SEC 13F Intelligence

Managers / Q4 2022 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$1.3B
Q4 2022
Positions
70
Filings on Record
31
2019–present window
Filed
Feb 14, 2023
original filing

Summary

Sun Life Financial Inc reported $1.3B in U.S.-listed holdings across 70 positions for Q4 2022.

The portfolio is heavily concentrated: SPY alone accounts for 54.5% of reported value.

The book was largely unchanged from Q3 2022.

Portfolio Metrics

Turnover
+0.9%
vs prior filed quarter
Top-10 Concentration
+87.6%
share of reported value
Largest Position
+54.5%
Spdr S P 500 Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 82.1%REIT: 8.6%Other: 6.6%Common Stock: 2.6%
  • ETP · 82.1% · $1.1B
  • REIT · 8.6% · $113M
  • Other · 6.6% · $87M
  • Common Stock · 2.6% · $34M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EFAISHARES MSCI EAFE INDEX FUNDTRIMMED−55.4K10.8K−$3M$711,669
MCHPMICROCHIP TECHNOLOGY INCTRIMMED−5.3K3.2K−$293,690$227,310
ORCLORACLE CORPTRIMMED−6.4K9.3K−$194,411$768,589
CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORPTRIMMED−3.9K6.7K−$222,788$386,212
ZBHZIMMER BIOMET HOLDINGS INCTRIMMED−5431.7K−$17,136$214,864
APHAMPHENOL CORPTRIMMED−8383.9K−$18,916$299,084
CLCOLGATE-PALMOLIVE COTRIMMED−5813.2K−$12,507$251,493
IFFINTERNATIONAL FLAVORS & FRAGRANCES INCADDED+6295.6K+$139,525$588,525

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

68 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT54.51%$712M1.86M
2MISTER CAR WASH INCCOM6.55%$86M9.27M
3IGSBISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFhistory →* ISHARES TR ISHS 1-5YR INVS5.75%$75M1.51M
4QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 14.04%$53M198.2K
5JPSTJ P MORGAN EXCHANGE TRADED Fhistory →ULTRA SHRT INC3.56%$47M928.4K
6PLDPROLOGIS INChistory →* PROLOGIS INC. COM3.18%$42M368.4K
7NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT3.06%$40M810.3K
8MINTPIMCO ETF TRhistory →ENHAN SHRT MA AC3.04%$40M402.3K
9VOOVANGUARD S&P 500 ETFhistory →* VANGUARD INDEX FDS S&P 500 ETF SHS2.07%$27M77.1K
10CPTCAMDEN PROPERTY TRUSThistory →* CAMDEN PPTY TR SH BEN INT1.85%$24M215.8K
11XVVISHARES ESG SCREENED S&P 500 ETFhistory →ISHARES TR ESG SCRND S&P5001.79%$23M823.0K
12IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF1.55%$20M61.6K
13AVBAVALONBAY COMMUNITIES INChistory →* AVALONBAY CMNTYS INC COM1.31%$17M106.0K
14CCAPCRESCENT CAPITAL BDC INChistory →* CRESCENT CAP BDC INC COM1.05%$14M1.08M
15REXRREXFORD INDUSTRIAL REALTY INChistory →* REXFORD INDL RLTY INC COM1.04%$14M249.9K
16FRFIRST INDUSTRIAL REALTY TRUST INChistory →* FIRST INDL RLTY TR INC COM0.93%$12M252.9K
17EWUISHARES MSCI UNITED KINGDOM INDEX FUND* ISHARES TR MSCI UK ETF NEW0.66%$9M280.1K
18EWJISHARES MSCI JAPAN UCITS ETF* ISHARES INC MSCI JPN ETF NEW0.48%$6M116.0K
19VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.47%$6M56.7K
20IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX0.34%$4M26.6K
21VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US0.34%$4M87.7K
22DEIDOUGLAS EMMETT INC* DOUGLAS EMMETT INC COM0.23%$3M191.5K
23EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.19%$2M74.0K
24PROSHARES ULTRASHORT REAL ESTATE* PROSHARES TR ULTSHT REAL EST0.10%$1M72.8K
25VVISA INC* VISA INC COM CL A0.10%$1M6.3K
26TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.10%$1M2.3K
27BXPBOSTON PROPERTIES INC* BOSTON PROPERTIES INC COM0.08%$1M15.7K
28HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.08%$1M4.7K
29MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.08%$990,59112.7K
30CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.07%$976,50527.8K
31EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.07%$951,41819.2K
32CANADIAN PACIFIC RAILWAY LTD* CANADIAN PAC RY LTD COM0.07%$872,98511.6K
33iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF0.06%$844,9388.0K
34GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.06%$826,6742.4K
35SCHWCHARLES SCHWAB CORP* SCHWAB CHARLES CORP COM0.06%$824,3139.8K
36SYKSTRYKER CORP* STRYKER CORPORATION COM0.06%$796,4303.2K
37ORCLORACLE CORP* ORACLE CORP COM0.06%$768,5899.3K
38BSXBOSTON SCIENTIFIC CORP* BOSTON SCIENTIFIC CORP COM0.06%$750,69316.1K
39CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.06%$747,4706.3K
40ABTABBOTT LABORATORIES* ABBOTT LABS COM0.05%$646,2485.9K
41GOOGLALPHABET INC* ALPHABET INC CAP STK CL A0.05%$638,7747.2K
42FISVFISERV INC* FISERV INC COM0.05%$620,3576.1K
43IFFINTERNATIONAL FLAVORS & FRAGRANCES INC* INTERNATIONAL FLAVORS&FRAGRA COM0.05%$588,5255.6K
44AXPAMERICAN EXPRESS CO* AMERICAN EXPRESS CO COM0.04%$525,8493.5K
45EFXEQUIFAX INC* EQUIFAX INC COM0.04%$495,0712.5K
46DISWALT DISNEY CO* DISNEY WALT CO COM0.04%$492,1925.6K
47FISFIDELITY NATIONAL INFORMATION SERVICES INC* FIDELITY NATL INFORMATION SV COM0.04%$486,1607.1K
48LBRDKLIBERTY BROADBAND CORP* LIBERTY BROADBAND CORP COM SER C0.04%$479,2076.3K
49PPGPPG INDUSTRIES INC* PPG INDS INC COM0.04%$469,4743.7K
50EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.04%$468,01518.9K
51UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.03%$436,2072.5K
52MMM3M CO* 3M CO COM0.03%$432,1023.6K
53WATWATERS CORP* WATERS CORP COM0.03%$399,0731.2K
54UNPUNION PACIFIC CORP* UNION PAC CORP COM0.03%$395,3721.9K
55COOPER COS INC* COOPER COS INC COM NEW0.03%$390,8301.2K
56CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.03%$386,2126.7K
57APHAMPHENOL CORP* AMPHENOL CORP NEW CL A0.02%$299,0843.9K
58EBAYEBAY INC* EBAY INC. COM0.02%$285,3836.8K
59IJHISHARES TRCORE S&P MCP ETF0.02%$268,4981.1K
60CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.02%$251,4933.2K
61OTISOTIS WORLDWIDE CORP* OTIS WORLDWIDE CORP COM0.02%$248,0393.1K
62MARMARRIOTT INTERNATIONAL INC* MARRIOTT INTL INC NEW CL A0.02%$238,0251.6K
63MCHPMICROCHIP TECHNOLOGY INC* MICROCHIP TECHNOLOGY INC. COM0.02%$227,3103.2K
64ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HOLDINGS INC COM0.02%$214,8641.7K
65PYPLPAYPAL HOLDINGS INC* PAYPAL HLDGS INC COM0.01%$152,7922.1K
66OMCOMNICOM GROUP INC* OMNICOM GROUP INC COM0.01%$122,4721.5K
67CARRCARRIER GLOBAL CORP* CARRIER GLOBAL CORPORATION COM0.01%$104,2892.5K
68IQVIQVIA HLDGS INCCOM0.00%$59,213289

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • MFS028-04968
  • SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC028-12046
  • Sun Life Assurance Co of Canada028-12047
  • Crescent Capital Group LP028-15882

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.