SEC 13F Intelligence

Managers / Q4 2020 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$762M
Q4 2020
Positions
510
Filings on Record
31
2019–present window
Filed
Feb 11, 2021
original filing

Summary

Sun Life Financial Inc reported $762M in U.S.-listed holdings across 510 positions for Q4 2020.

The portfolio is heavily concentrated: SPY alone accounts for 56.2% of reported value.

Compared with Q3 2020, the fund opened 4 new positions and exited 7.

Portfolio Metrics

Turnover
+7.1%
vs prior filed quarter
Top-10 Concentration
+83.2%
share of reported value
Largest Position
+56.2%
Spdr S P 500 Etf
New / Exited
4 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 77.5%REIT: 15.5%Common Stock: 6.6%Other: 0.3%
  • ETP · 77.5% · $591M
  • REIT · 15.5% · $118M
  • Common Stock · 6.6% · $51M
  • Other · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TSLATESLA INCNEW+448448+$316,000$316,000
VTRSVIATRIS INCNEW+715715+$13,000$13,000
POOLPOOL CORPNEW+2424+$9,000$9,000
VNTVONTIER CORPNEW+8080+$3,000$3,000
PLDPROLOGIS INCADDED+333.6K334.1K+$33M$33M
ISHARES TRADDED+111.6K111.8K+$6M$6M
NEENEXTERA ENERGY INCADDED+8681.2K+$9,000$90,000
SCHWCHARLES SCHWAB CORPADDED+7.4K10.6K+$448,000$563,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

494 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT56.15%$428M1.14M
2QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 18.98%$68M218.2K
3PLDPROLOGIS INChistory →* PROLOGIS INC. COM4.37%$33M334.1K
4VOOVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT2.52%$19M67.0K
5VEUVANGUARD INTL EQUITY INDEX Fhistory →ALLWRLD EX US2.17%$17M283.7K
6AVBAVALONBAY COMMUNITIES INChistory →* AVALONBAY CMNTYS INC COM2.14%$16M101.5K
7CPTCAMDEN PROPERTY TRUSThistory →* CAMDEN PPTY TR SH BEN INT2.05%$16M156.1K
8BXPBOSTON PROPERTIES INChistory →* BOSTON PROPERTIES INC COM1.94%$15M156.7K
9IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF1.78%$14M62.9K
10EWUISHARES MSCI UNITED KINGDOM INDEX FUNDhistory →* ISHARES TR MSCI UK ETF NEW1.10%$8M286.8K
11UDRUDR INChistory →* UDR INC COM1.09%$8M216.6K
12ESSESSEX PROPERTY TRUST INC* ESSEX PPTY TR INC COM0.98%$7M31.5K
13MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.96%$7M17.5K
14VNOVORNADO REALTY TRUST* VORNADO RLTY TR SH BEN INT0.88%$7M180.6K
15ISHARES TRCORE TOTAL USD0.80%$6M111.8K
16EWJISHARES MSCI JAPAN UCITS ETF* ISHARES INC MSCI JPN ETF NEW0.78%$6M88.5K
17SPGSIMON PROPERTY GROUP INC* SIMON PPTY GROUP INC NEW COM0.68%$5M61.0K
18HSTHOST HOTELS & RESORTS INC* HOST HOTELS & RESORTS INC COM0.61%$5M316.2K
19DEIDOUGLAS EMMETT INC* DOUGLAS EMMETT INC COM0.56%$4M147.6K
20IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX0.53%$4M25.2K
21VTWOVANGUARD SCOTTSDALE FDSVNG RUS2000IDX0.51%$4M24.5K
22VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.45%$3M37.1K
23EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.39%$3M89.0K
24HUDSON PACIFIC PROPERTIES INC* HUDSON PAC PPTYS INC COM0.26%$2M81.7K
25CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.22%$2M31.3K
26TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.21%$2M3.5K
27VVISA INC* VISA INC COM CL A0.21%$2M7.2K
28MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.19%$1M12.5K
29EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.17%$1M30.0K
30AAPLAPPLE INC* APPLE INC COM0.17%$1M9.5K
31DISWALT DISNEY CO* DISNEY WALT CO COM0.15%$1M6.5K
32HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.15%$1M5.4K
33iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF0.15%$1M8.0K
34ORCLORACLE CORP* ORACLE CORP COM0.14%$1M16.4K
35MSFTMICROSOFT CORP* MICROSOFT CORP COM0.13%$994,0004.5K
36KANSAS CITY SOUTHERN* KANSAS CITY SOUTHERN COM NEW0.12%$895,0004.4K
37SYKSTRYKER CORP* STRYKER CORPORATION COM0.12%$878,0003.6K
38CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.11%$871,00010.6K
39MMM3M CO* 3M CO COM0.11%$860,0004.9K
40CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.11%$855,0007.8K
41AMZNAMAZON.COM INC* AMAZON COM INC COM0.11%$824,000253
42GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.10%$769,0002.9K
43ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HOLDINGS INC COM0.10%$744,0004.8K
44ABTABBOTT LABORATORIES* ABBOTT LABS COM0.10%$735,0006.7K
45PYPLPAYPAL HOLDINGS INC* PAYPAL HLDGS INC COM0.09%$711,0003.0K
46EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.08%$625,00019.7K
47GOOGLALPHABET INC* ALPHABET INC CAP STK CL A · * ALPHABET INC CAP STK CL C0.08%$617,000352
48MCHPMICROCHIP TECHNOLOGY INC* MICROCHIP TECHNOLOGY INC. COM0.08%$594,0004.3K
49SCHWCHARLES SCHWAB CORP* SCHWAB CHARLES CORP COM0.07%$563,00010.6K
50UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.07%$562,0003.3K
51PPGPPG INDUSTRIES INC* PPG INDS INC COM0.07%$532,0003.7K
52FISFIDELITY NATIONAL INFORMATION SERVICES INC* FIDELITY NATL INFORMATION SV COM0.07%$524,0003.7K
53AXPAMERICAN EXPRESS CO* AMERICAN EXPRESS CO COM0.07%$514,0004.3K
54EFXEQUIFAX INC* EQUIFAX INC COM0.07%$508,0002.6K
55CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.07%$508,0005.9K
56UNPUNION PACIFIC CORP* UNION PAC CORP COM0.07%$503,0002.4K
57CSCOCISCO SYSTEMS INC* CISCO SYS INC COM0.06%$480,00010.7K
58WATWATERS CORP* WATERS CORP COM0.06%$465,0001.9K
59BNYBANK OF NEW YORK MELLON CORP* BANK NEW YORK MELLON CORP COM0.06%$459,00010.8K
60COOPER COS INC* COOPER COS INC COM NEW0.06%$445,0001.2K
61EXMOCEXXON MOBIL CORP* EXXON MOBIL CORP COM0.05%$413,00010.0K
62EBAYEBAY INC* EBAY INC. COM0.05%$411,0008.2K
63DOWDOW INC* DOW INC COM0.05%$400,0007.2K
64TAT&T INC* AT&T INC COM0.05%$399,00013.9K
65METAFACEBOOK INC* FACEBOOK INC CL A0.05%$390,0001.4K
66PMPHILIP MORRIS INTERNATIONAL INC* PHILIP MORRIS INTL INC COM0.05%$377,0004.6K
67HBANHUNTINGTON BANCSHARES INC* HUNTINGTON BANCSHARES INC COM0.05%$375,00029.7K
68MOALTRIA GROUP INC* ALTRIA GROUP INC COM0.05%$366,0008.9K
69OMCOMNICOM GROUP INC* OMNICOM GROUP INC COM0.05%$362,0005.8K
70IRMIRON MOUNTAIN INC* IRON MTN INC NEW COM0.05%$361,00012.2K
71IPINTERNATIONAL PAPER CO* INTERNATIONAL PAPER CO COM0.05%$345,0006.9K
72AVGOBROADCOM INC* BROADCOM INC COM0.04%$341,000778
73VZVERIZON COMMUNICATIONS INC* VERIZON COMMUNICATIONS INC COM0.04%$337,0005.7K
74STTSTATE STREET CORP* STATE STR CORP COM0.04%$332,0004.6K
75ABBVABBVIE INC* ABBVIE INC COM0.04%$328,0003.1K
76CENTURYLINK INC* LUMEN TECHNOLOGIES INC COM0.04%$325,00033.3K
77TSLATESLA INC* TESLA INC COM0.04%$316,000448
78CVXCHEVRON CORP* CHEVRON CORP NEW COM0.04%$314,0003.7K
79IPGINTERPUBLIC GROUP OF CO INC* INTERPUBLIC GROUP COS INC COM0.04%$311,00013.2K
80PPLPPL CORP* PPL CORP COM0.04%$308,00010.9K
81PFEPFIZER INC* PFIZER INC COM0.04%$307,0008.3K
82NWLNEWELL BRANDS INC* NEWELL BRANDS INC COM0.04%$306,00014.4K
83MARMARRIOTT INTERNATIONAL INC* MARRIOTT INTL INC NEW CL A0.04%$296,0002.2K
84IBMINTERNATIONAL BUSINESS MACHINES CORP* INTERNATIONAL BUSINESS MACHS COM0.04%$292,0002.3K
85NTAPNETAPP INC* NETAPP INC COM0.04%$286,0004.3K
86KMIKINDER MORGAN INC* KINDER MORGAN INC DEL COM0.04%$285,00020.8K
87APHAMPHENOL CORP* AMPHENOL CORP NEW CL A0.04%$285,0002.2K
88PEOPLES UNITED FINANCIAL INC* PEOPLES UNITED FINANCIAL INC COM0.04%$282,00021.8K
89DOCHEALTHPEAK PROPERTIES INC* HEALTHPEAK PROPERTIES INC COM0.04%$270,0008.9K
90BRK/BBERKSHIRE HATHAWAY INC* BERKSHIRE HATHAWAY INC DEL CL B NEW0.04%$267,0001.2K
91SOSOUTHERN CO* SOUTHERN CO COM0.03%$265,0004.3K
92HPEHEWLETT PACKARD ENTERPRISE CO* HEWLETT PACKARD ENTERPRISE C COM0.03%$260,00021.9K
93LBRDKLIBERTY BROADBAND CORP* LIBERTY BROADBAND CORP COM SER C0.03%$259,0001.6K
94DUKDUKE ENERGY CORP* DUKE ENERGY CORP NEW COM NEW0.03%$259,0002.8K
95HPQHEWLETT-PACKARD CO* HP INC COM0.03%$252,00010.3K
96REGREGENCY CENTERS CORP* REGENCY CTRS CORP COM0.03%$250,0005.5K
97FEDERAL REALTY INVESTMENT TRUST* FEDERAL RLTY INVT TR SH BEN INT NEW0.03%$247,0002.9K
98JNJJOHNSON & JOHNSON* JOHNSON & JOHNSON COM0.03%$245,0001.6K
99HANESBRANDS INC* HANESBRANDS INC COM0.03%$236,00016.2K
100CFCF INDUSTRIES HOLDINGS INC* CF INDS HLDGS INC COM0.03%$232,0006.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MFS028-04968
  • Sun Life Capital Management (U.S.) LLC028-12046
  • Sun Life Assurance Company of Canada028-12047

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.