SEC 13F Intelligence

Managers / Q4 2023 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$1.7B
Q4 2023
Positions
28
Filings on Record
31
2019–present window
Filed
Feb 22, 2024
amendment (RESTATEMENT)

Summary

Sun Life Financial Inc reported $1.7B in U.S.-listed holdings across 28 positions for Q4 2023.

The portfolio is heavily concentrated: SPY alone accounts for 52.1% of reported value.

Compared with Q3 2023, the fund opened 3 new positions and exited 3.

Portfolio Metrics

Turnover
+0.6%
vs prior filed quarter
Top-10 Concentration
+90.5%
share of reported value
Largest Position
+52.1%
Spdr S P 500 Etf
New / Exited
3 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 84.8%REIT: 8.5%Other: 4.8%Common Stock: 1.8%
  • ETP · 84.8% · $1.4B
  • REIT · 8.5% · $141M
  • Other · 4.8% · $80M
  • Common Stock · 1.8% · $30M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EWYISHARES MSCI SOUTH KOREA ETFNEW+1.51M1.51M+$99M$99M
DLRDIGITAL REALTY TRUST INCNEW+155.9K155.9K+$21M$21M
GRAFTECH INTERNATIONAL LTDNEW+841.5K841.5K+$719,000$719,000
PROSHARES ULTRASHORT REAL ESTATESOLD OUT−72.8K0−$2M$0
ISHARES TRSOLD OUT−12.0K0−$1M$0
IQVIQVIA HLDGS INCSOLD OUT−2890−$57,000$0
EFAISHARES MSCI EAFE INDEX FUNDTRIMMED−18.4K40.6K−$1M$3M
CPTCAMDEN PROPERTY TRUSTTRIMMED−56.3K159.5K−$5M$16M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

24 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT52.09%$862M1.81M
2INDAISHARES MSCI INDIA ETFhistory →* ISHARES TR MSCI INDIA ETF8.39%$139M2.84M
3EWYISHARES MSCI SOUTH KOREA ETFhistory →* ISHARES INC MSCI STH KOR ETF5.99%$99M1.51M
4MISTER CAR WASH INCCOM4.84%$80M9.27M
5IGSBISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFhistory →* ISHARES TR ISHS 1-5YR INVS4.68%$77M1.51M
6QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 14.40%$73M177.7K
7EWTISHARES MSCI TAIWAN ETFhistory →* ISHARES INC MSCI TAIWAN ETF3.54%$59M1.27M
8PLDPROLOGIS INChistory →* PROLOGIS INC. COM2.97%$49M368.4K
9XVVISHARES ESG SCREENED S&P 500 ETFhistory →* ISHARES TR ESG SCRND S&P5001.81%$30M823.0K
10CCAPCRESCENT CAPITAL BDC INChistory →* CRESCENT CAP BDC INC COM1.79%$30M1.71M
11AVBAVALONBAY COMMUNITIES INChistory →* AVALONBAY CMNTYS INC COM1.70%$28M150.4K
12IVVISHARES CORE S&P 500 ETFhistory →* ISHARES TR CORE S&P500 ETF1.57%$26M54.5K
13DLRDIGITAL REALTY TRUST INChistory →* DIGITAL RLTY TR INC COM1.27%$21M155.9K
14CPTCAMDEN PROPERTY TRUSThistory →* CAMDEN PPTY TR SH BEN INT0.96%$16M159.5K
15VOOVANGUARD S&P 500 ETFhistory →* VANGUARD INDEX FDS S&P 500 ETF SHS0.92%$15M35.0K
16REXRREXFORD INDUSTRIAL REALTY INChistory →* REXFORD INDL RLTY INC COM0.85%$14M249.9K
17FRFIRST INDUSTRIAL REALTY TRUST INChistory →* FIRST INDL RLTY TR INC COM0.80%$13M252.9K
18EWUISHARES MSCI UNITED KINGDOM INDEX FUND* ISHARES TR MSCI UK ETF NEW0.55%$9M274.4K
19EWJISHARES MSCI JAPAN UCITS ETF* ISHARES INC MSCI JPN ETF NEW0.42%$7M108.4K
20EFAISHARES MSCI EAFE INDEX FUND* ISHARES TR MSCI EAFE ETF0.18%$3M40.6K
21EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.14%$2M60.6K
22EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.06%$1M15.7K
23GRAFTECH INTERNATIONAL LTD* GRAFTECH INTL LTD COM0.04%$719,000841.5K
24EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.03%$508,00017.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • MFS028-04968
  • SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC028-12046
  • Sun Life Assurance Co of Canada028-12047
  • Crescent Capital Group LP028-15882

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.