SEC 13F Intelligence

Managers / Q3 2019 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$388M
Q3 2019
Positions
614
Filings on Record
31
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Sun Life Financial Inc reported $388M in U.S.-listed holdings across 614 positions for Q3 2019.

The portfolio is heavily concentrated: SPY alone accounts for 27.5% of reported value.

Compared with Q2 2019, the fund opened 29 new positions and exited 23.

Portfolio Metrics

Turnover
+8.9%
vs prior filed quarter
Top-10 Concentration
+63.7%
share of reported value
Largest Position
+27.5%
Spdr S P 500 Etf
New / Exited
29 / 23
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 67.8%Common Stock: 27.4%REIT: 4.0%Other: 0.7%
  • ETP · 67.8% · $264M
  • Common Stock · 27.4% · $106M
  • REIT · 4.0% · $16M
  • Other · 0.7% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LYBLYONDELLBASELL INDUSTRIES NNEW+5.3K5.3K+$477,000$477,000
PREMIER INCNEW+13.4K13.4K+$389,000$389,000
STAGSTAG INDUSTRIAL INCNEW+13.0K13.0K+$385,000$385,000
WHWYNDHAM HOTELS & RESORTS INCNEW+7.1K7.1K+$369,000$369,000
ADMARCHER DANIELS MIDLAND CONEW+8.1K8.1K+$333,000$333,000
UMPQUA HOLDINGS CORPNEW+20.0K20.0K+$329,000$329,000
ESIELEMENT SOLUTIONS INCNEW+24.8K24.8K+$253,000$253,000
IAA INCNEW+5.6K5.6K+$233,000$233,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

493 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT27.47%$107M359.5K
2QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 112.16%$47M250.2K
3VOOVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · MCAP GR IDXVIP5.04%$20M88.0K
4iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF5.03%$20M153.1K
5VEUVANGUARD INTL EQUITY INDEX Fhistory →ALLWRLD EX US4.55%$18M354.1K
6IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF2.68%$10M53.5K
7EWUISHARES MSCI UNITED KINGDOM INDEX FUNDhistory →* ISHARES TR MSCI UK ETF NEW1.98%$8M245.2K
8VYMVANGUARD WHITEHALL FDS INChistory →HIGH DIV YLD1.67%$6M72.9K
9MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.59%$6M17.5K
10IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX1.49%$6M43.3K
11EWJISHARES MSCI JAPAN UCITS ETFhistory →* ISHARES INC MSCI JPN ETF NEW1.34%$5M91.5K
12VTWOVANGUARD SCOTTSDALE FDSVNG RUS2000IDX0.97%$4M31.0K
13IGSBISHARES 1-3 YEAR CREDIT BOND ETF* ISHARES TR SH TR CRPORT ETF0.69%$3M50.0K
14EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.61%$2M79.0K
15TAT&T INC* AT&T INC COM0.49%$2M50.2K
16IRMIRON MOUNTAIN INC* IRON MTN INC NEW COM0.45%$2M53.9K
17KIMKIMCO REALTY CORP* KIMCO RLTY CORP COM0.42%$2M78.9K
18MACMACERICH CO* MACERICH CO COM0.40%$2M49.3K
19VVISA INC* VISA INC COM CL A0.40%$2M9.0K
20UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.40%$2M12.9K
21KELKELLOGG CO* KELLOGG CO COM0.38%$1M23.2K
22CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.38%$1M32.7K
23MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.37%$1M13.4K
24TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.37%$1M5.0K
25MOALTRIA GROUP INC* ALTRIA GROUP INC COM0.37%$1M34.7K
26PMPHILIP MORRIS INTERNATIONAL INC* PHILIP MORRIS INTL INC COM0.35%$1M18.1K
27WYWEYERHAEUSER CO* WEYERHAEUSER CO COM0.35%$1M49.7K
28PPLPPL CORP* PPL CORP COM0.35%$1M43.5K
29OXYOCCIDENTAL PETROLEUM CORP* OCCIDENTAL PETE CORP COM0.34%$1M30.0K
30OKEONEOK INC* ONEOK INC NEW COM0.34%$1M18.0K
31VZVERIZON COMMUNICATIONS INC* VERIZON COMMUNICATIONS INC COM0.34%$1M21.7K
32HCP INC* HCP INC COM0.33%$1M35.6K
33DDOMINION ENERGY INC* DOMINION ENERGY INC COM0.32%$1M15.4K
34SPGSIMON PROPERTY GROUP INC* SIMON PPTY GROUP INC NEW COM0.32%$1M8.0K
35EXMOCEXXON MOBIL CORP* EXXON MOBIL CORP COM0.32%$1M17.5K
36SLBSCHLUMBERGER NV* SCHLUMBERGER LTD COM0.32%$1M36.2K
37SOSOUTHERN CO* SOUTHERN CO COM0.32%$1M20.0K
38VTRVENTAS INC* VENTAS INC COM0.32%$1M16.9K
39IBMINTERNATIONAL BUSINESS MACHINES CORP* INTERNATIONAL BUSINESS MACHS COM0.31%$1M8.2K
40DUKDUKE ENERGY CORP* DUKE ENERGY CORP NEW COM NEW0.30%$1M12.3K
41WELLWELLTOWER INC* WELLTOWER INC COM0.30%$1M12.8K
42WMBWILLIAMS COMPANIES INC* WILLIAMS COS INC DEL COM0.29%$1M47.5K
43HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.29%$1M6.8K
44WFCWELLS FARGO & CO* WELLS FARGO CO NEW COM0.29%$1M22.1K
45DISWALT DISNEY CO* DISNEY WALT CO COM DISNEY0.28%$1M8.4K
46CVSCVS HEALTH CORP* CVS HEALTH CORP COM0.28%$1M17.0K
47IPINTERNATIONAL PAPER CO* INTL PAPER CO COM0.28%$1M25.6K
48WUWESTERN UNION CO* WESTERN UN CO COM0.27%$1M45.7K
49HSTHOST HOTELS & RESORTS INC* HOST HOTELS & RESORTS INC COM0.27%$1M60.7K
50CAHCARDINAL HEALTH INC* CARDINAL HEALTH INC COM0.27%$1M22.2K
51CVXCHEVRON CORP* CHEVRON CORP NEW COM0.27%$1M8.7K
52CNPCENTERPOINT ENERGY INC* CENTERPOINT ENERGY INC COM0.27%$1M34.1K
53SL GREEN REALTY CORP* SL GREEN RLTY CORP COM0.26%$1M12.5K
54KMIKINDER MORGAN INC* KINDER MORGAN INC DEL COM0.26%$1M49.6K
55HBANHUNTINGTON BANCSHARES INC* HUNTINGTON BANCSHARES INC COM0.26%$1M70.0K
56CCLCARNIVAL CORP* CARNIVAL CORP UNIT 99/99/99990.25%$988,00022.6K
57ETRENTERGY CORP* ENTERGY CORP NEW COM0.25%$978,0008.3K
58GISGENERAL MILLS INC* GENERAL MLS INC COM0.25%$977,00017.7K
59PEOPLES UNITED FINANCIAL INC* PEOPLES UTD FINL INC COM0.25%$964,00061.6K
60FEFIRSTENERGY CORP* FIRSTENERGY CORP COM0.24%$951,00019.7K
61RFREGIONS FINANCIAL CORP* REGIONS FINL CORP NEW COM0.24%$925,00058.5K
62IPGINTERPUBLIC GROUP OF CO INC* INTERPUBLIC GROUP COS INC COM0.24%$922,00042.8K
63KEYKEYCORP* KEYCORP NEW COM0.24%$920,00051.6K
64EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.23%$906,00021.2K
65SYKSTRYKER CORP* STRYKER CORP COM0.23%$898,0004.2K
66GILDGILEAD SCIENCES INC* GILEAD SCIENCES INC COM0.23%$895,00014.1K
67KANSAS CITY SOUTHERN* KANSAS CITY SOUTHERN COM NEW0.23%$882,0006.7K
68PFGPRINCIPAL FINANCIAL GROUP INC* PRINCIPAL FINL GROUP INC COM0.22%$870,00015.2K
69MSFTMICROSOFT CORP* MICROSOFT CORP COM0.22%$869,0006.3K
70PRUPRUDENTIAL FINANCIAL INC* PRUDENTIAL FINL INC COM0.22%$836,0009.3K
71METMETLIFE INC* METLIFE INC COM0.21%$817,00017.3K
72ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HLDGS INC COM0.20%$793,0005.8K
73CMACOMERICA INC* COMERICA INC COM0.20%$786,00011.9K
74CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.20%$768,0008.6K
75IBERIABANK CORPCOM0.19%$755,00010.0K
76ORCLORACLE CORP* ORACLE CORP COM0.19%$751,00013.7K
77MMM3M CO* 3M CO COM0.17%$661,0004.0K
78PCTYPAYLOCITY HOLDING CORP* PAYLOCITY HLDG CORP COM0.16%$615,0006.3K
79KBRKBR INC* KBR INC COM0.16%$605,00024.7K
80GOOGALPHABET INC* ALPHABET INC CAP STK CL C · * ALPHABET INC CAP STK CL A0.15%$600,000492
81STORE CAPITAL CORP* STORE CAP CORP COM0.15%$592,00015.8K
82CSCOCISCO SYSTEMS INC* CISCO SYS INC COM0.15%$578,00011.7K
83SKAASKECHERS USA INC* SKECHERS U S A INC CL A0.15%$575,00015.4K
84CATYCATHAY GENERAL BANCORP* CATHAY GEN BANCORP COM0.14%$556,00016.0K
85ILPTINDUSTRIAL LOGISTICS PROPERTIES TRUST* INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT0.14%$554,00026.1K
86PPGPPG INDUSTRIES INC* PPG INDS INC COM0.14%$551,0004.7K
87FIVNFIVE9 INC* FIVE9 INC COM0.14%$550,00010.2K
88CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.14%$542,0007.4K
89STTSTATE STREET CORP* STATE STR CORP COM0.14%$528,0008.9K
90TRSTRIMAS CORP* TRIMAS CORP COM NEW0.14%$525,00017.1K
91UTXZUNITED TECHNOLOGIES CORP* UNITED TECHNOLOGIES CORP COM0.14%$525,0003.9K
92CACICACI INTERNATIONAL INC* CACI INTL INC CL A0.13%$520,0002.3K
93SCHGSCHWAB STRATEGIC TRUS LCAP GR ETF · US MID-CAP ETF0.13%$518,0006.9K
94CSODCORNERSTONE ONDEMAND INC* CORNERSTONE ONDEMAND INC COM0.13%$515,0009.4K
95FHBFIRST HAWAIIAN INC* FIRST HAWAIIAN INC COM0.13%$506,00018.9K
96CABOCABLE ONE INCCABLE ONE INC COM0.13%$497,000396
97EPREPR PROPERTIES* EPR PPTYS COM SH BEN INT0.13%$494,0006.4K
98GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.13%$493,0002.4K
99SPIRIT REALTY CAPITAL INC* SPIRIT RLTY CAP INC NEW COM NEW0.13%$486,00010.1K
100LIFE STORAGE INC* LIFE STORAGE INC COM0.12%$484,0004.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MFS028-04968
  • Sun Life Capital Management (U.S.) LLC028-12046
  • Sun Life Assurance Company of Canada028-12047

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.