SEC 13F Intelligence

ANGEL OAK FINL STRATEGIES IN

CUSIP 03464A100

Angel Oak Finl Strategies In has 43 institutional holders in Filings Flow’s 13F database, together reporting 22.03M shares worth $142M as of Q1 2026. The largest reported holders are Karpus Management, Inc., Wells Fargo & Company/Mn, and Ubs Group AG.

Institutional Holders
43
Q1 2026
Reported Value
$142M
Ticker
unmapped
private placement or foreign
Quarters Tracked
8

Ownership Trend

Institutional holders
Q2 ’19: 4Q2 ’19Q3 ’19: 7Q3 ’19Q2 ’21: 20Q2 ’21Q4 ’21: 32Q4 ’21Q4 ’22: 40Q4 ’22Q4 ’25: 43Q4 ’25Q1 ’26: 43Q1 ’26Q2 ’26: 3Q2 ’26filingsflow.com
Total reported value
Q2 ’19: $11MQ2 ’19Q3 ’19: $18MQ3 ’19Q2 ’21: $60MQ2 ’21Q4 ’21: $100MQ4 ’21Q4 ’22: $70MQ4 ’22Q4 ’25: $157MQ4 ’25Q1 ’26: $142MQ1 ’26Q2 ’26: $19MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Karpus Management, Inc.$3.2B AUM1.87%$60M4.70MQ1 2026OLDER
Noble Wealth Management PBC$223M AUM1.33%$3M231.6KQ2 2026
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.84%$2M193.4KQ1 2026OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.32%$6M484.4KQ1 2026OLDER
Twelve Points Wealth Management LLC$455M AUM0.22%$1M79.2KQ1 2026OLDER
Catalina Capital Group, LLC$168M AUM0.13%$210,44216.1KQ3 2025OLDER
Advisors Asset Management, Inc.$6.0B AUM0.08%$5M353.7KQ1 2026OLDER
RIVERBRIDGE PARTNERS LLC$4.1B AUM0.07%$3M233.5KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM0.05%$152,41412.0KQ1 2026OLDER
Summit Asset Management, LLC$719M AUM0.05%$331,50026.0KQ1 2026OLDER
Live Oak Private Wealth LLC$717M AUM0.04%$276,29321.7KQ1 2026OLDER
Mountain Hill Investment Partners Corp.$169M AUM0.03%$42,4963.3KQ1 2026OLDER
Ignite Planners, LLC$648M AUM0.02%$150,13611.5KQ3 2025OLDER
Dakota Wealth Management$4.6B AUM0.02%$1M80.8KQ1 2026OLDER
Mayflower Financial Advisors, LLC$1.2B AUM0.02%$239,36018.7KQ2 2026
StoneX Group Inc.$1.9B AUM0.01%$202,76015.3KQ4 2025OLDER
PFG Investments, LLC$2.1B AUM0.01%$128,52210.1KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$5M371.5KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.00%$331,75526.0KQ1 2026OLDER
NorthCoast Asset Management LLC$4.3B AUM0.00%$927,91370.8KQ3 2025OLDER
&PARTNERS$20.2B AUM0.00%$692,69554.3KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$92,5497.3KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$16M1.27MQ2 2026
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$3M203.1KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$9M740.6KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$930,47873.0KQ1 2026OLDER
GHP Investment Advisors, Inc.$2.4B AUM0.00%$31,8752.5KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$940,68373.8KQ1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$3,825300Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$5M408.3KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$3M239.4KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$308,28124.4KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$2M177.6KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$171,70413.5KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$9M655.6KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$481,03937.7KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$251,00119.7KQ1 2026OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.00%$4,552357Q1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$1M79.0KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$58,7324.4KQ4 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$52,8404.0KQ4 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$131,88010.3KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$5,104400Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$56,6864.4KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$543,45642.6KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$150,96411.4KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$39,4613.0KQ3 2025OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$38330.0KQ1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.