SEC 13F Intelligence

Managers / Q4 2023 · view latest →

EQUITEC PROPRIETARY MARKETS, LLC

CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009

Reported Value
$135M
Q4 2023
Positions
109
Filings on Record
25
2019–present window
Filed
Jan 29, 2024
original filing

Summary

Equitec Proprietary Markets, LLC reported $135M in U.S.-listed holdings across 109 positions for Q4 2023.

The portfolio is heavily concentrated: APLD alone accounts for 20.8% of reported value.

Compared with Q3 2023, the fund opened 16 new positions and exited 30.

Portfolio Metrics

Turnover
+23.7%
vs prior filed quarter
Top-10 Concentration
+60.1%
share of reported value
Largest Position
+20.8%
Applied Digital
New / Exited
16 / 30
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $257MQ4 ’18Q3 ’20: $131MQ4 ’20: $384MQ1 ’21: $318MQ1 ’21Q2 ’21: $334MQ3 ’21: $540MQ4 ’21: $739MQ4 ’21Q1 ’22: $457MQ2 ’22: $353MQ3 ’22: $380MQ3 ’22Q4 ’22: $315MQ1 ’23: $212MQ2 ’23: $331MQ2 ’23Q3 ’23: $405MQ4 ’23: $135MQ1 ’24: $164MQ1 ’24Q2 ’24: $79MQ3 ’24: $117MQ4 ’24: $102MQ4 ’24Q1 ’25: $141MQ2 ’25: $106MQ3 ’25: $440MQ3 ’25Q4 ’25: $174MQ1 ’26: $187Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 80.3%ETP: 9.4%Equity WRT: 4.5%Other: 3.8%Closed-End Fund: 1.3%Other: 0.7%
  • Common Stock · 80.3% · $109M
  • ETP · 9.4% · $13M
  • Equity WRT · 4.5% · $6M
  • Other · 3.8% · $5M
  • Closed-End Fund · 1.3% · $2M
  • Other · 0.7% · $973,295

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QQQINVESCO QQQ TRNEW+10.5K10.5K+$4M$4M
MIRATI THERAPEUTICS INCNEW+70.0K70.0K+$4M$4M
DCBODOCEBO INCNEW+77.7K77.7K+$4M$4M
IROBOT CORPNEW+46.7K46.7K+$2M$2M
ICOSAVAX INCNEW+96.5K96.5K+$2M$2M
SNCRSYNCHRONOSS TECHNOLOGIES INCNEW+146.8K146.8K+$911,653$911,653
GRACELL BIOTECHNOLOGIES INCNEW+32.2K32.2K+$323,288$323,288
LAZYDAYS HLDGS INCNEW+23.2K23.2K+$163,560$163,560

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

76 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1APLDAPPLIED DIGITAL CORPhistory →COM NEW20.78%$28M4.17M
2RILYB. RILEY FINANCIAL INChistory →COM15.62%$21M1.01M
3SPYSPDR S&P 500 ETF TRhistory →TR UNIT6.20%$8M17.6K
4OXY/WSOCCIDENTAL PETE CORPhistory →*W EXP 08/03/2024.36%$6M151.4K
5QQQINVESCO QQQ TRhistory →UNIT SER 13.18%$4M10.5K
6DNAGINKGO BIOWORKS HOLDINGS INChistory →CL A SHS3.04%$4M2.43M
7LILIUM N VCLASS A ORD SHS1.98%$3M2.26M
8MARAMARATHON DIGITAL HOLDINGS INhistory →COM1.75%$2M100.8K
9CPCANADIAN PACIFIC KANSAS CITYhistory →COM1.68%$2M28.8K
10MIRATI THERAPEUTICS INCCOM1.53%$2M35.1K
11FINSANGEL OAK FINL STRATEGIES INhistory →COM BEN INT1.28%$2M145.6K
12AMEDAMEDISYS INChistory →COM1.06%$1M15.1K
13DCBODOCEBO INChistory →COM1.01%$1M28.3K
14DDIDOUBLEDOWN INTERACTIVE CO LTADS0.71%$963,718131.1K
15SNCRSYNCHRONOSS TECHNOLOGIES INCCOM NEW0.67%$911,653146.8K
16OECORION S.A.COM0.65%$884,39331.9K
17CDZICADIZ INCCOM NEW0.50%$679,560242.7K
18TSLATESLA INCCOM0.43%$577,2192.3K
19ICOSAVAX INCCOM0.42%$567,36036.0K
20BROOKFIELD INFRASTRUCTURE COCOM SB VTG SHS A0.33%$441,49412.5K
21BWBABCOCK & WILCOX ENTERPRISESCOM0.28%$375,938257.5K
22PMCBPHARMACYTE BIOTECH INCCOM NEW0.13%$178,69082.7K
23IROBOT CORPCOM0.13%$170,4354.4K
24ARENTHE ARENA GROUP HOLDINGS INCCOM0.12%$158,31366.5K
25STRATASYS LTDSHS0.08%$112,8127.9K
26GRACELL BIOTECHNOLOGIES INCSPONSORED ADS0.05%$74,2967.4K
27GMEGAMESTOP CORP NEWCL A0.05%$71,8734.1K
28BBAI/WSBIGBEAR AI HLDGS INC*W EXP 12/08/2020.04%$59,630176.4K
29TLTISHARES TR20 YR TR BD ETF0.04%$59,328600
30LAZYDAYS HLDGS INCCOM0.04%$52,1707.4K
31LVWR/WSLIVEWIRE GROUP INC*W EXP 09/26/2020.03%$45,964113.3K
32AMC ENTMT HLDGS INCCL A NEW0.03%$37,8646.2K
33LUCID GROUP INCCOM0.02%$33,2597.9K
34GOOGALPHABET INCCAP STK CL C0.02%$28,186200
35ORIGIN MATERIALS INCCOM0.02%$23,52128.1K
36MMACYS INCCOM0.01%$20,1201.0K
37CONNS INCCOM0.01%$19,9804.5K
38GCMGWGCM GROSVENOR INC*W EXP 11/17/2020.01%$18,00050.0K
39TSEMTOWER SEMICONDUCTOR LTDSHS NEW0.01%$12,208400
40ARKKARK ETF TRINNOVATION ETF0.01%$10,474200
41TEUCRIUM COMMODITY TRWHEAT FD0.00%$5,9701.0K
42JDJD.COM INCSPON ADR CL A0.00%$5,778200
43EVEX/WSEVE HLDG INC*W EXP 05/09/2020.00%$4,9005.0K
44SABRSABRE CORPCOM0.00%$4,4001.0K
45TMCTMC THE METALS COMPANY INCCOM0.00%$4,4004.0K
46PROSHARES TR IIULTRA VIX SHORT0.00%$4,220500
47IEPICAHN ENTERPRISES LPDEPOSITARY UNIT0.00%$3,799221
48ETF MANAGERS TRETFMG ALTR HRVST0.00%$3,2301.0K
49NIOBWNIOCORP DEVS LTD*W EXP 03/17/2020.00%$2,6505.0K
50SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.00%$2,44480.4K
51MSPRWMSP RECOVERY INC*W EXP 05/20/2020.00%$2,350500.0K
52ADIT EDTECH ACQUISITION CORP*W EXP 99/99/9990.00%$1,85222.0K
53OCEANTECH ACQUISITIONS I COR*W EXP 99/99/9990.00%$1,49763.7K
54HEHAWAIIAN ELEC INDUSTRIESCOM0.00%$1,419100
55ACE GLOBAL BUSINESS ACQU LTD*W EXP 02/20/2020.00%$86050.0K
56BROOGE ENERGY LTD*W EXP 12/20/2020.00%$84256.9K
57OXUS ACQUISITION CORP*W EXP 99/99/9990.00%$75015.0K
58MULTIMETAVERSE HOLDINGS LTD*W EXP 01/04/2020.00%$70622.1K
59MONEYHERO LIMITED*W EXP 09/13/2020.00%$70110.0K
60ASSET ENTITIES INCCLASS B COM0.00%$511800
61D-WAVE QUANTUM INC*W EXP 08/05/2020.00%$4815.3K
62GORILLA TECHNOLOGY GROUP INC*W EXP 07/13/2020.00%$45015.0K
63CEPTON INC*W EXP 06/01/2020.00%$44452.8K
64CELULARITY INC*W EXP 07/16/2020.00%$42410.6K
65INPIXONCOM NEW 20220.00%$4227.5K
66ALPHA TAU MEDICAL LTD*W EXP 03/07/2020.00%$3661.9K
67OSIRIS ACQUISITION CORP*W EXP 05/01/2020.00%$35711.9K
68GLOBAL GAS CORP DEL*W EXP 12/21/2020.00%$32010.0K
69BANZAI INTERNATIONAL INC*W EXP 12/14/2020.00%$2305.0K
70REVBWREVELATION BIOSCIENCES INC*W EXP 01/10/2020.00%$21220.0K
71ANGHAMI INC*W EXP 02/03/2020.00%$2002.5K
72VIEW INC*W EXP 03/08/2020.00%$12630.0K
73HIPOWHIPPO HLDGS INC*W EXP 08/02/2020.00%$1165.8K
74PRIVETERRA ACQUISITION CORP*W EXP 01/07/2020.00%$844.8K
75SONDER HOLDINGS INC*W EXP 01/18/2020.00%$522.6K
76PRSTWPRESTO AUTOMATION INC*W EXP 09/21/2020.00%$291.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$187M81May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$174M84Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$440M77Nov 26, 202513F-HRchanges · EDGAR ↗
Q2 2025$106M65Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M66May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$102M72Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$117M73Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$79M80Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$164M90Apr 26, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$135M109Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$405M132Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$331M106Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$212M162Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$315M213Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$380M292Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$353M300Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$457M265Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$739M441Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$540M274Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$334M304Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$318M321Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M128Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$131M99Oct 13, 202013F-HRchanges · EDGAR ↗
Q4 2018$257M58Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.