SEC 13F Intelligence

Managers / Q2 2023 · view latest →

EQUITEC PROPRIETARY MARKETS, LLC

CIK 0001143261 · 111 W. JACKSON, 20TH FL.OOR, CHICAGO, IL, 60604 · 312 692-5009

Reported Value
$331M
Q2 2023
Positions
106
Filings on Record
25
2019–present window
Filed
Jul 12, 2023
original filing

Summary

Equitec Proprietary Markets, LLC reported $331M in U.S.-listed holdings across 106 positions for Q2 2023.

Its largest position, RILY, represents 15.5% of the portfolio.

Compared with Q1 2023, the fund opened 15 new positions and exited 62.

Portfolio Metrics

Turnover
+13.9%
vs prior filed quarter
Top-10 Concentration
+35.8%
share of reported value
Largest Position
+15.5%
B Riley Financial
New / Exited
15 / 62
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $257MQ4 ’18Q3 ’20: $131MQ4 ’20: $384MQ1 ’21: $318MQ1 ’21Q2 ’21: $334MQ3 ’21: $540MQ4 ’21: $739MQ4 ’21Q1 ’22: $457MQ2 ’22: $353MQ3 ’22: $380MQ3 ’22Q4 ’22: $315MQ1 ’23: $212MQ2 ’23: $331MQ2 ’23Q3 ’23: $405MQ4 ’23: $135MQ1 ’24: $164MQ1 ’24Q2 ’24: $79MQ3 ’24: $117MQ4 ’24: $102MQ4 ’24Q1 ’25: $141MQ2 ’25: $106MQ3 ’25: $440MQ3 ’25Q4 ’25: $174MQ1 ’26: $187Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 77.0%Other: 15.6%ADR: 3.1%Equity WRT: 2.5%Closed-End Fund: 0.7%Other: 1.0%
  • Common Stock · 77.0% · $255M
  • Other · 15.6% · $52M
  • ADR · 3.1% · $10M
  • Equity WRT · 2.5% · $8M
  • Closed-End Fund · 0.7% · $2M
  • Other · 1.0% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
OPHTEURIVERIC BIO INCNEW+950.9K950.9K+$37M$37M
STRATASYS LTDNEW+284.6K284.6K+$5M$5M
NATIONAL INSTRS CORPNEW+86.4K86.4K+$5M$5M
CPCANADIAN PACIFIC KANSAS CITYNEW+53.2K53.2K+$4M$4M
GQ9SPDR GOLD TRNEW+13.3K13.3K+$2M$2M
CHINOOK THERAPEUTICS INCNEW+48.4K48.4K+$2M$2M
TRITON INTL LTDNEW+20.1K20.1K+$2M$2M
GOOGLALPHABET INCNEW+11.7K11.7K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

72 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RILYB. RILEY FINANCIAL INChistory →COM15.47%$51M1.11M
2FRANCHISE GROUP INCCOM9.71%$32M1.12M
3ATVIEURACTIVISION BLIZZARD INChistory →COM2.78%$9M109.3K
4OCCIDENTAL PETE CORP*W EXP 08/03/2022.48%$8M219.8K
5GINKGO BIOWORKS HOLDINGS INCCL A SHS1.80%$6M3.20M
6ANGEL OAK FINL STRATEGIES INCOM BEN INT0.75%$2M210.0K
7GQ9SPDR GOLD TRGOLD SHS0.72%$2M13.3K
8CPCANADIAN PACIFIC KANSAS CITYCOM0.70%$2M28.8K
9NATIONAL INSTRS CORPCOM0.69%$2M40.1K
10APLDAPPLIED DIGITAL CORPCOM NEW0.68%$2M241.9K
11AMDADVANCED MICRO DEVICES INCCOM0.65%$2M18.9K
12STRATASYS LTDSHS0.61%$2M113.1K
13SIMOSILICON MOTION TECHNOLOGY COSPONSORED ADR0.60%$2M27.9K
14BWBABCOCK & WILCOX ENTERPRISESCOM0.46%$2M257.5K
15GOOGLALPHABET INCCAP STK CL A0.42%$1M11.7K
16SGENUSDSEAGEN INCCOM0.39%$1M6.7K
17DDIDOUBLEDOWN INTERACTIVE CO LTADS0.38%$1M131.1K
18SAVEEURSPIRIT AIRLS INCCOM0.37%$1M70.5K
19SNCREURSYNCHRONOSS TECHNOLOGIES INCCOM0.36%$1M1.29M
20BIOHAVEN LTDCOM0.31%$1M43.3K
21AOMRANGEL OAK MORTGAGE REIT INCCOM0.29%$967,178117.4K
22LILIUM N VCLASS A ORD SHS0.29%$949,062539.2K
23ORION S.A.COM0.24%$780,74736.8K
24CHINOOK THERAPEUTICS INCCOM0.23%$772,24220.1K
25HORIZON THERAPEUTICS PUB LSHS0.20%$673,6686.5K
26TOWER SEMICONDUCTOR LTDSHS NEW0.19%$626,58416.7K
27FORGEROCK INCCL A0.18%$603,87629.4K
28ARENTHE ARENA GROUP HOLDINGS INCCOM0.14%$477,497104.3K
29CIR2USDCIRCOR INTL INCCOM0.10%$327,4105.8K
30PRTKEURPARATEK PHARMACEUTICALS INCCOM0.06%$211,27695.6K
31TGNATEGNA INCCOM0.06%$201,37612.4K
32PMCBPHARMACYTE BIOTECH INCCOM NEW0.05%$175,64761.4K
33RIVNRIVIAN AUTOMOTIVE INCCOM CL A0.05%$174,93010.5K
34MARAMARATHON DIGITAL HOLDINGS INCOM0.04%$139,98610.1K
35ORIGIN MATERIALS INCCOM0.04%$119,82528.1K
36CCIVGBPLUCID GROUP INCCOM0.03%$94,39313.7K
37SEQUANS COMMUNICATIONS S ASPONSORED ADS0.03%$84,51037.9K
38FERROGLOBE PLCSHS0.02%$79,65916.7K
39LVWR/WSLIVEWIRE GROUP INC*W EXP 09/26/2020.02%$57,99594.3K
40BBAI/WSBIGBEAR AI HLDGS INC*W EXP 12/08/2020.02%$54,421247.4K
41EVE HLDG INC*W EXP 05/09/2020.01%$30,80435.0K
42CXAPP INC*W EXP 03/14/2020.01%$18,90035.0K
43GCM GROSVENOR INC*W EXP 11/17/2020.01%$18,87065.0K
44SURFUSDSURFACE ONCOLOGY INCCOM0.01%$17,56420.2K
45ALPHA TAU MEDICAL LTD*W EXP 03/07/2020.00%$6,40116.2K
46BRIDGETOWN HOLDINGS LTD*W EXP 09/30/2020.00%$4,96020.0K
47JSPRWJASPER THERAPEUTICS INC*W EXP 09/24/2020.00%$4,13133.6K
48BERKSHIRE GREY INC*W EXP 07/21/2020.00%$3,34810.0K
49VVIAIMEDIA BRANDS INCCOM CL A0.00%$3,19124.2K
50SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.00%$2,93580.4K
51OCEANTECH ACQUISITIONS I COR*W EXP 99/99/9990.00%$2,54863.7K
52CEPTON INC*W EXP 06/01/2020.00%$2,35555.8K
53ACE GLOBAL BUSINESS ACQU LTD*W EXP 02/20/2020.00%$2,19050.0K
54CELULARITY INC*W EXP 07/16/2020.00%$2,00635.0K
55MSPRWMSP RECOVERY INC*W EXP 05/20/2020.00%$2,000500.0K
56GORILLA TECHNOLOGY GROUP INC*W EXP 07/13/2020.00%$1,95015.0K
57ADIT EDTECH ACQUISITION CORP*W EXP 99/99/9990.00%$1,76422.0K
58MULTIMETAVERSE HOLDINGS LTD*W EXP 01/04/2020.00%$1,75729.9K
59AGILETHOUGHT INC*W EXP 08/23/2020.00%$1,50440.0K
60BROOGE ENERGY LTD*W EXP 12/20/2020.00%$1,45173.6K
61OSIRIS ACQUISITION CORP*W EXP 05/01/2020.00%$1,28411.9K
62INNOVATIVE INTL ACQUSITIN CO*W EXP 07/01/2020.00%$1,26323.2K
63GLOBAL BLUE GROUP HOLDING AG*W EXP 08/28/2020.00%$1,12510.0K
64FAT PROJECTS ACQUISITION COR*W EXP 08/31/2020.00%$93820.8K
65OXUS ACQUISITION CORP*W EXP 99/99/9990.00%$86115.0K
66TMPWQTEMPO AUTOMATION HOLDINGS IN*W EXP 09/30/2020.00%$84829.3K
67DUNE ACQUISITION CORP*W EXP 10/29/2020.00%$42310.0K
68REVELATION BIOSCIENCES INC*W EXP 01/10/2020.00%$35620.0K
69VIEW INC*W EXP 03/08/2020.00%$34530.0K
70MONTEREY INNOVATION ACQUI CO*W EXP 09/30/2020.00%$26910.0K
71MONEYLION INC*W EXP 09/22/2020.00%$22010.0K
72MINORITY EQUALITY OPPORTUNIT*W EXP 08/26/2020.00%$020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$187M81May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$174M84Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$440M77Nov 26, 202513F-HRchanges · EDGAR ↗
Q2 2025$106M65Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$141M66May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$102M72Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$117M73Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$79M80Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$164M90Apr 26, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$135M109Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$405M132Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$331M106Jul 12, 202313F-HRchanges · EDGAR ↗
Q1 2023$212M162Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$315M213Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$380M292Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$353M300Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$457M265Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$739M441Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$540M274Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$334M304Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$318M321Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$384M128Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$131M99Oct 13, 202013F-HRchanges · EDGAR ↗
Q4 2018$257M58Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.