SEC 13F Intelligence

SMITH MICRO SOFTWARE INC

CUSIP 832154207

Smith Micro Software Inc has 38 institutional holders in Filings Flow’s 13F database, together reporting 4.72M shares worth $7M as of Q4 2022. The largest reported holders are Pacific Ridge Capital Partners, LLC, Peak6 Investments LLC, and Geode Capital Management, LLC.

Institutional Holders
38
Q4 2022
Reported Value
$7M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 21Q4 ’18Q1 ’19: 23Q1 ’19Q2 ’19: 15Q2 ’19Q3 ’19: 30Q3 ’19Q2 ’21: 65Q2 ’21Q4 ’21: 66Q4 ’21Q4 ’22: 38Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $4MQ4 ’18Q1 ’19: $3MQ1 ’19Q2 ’19: $3MQ2 ’19Q3 ’19: $23MQ3 ’19Q2 ’21: $129MQ2 ’21Q4 ’21: $90MQ4 ’21Q4 ’22: $7MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Pacific Ridge Capital Partners, LLC$462M AUM0.36%$2M2.13MQ4 2023OLDER
CM Management, LLC$120M AUM0.17%$206,580600.0KQ1 2024
Sonora Investment Management Group, LLC$1.4B AUM0.01%$105,728128.0KQ4 2023OLDER
Sunbelt Securities, Inc.$1.6B AUM0.01%$55,50050.0KQ2 2023OLDER
Lindbrook Capital, LLC$1.1B AUM0.01%$56,37568.3KQ4 2023OLDER
Malaga Cove Capital, LLC$278M AUM0.00%$5,02714.6KQ1 2024
XTX Topco Ltd$5.8B AUM0.00%$13,17338.3KQ1 2024
Kovack Advisors, Inc.$1.9B AUM0.00%$11,90510.7KQ2 2023OLDER
PEAK6 Investments LLC$44.8B AUM0.00%$288,202259.6KQ2 2023OLDER
OCCUDO QUANTITATIVE STRATEGIES LP$1.8B AUM0.00%$9,60611.6KQ4 2023OLDER
Capital Investment Advisors, LLC$6.8B AUM0.00%$29,01524.0KQ3 2023OLDER
WEST PACES ADVISORS INC.$516M AUM0.00%$1,9755.7KQ1 2024
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.00%$49,36440.8KQ3 2023OLDER
ARS Investment Partners, LLC$2.3B AUM0.00%$4,01311.7KQ1 2024
Quadrature Capital Ltd$8.4B AUM0.00%$11,58510.4KQ2 2023OLDER
Anchor Investment Management, LLC$1.2B AUM0.00%$5901.0KQ4 2023OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$9,31627.1KQ1 2024
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$21,64062.9KQ1 2024
GROUP ONE TRADING LLC$52.2B AUM0.00%$49,901144.9KQ1 2024
CIBC Private Wealth Group LLC$59.2B AUM0.00%$82,600100.0KQ4 2023OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$94,516113.9KQ4 2023OLDER
New England Capital Financial Advisors LLC$365M AUM0.00%$207250Q4 2023OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$78,714228.6KQ1 2024
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$5545.2KQ3 2023OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$59170.7KQ1 2024
DAVENPORT & Co LLC$20.4B AUM0.00%$12,10010.0KQ3 2023OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$143,822174.1KQ4 2023OLDER
Iron Horse Wealth Management, LLC$339M AUM0.00%$88107Q4 2023OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$18,58154.0KQ1 2024
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$260,533756.5KQ1 2024
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$8,50424.7KQ1 2024
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$19,91324.1KQ4 2023OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$12,56115.2KQ4 2023OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$42,443123.3KQ1 2024
SIMPLEX TRADING, LLC$149.1B AUM0.00%$1235.9KQ1 2024
NORTHERN TRUST CORP$756.6B AUM0.00%$36,115104.9KQ1 2024
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$5061.5KQ1 2024
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$20,42024.7KQ4 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$28,54383.3KQ1 2024
BlackRock Finance, Inc.$4.42T AUM0.00%$178,798519.3KQ1 2024
Bank of New York Mellon Corp$543.9B AUM0.00%$19,24123.3KQ4 2023OLDER
UBS Group AG$666.3B AUM0.00%$13,43939.1KQ1 2024
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$1,8871.7KQ2 2023OLDER
Allworth Financial LP$24.7B AUM0.00%$4250Q4 2023OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$121100Q3 2023OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$1954Q1 2024

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.