SEC 13F Intelligence

Managers / Q4 2021 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$2.7B
Q4 2021
Positions
95
Filings on Record
31
2019–present window
Filed
Feb 11, 2022
original filing

Summary

Sun Life Financial Inc reported $2.7B in U.S.-listed holdings across 95 positions for Q4 2021.

The portfolio is heavily concentrated: SPY alone accounts for 34.3% of reported value.

Compared with Q3 2021, the fund opened 17 new positions and exited 3.

Portfolio Metrics

Turnover
+2.2%
vs prior filed quarter
Top-10 Concentration
+90.6%
share of reported value
Largest Position
+34.3%
Spdr S P 500 Etf
New / Exited
17 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 85.2%REIT: 6.7%Other: 6.4%Common Stock: 1.7%
  • ETP · 85.2% · $2.3B
  • REIT · 6.7% · $179M
  • Other · 6.4% · $173M
  • Common Stock · 1.7% · $47M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IGSBISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFNEW+1.67M1.67M+$90M$90M
HSTHOST HOTELS & RESORTS INCNEW+351.1K351.1K+$6M$6M
FRFIRST INDUSTRIAL REALTY TRUST INCNEW+64.9K64.9K+$4M$4M
REXRREXFORD INDUSTRIAL REALTY INCNEW+51.3K51.3K+$4M$4M
PROSHARES ULTRAPRO SHORT QQQNEW+170.6K170.6K+$1M$1M
PROSHARES ULTRAPRO SHORT S&P 500NEW+75.6K75.6K+$942,000$942,000
PROSHARES ULTRASHORT REAL ESTATENEW+72.8K72.8K+$862,000$862,000
PRUPRUDENTIAL FINL INCNEW+2.8K2.8K+$301,000$301,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

92 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT34.26%$923M1.94M
2JPSTJPMORGAN ULTRA-SHORT INCOME ETFhistory →* J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC17.80%$480M9.50M
3XVVISHARES ESG SCREENED S&P 500 ETFhistory →ISHARES TR ESG SCRND S&P50012.63%$340M9.27M
4ICSHBLACKROCK ULTRA SHORT-TERM BOND ETFhistory →* ISHARES TR BLACKROCK ULTRA6.40%$172M3.42M
5MISTER CAR WASH INCCOM6.26%$169M9.27M
6IGSBISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFhistory →* ISHARES TR ISHS 1-5YR INVS3.34%$90M1.67M
7QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 13.01%$81M203.6K
8PLDPROLOGIS INChistory →* PROLOGIS INC. COM2.86%$77M457.6K
9MINTPIMCO ETF TRhistory →ENHAN SHRT MA AC2.01%$54M533.3K
10NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT2.00%$54M1.08M
11CPTCAMDEN PROPERTY TRUSThistory →* CAMDEN PPTY TR SH BEN INT0.93%$25M140.3K
12BXPBOSTON PROPERTIES INChistory →* BOSTON PROPERTIES INC COM0.92%$25M214.2K
13AVBAVALONBAY COMMUNITIES INChistory →* AVALONBAY CMNTYS INC COM0.90%$24M95.9K
14VOOVANGUARD INDEX FDShistory →S&P 500 ETF SHS0.67%$18M41.5K
15VEUVANGUARD INTL EQUITY INDEX Fhistory →ALLWRLD EX US0.63%$17M278.0K
16IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF0.62%$17M62.5K
17CCAPCRESCENT CAPITAL BDC INChistory →* CRESCENT CAP BDC INC COM0.43%$12M664.0K
18EWUISHARES MSCI UNITED KINGDOM INDEX FUND* ISHARES TR MSCI UK ETF NEW0.35%$9M283.6K
19MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.32%$9M16.7K
20EWJISHARES MSCI JAPAN UCITS ETF* ISHARES INC MSCI JPN ETF NEW0.28%$8M114.0K
21VNOVORNADO REALTY TRUST* VORNADO RLTY TR SH BEN INT0.25%$7M161.0K
22DEIDOUGLAS EMMETT INC* DOUGLAS EMMETT INC COM0.24%$6M191.5K
23HSTHOST HOTELS & RESORTS INC* HOST HOTELS & RESORTS INC COM0.23%$6M351.1K
24VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.22%$6M53.3K
25IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX0.20%$5M26.6K
26FRFIRST INDUSTRIAL REALTY TRUST INC* FIRST INDL RLTY TR INC COM0.16%$4M64.9K
27REXRREXFORD INDUSTRIAL REALTY INC* REXFORD INDL RLTY INC COM0.15%$4M51.3K
28VTWOVANGUARD SCOTTSDALE FDSVNG RUS2000IDX0.15%$4M44.3K
29EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.11%$3M73.5K
30TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.09%$2M3.6K
31VVISA INC* VISA INC COM CL A0.07%$2M8.9K
32CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.07%$2M37.6K
33ORCLORACLE CORP* ORACLE CORP COM0.07%$2M20.3K
34IJHISHARES TRCORE TOTAL USD · CORE S&P MCP ETF0.06%$2M28.2K
35MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.06%$2M15.8K
36HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.05%$1M6.7K
37CANADIAN PACIFIC RAILWAY LTD* CANADIAN PAC RY LTD COM0.05%$1M19.1K
38CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.04%$1M13.6K
39EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.04%$1M23.7K
40CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.04%$1M9.8K
41SYKSTRYKER CORP* STRYKER CORPORATION COM0.04%$1M4.4K
42ABTABBOTT LABORATORIES* ABBOTT LABS COM0.04%$1M8.2K
43DISWALT DISNEY CO* DISNEY WALT CO COM0.04%$1M7.3K
44GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.04%$1M2.8K
45SCHWCHARLES SCHWAB CORP* SCHWAB CHARLES CORP COM0.04%$1M12.9K
46iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF0.04%$1M8.0K
47LBRDKLIBERTY BROADBAND CORP* LIBERTY BROADBAND CORP COM SER C0.04%$1M6.4K
48PROSHARES ULTRAPRO SHORT QQQ* PROSHARES TR ULTRAPRO SHT QQQ0.04%$1M170.6K
49EFXEQUIFAX INC* EQUIFAX INC COM0.04%$1M3.5K
50MCHPMICROCHIP TECHNOLOGY INC* MICROCHIP TECHNOLOGY INC. COM0.04%$957,00011.0K
51PROSHARES ULTRAPRO SHORT S&P 500* PROSHARES TR ULTRAPRO SHORT S0.03%$942,00075.6K
52FISVFISERV INC* FISERV INC COM0.03%$936,0009.0K
53BSXBOSTON SCIENTIFIC CORP* BOSTON SCIENTIFIC CORP COM0.03%$921,00021.7K
54FISFIDELITY NATIONAL INFORMATION SERVICES INC* FIDELITY NATL INFORMATION SV COM0.03%$895,0008.2K
55MMM3M CO* 3M CO COM0.03%$869,0004.9K
56PROSHARES ULTRASHORT REAL ESTATE* PROSHARES TR ULTSHT REAL EST0.03%$862,00072.8K
57AXPAMERICAN EXPRESS CO* AMERICAN EXPRESS CO COM0.03%$821,0005.0K
58PPGPPG INDUSTRIES INC* PPG INDS INC COM0.03%$785,0004.6K
59UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.03%$770,0003.6K
60CSCOCISCO SYSTEMS INC* CISCO SYS INC COM0.03%$689,00010.9K
61UNPUNION PACIFIC CORP* UNION PAC CORP COM0.02%$673,0002.7K
62COOPER COS INC* COOPER COS INC COM NEW0.02%$663,0001.6K
63EBAYEBAY INC* EBAY INC. COM0.02%$640,0009.6K
64CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.02%$613,0007.2K
65WATWATERS CORP* WATERS CORP COM0.02%$578,0001.6K
66PYPLPAYPAL HOLDINGS INC* PAYPAL HLDGS INC COM0.02%$566,0003.0K
67EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.02%$522,00015.9K
68ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HOLDINGS INC COM0.02%$494,0003.9K
69APHAMPHENOL CORP* AMPHENOL CORP NEW CL A0.02%$462,0005.3K
70MARMARRIOTT INTERNATIONAL INC* MARRIOTT INTL INC NEW CL A0.02%$427,0002.6K
71IFFINTERNATIONAL FLAVORS & FRAGRANCES INC* INTERNATIONAL FLAVORS&FRAGRA COM0.01%$390,0002.6K
72OTISOTIS WORLDWIDE CORP* OTIS WORLDWIDE CORP COM0.01%$362,0004.2K
73PRUPRUDENTIAL FINL INCCOM0.01%$301,0002.8K
74IBMINTERNATIONAL BUSINESS MACHSCOM0.01%$223,0001.7K
75CARRCARRIER GLOBAL CORP* CARRIER GLOBAL CORPORATION COM0.01%$192,0003.5K
76UNMUNUM GROUPCOM0.01%$179,0007.3K
77OMCOMNICOM GROUP INC* OMNICOM GROUP INC COM0.01%$154,0002.1K
78AMRALPHA METALLURGICAL RESOUR ICOM0.01%$151,0002.5K
79MGPMGM GROWTH PPTYS LLCCL A COM0.01%$151,0003.7K
80KREFKKR REAL ESTATE FIN TR INCCOM0.01%$141,0006.8K
81TAT&T INCCOM0.00%$121,0004.9K
82STWDSTARWOOD PPTY TR INCCOM0.00%$109,0004.5K
83RWTREDWOOD TR INCCOM0.00%$84,0006.4K
84IQVIQVIA HLDGS INCCOM0.00%$82,000289
85KMIKINDER MORGAN INC DELCOM0.00%$24,0001.5K
86ITICINVESTORS TITLE CO NCCOM0.00%$20,000100
87STCSTEWART INFORMATION SVCS CORCOM0.00%$8,000100
88FAFFIRST AMERN FINL CORPCOM0.00%$8,000100
89KDKYNDRYL HLDGS INCCOMMON STOCK0.00%$6,000333
90FNFFIDELITY NATIONAL FINANCIALFNF GROUP COM0.00%$5,000100
91ORIOLD REP INTL CORPCOM0.00%$2,000100
92BLACK KNIGHT INCCOM0.00%$2,00030

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • MFS028-04968
  • Sun Life Capital Management (U.S.) LLC028-12046
  • Sun Life Assurance Company of Canada028-12047
  • Crescent Capital Group LP028-15882

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.