SEC 13F Intelligence

Managers / Q2 2023 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$1.6B
Q2 2023
Positions
34
Filings on Record
31
2019–present window
Filed
Aug 11, 2023
original filing

Summary

Sun Life Financial Inc reported $1.6B in U.S.-listed holdings across 34 positions for Q2 2023.

The portfolio is heavily concentrated: SPY alone accounts for 49.9% of reported value.

Compared with Q1 2023, the fund opened 2 new positions and exited 38.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+85.0%
share of reported value
Largest Position
+49.9%
Spdr S P 500 Etf
New / Exited
2 / 38
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 85.8%REIT: 7.6%Other: 5.5%Common Stock: 1.2%
  • ETP · 85.8% · $1.4B
  • REIT · 7.6% · $123M
  • Other · 5.5% · $89M
  • Common Stock · 1.2% · $19M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INDAISHARES MSCI INDIA ETFNEW+2.19M2.19M+$96M$96M
EWTISHARES MSCI TAIWAN ETFNEW+1.55M1.55M+$73M$73M
SPDR SER TRSOLD OUT−168.0K0−$15M$0
VVISA INCSOLD OUT−6.1K0−$1M$0
TMOTHERMO FISHER SCIENTIFIC INCSOLD OUT−2.2K0−$1M$0
MDTMEDTRONIC PLCSOLD OUT−13.8K0−$1M$0
CMCSACOMCAST CORPSOLD OUT−27.8K0−$1M$0
CANADIAN PACIFIC RAILWAY LTDSOLD OUT−11.6K0−$893,382$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT49.91%$816M1.84M
2INDAISHARES MSCI INDIA ETFhistory →* ISHARES TR MSCI INDIA ETF5.85%$96M2.19M
3MISTER CAR WASH INCCOM5.47%$89M9.27M
4IGSBISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFhistory →* ISHARES TR ISHS 1-5YR INVS4.63%$76M1.51M
5EWTISHARES MSCI TAIWAN ETFhistory →* ISHARES INC MSCI TAIWAN ETF4.45%$73M1.55M
6QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 14.17%$68M184.5K
7JPSTJ P MORGAN EXCHANGE TRADED Fhistory →ULTRA SHRT INC2.85%$47M928.4K
8PLDPROLOGIS INChistory →* PROLOGIS INC. COM2.76%$45M368.4K
9NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT2.46%$40M810.3K
10MINTPIMCO ETF TRhistory →ENHAN SHRT MA AC2.45%$40M402.3K
11VOOVANGUARD S&P 500 ETFhistory →* VANGUARD INDEX FDS S&P 500 ETF SHS1.94%$32M77.7K
12AVBAVALONBAY COMMUNITIES INChistory →* AVALONBAY CMNTYS INC COM1.74%$28M150.4K
13XVVISHARES ESG SCREENED S&P 500 ETFhistory →* ISHARES TR ESG SCRND S&P5001.70%$28M823.0K
14IVVISHARES CORE S&P 500 ETFhistory →* ISHARES TR CORE S&P500 ETF1.49%$24M54.5K
15IEFISHARES TR7-10 YR TRSY BD · IBOXX INV CP ETF · CORE S&P MCP ETF1.48%$24M239.1K
16CPTCAMDEN PROPERTY TRUSThistory →* CAMDEN PPTY TR SH BEN INT1.44%$23M215.8K
17CCAPCRESCENT CAPITAL BDC INChistory →* CRESCENT CAP BDC INC COM1.15%$19M1.24M
18FRFIRST INDUSTRIAL REALTY TRUST INChistory →* FIRST INDL RLTY TR INC COM0.81%$13M252.9K
19REXRREXFORD INDUSTRIAL REALTY INChistory →* REXFORD INDL RLTY INC COM0.80%$13M249.9K
20EWUISHARES MSCI UNITED KINGDOM INDEX FUND* ISHARES TR MSCI UK ETF NEW0.55%$9M276.1K
21VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.36%$6M55.6K
22EWJISHARES MSCI JAPAN UCITS ETF* ISHARES INC MSCI JPN ETF NEW0.35%$6M93.2K
23IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX0.29%$5M53.1K
24VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US0.29%$5M85.8K
25EFAISHARES MSCI EAFE INDEX FUND* ISHARES TR MSCI EAFE ETF0.24%$4M54.4K
26EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.15%$2M62.4K
27PROSHARES ULTRASHORT REAL ESTATE* PROSHARES TR ULTSHT REAL EST0.08%$1M72.8K
28EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.06%$1M16.1K
29iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF0.05%$867,0218.0K
30EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.03%$489,26117.1K
31IQVIQVIA HLDGS INCCOM0.00%$64,959289

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • MFS028-04968
  • SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC028-12046
  • Sun Life Assurance Co of Canada028-12047
  • Crescent Capital Group LP028-15882

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.