ’22: $380MQ3 ’22Q4 ’22: $315MQ1 ’23: $212MQ2 ’23: $331MQ2 ’23Q3 ’23: $405MQ4 ’23: $135MQ1 ’24: $164MQ1 ’24Q2 ’24: $79MQ3 ’24: $117MQ4 ’24: $102MQ4 ’24Q1 ’25: $141MQ2 ’25: $106MQ3 ’25: $440MQ3 ’25Q4 ’25: $174MQ1 ’26: $187Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 62.1%Other: 31.6%Equity WRT: 2.4%ETP: 1.7%ADR: 1.4%Other: 0.7%
  • Common Stock · 62.1% · $252M
  • Other · 31.6% · $128M
  • Equity WRT · 2.4% · $10M
  • ETP · 1.7% · $7M
  • ADR · 1.4% · $6M
  • Other · 0.7% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
1939900DBROOKFIELD INFRASTRUCTURE CONEW+487.2K487.2K+$17M$17M
CAPRI HOLDINGS LIMITEDNEW+84.7K84.7K+$4M$4M
AMEDAMEDISYS INCNEW+36.4K36.4K+$3M$3M
AMC ENTMT HLDGS INCNEW+369.9K369.9K+$3M$3M
JPMJPMORGAN CHASE & CONEW+9.7K9.7K+$1M$1M
SPDR S&P 500 ETF TRNEW+2.7K2.7K+$1M$1M
CDZICADIZ INCNEW+244.8K244.8K+$810,288$810,288
CHRSCOHERUS BIOSCIENCES INCNEW+48.4K48.4K+$181,181$181,181

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

25 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RILYB. RILEY FINANCIAL INChistory →COM10.87%$44M1.07M
2OCCIDENTAL PETE CORP*W EXP 08/03/2022.32%$9M217.2K
3ATVIEURACTIVISION BLIZZARD INChistory →COM1.49%$6M64.5K
4APLDAPPLIED DIGITAL CORPhistory →COM NEW1.25%$5M808.8K
5GINKGO BIOWORKS HOLDINGS INCCL A SHS1.13%$5M2.53M
6GQ9SPDR GOLD TRGOLD SHS0.99%$4M23.5K
7ANGEL OAK FINL STRATEGIES INCOM BEN INT0.62%$3M210.0K
8NATIONAL INSTRS CORPCOM0.57%$2M38.6K
9CPCANADIAN PACIFIC KANSAS CITYCOM0.53%$2M28.8K
10SNCREURSYNCHRONOSS TECHNOLOGIES INCCOM0.45%$2M1.91M
11SIMOSILICON MOTION TECHNOLOGY COSPONSORED ADR0.43%$2M33.9K
12LILIUM N VCLASS A ORD SHS0.41%$2M2.32M
13JPMJPMORGAN CHASE & COCOM0.35%$1M9.7K
14AMEDAMEDISYS INCCOM0.33%$1M14.3K
15BIOHAVEN LTDCOM0.32%$1M49.3K
16VMWEURVMWARE INCCL A COM0.30%$1M7.2K
17SAVEEURSPIRIT AIRLS INCCOM0.29%$1M71.5K
18SPDR S&P 500 ETF TRTR UNIT0.29%$1M2.7K
19DDIDOUBLEDOWN INTERACTIVE CO LTADS0.27%$1M131.1K
20BWBABCOCK & WILCOX ENTERPRISESCOM0.27%$1M257.5K
21CDZICADIZ INCCOM NEW0.20%$810,288244.8K
22ORION S.A.COM0.18%$725,49934.1K
23AOMRANGEL OAK MORTGAGE REIT INCCOM0.11%$458,83753.8K
24AMC ENTMT HLDGS INCCL A NEW0.11%$451,33156.5K
25TGNATEGNA INCCOM0.10%$386,10526.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$187M81May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$174M84Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$440M77Nov 26, 202513F-HRchanges · EDGAR ↗
Q2 2025$106M65Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M66May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$102M72Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$117M73Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$79M80Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$164M90Apr 26, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$135M109Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$405M132Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$331M106Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$212M162Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$315M213Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$380M292Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$353M300Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$457M265Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$739M441Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$540M274Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$334M304Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$318M321Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M128Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$131M99Oct 13, 202013F-HRchanges · EDGAR ↗
Q4 2018$257M58Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.