SEC 13F Intelligence

Managers / Q2 2021 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$2.0B
Q2 2021
Positions
81
Filings on Record
31
2019–present window
Filed
Aug 10, 2021
original filing

Summary

Sun Life Financial Inc reported $2.0B in U.S.-listed holdings across 81 positions for Q2 2021.

The portfolio is heavily concentrated: SPY alone accounts for 41.7% of reported value.

Compared with Q1 2021, the fund opened 4 new positions and exited 440.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+90.7%
share of reported value
Largest Position
+41.7%
Spdr S P 500 Etf
New / Exited
4 / 440
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 81.2%Other: 10.6%REIT: 6.1%Common Stock: 2.1%
  • ETP · 81.2% · $1.6B
  • Other · 10.6% · $210M
  • REIT · 6.1% · $121M
  • Common Stock · 2.1% · $41M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ICSHBLACKROCK ULTRA SHORT-TERM BOND ETFNEW+4.45M4.45M+$225M$225M
MISTER CAR WASH INCNEW+9.72M9.72M+$209M$209M
CANADIAN PACIFIC RAILWAY LTDNEW+5.6K5.6K+$434,000$434,000
CCAPCRESCENT CAPITAL BDC INCNEW+15.1K15.1K+$283,000$283,000
IFFINTERNATIONAL FLAVORS & FRAGRANCES INCADDED+1.5K1.7K+$233,000$253,000
EFAISHARES MSCI EAFE INDEX FUNDADDED+20.6K25.9K+$2M$2M
XVVISHARES ESG SCREENED S&P 500 ETFADDED+1.08M1.75M+$37M$58M
PRSPPERSPECTA INCSOLD OUT−525.9K0−$15M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

79 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT41.65%$826M1.93M
2ICSHBLACKROCK ULTRA SHORT-TERM BOND ETFhistory →* ISHARES TR BLACKROCK ULTRA11.34%$225M4.45M
3MISTER CAR WASH INCCOM10.54%$209M9.72M
4JPSTJ P MORGAN EXCHANGE-TRADED Fhistory →ULTRA SHRT INC8.34%$166M3.26M
5MINTPIMCO ETF TRhistory →ENHAN SHRT MA AC4.20%$83M816.4K
6NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT4.18%$83M1.65M
7QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 13.73%$74M208.9K
8XVVISHARES ESG SCREENED S&P 500 ETFhistory →ISHARES TR ESG SCRND S&P5002.91%$58M1.75M
9PLDPROLOGIS INChistory →* PROLOGIS INC. COM2.76%$55M457.6K
10AVBAVALONBAY COMMUNITIES INChistory →* AVALONBAY CMNTYS INC COM1.01%$20M95.9K
11CPTCAMDEN PROPERTY TRUSThistory →* CAMDEN PPTY TR SH BEN INT0.94%$19M140.3K
12VEUVANGUARD INTL EQUITY INDEX Fhistory →ALLWRLD EX US0.83%$17M260.9K
13VOOVANGUARD INDEX FDShistory →S&P 500 ETF SHS0.82%$16M41.3K
14BXPBOSTON PROPERTIES INChistory →* BOSTON PROPERTIES INC COM0.81%$16M141.1K
15JOANJOANN INChistory →COM0.78%$16M986.9K
16IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF0.74%$15M55.5K
17EWUISHARES MSCI UNITED KINGDOM INDEX FUND* ISHARES TR MSCI UK ETF NEW0.47%$9M285.7K
18MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.41%$8M16.7K
19ISHARES TRCORE TOTAL USD0.39%$8M145.3K
20VNOVORNADO REALTY TRUST* VORNADO RLTY TR SH BEN INT0.38%$8M161.0K
21EWJISHARES MSCI JAPAN UCITS ETF* ISHARES INC MSCI JPN ETF NEW0.31%$6M91.4K
22IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX0.22%$4M22.4K
23VTWOVANGUARD SCOTTSDALE FDSVNG RUS2000IDX0.21%$4M44.3K
24DEIDOUGLAS EMMETT INC* DOUGLAS EMMETT INC COM0.20%$4M116.6K
25VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.19%$4M36.9K
26EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.14%$3M75.3K
27TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.08%$2M3.1K
28CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.08%$2M27.4K
29VVISA INC* VISA INC COM CL A0.07%$1M6.1K
30MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.07%$1M11.2K
31EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.06%$1M24.1K
32ORCLORACLE CORP* ORACLE CORP COM0.06%$1M14.7K
33iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF0.05%$1M8.0K
34HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.05%$1M4.8K
35DISWALT DISNEY CO* DISNEY WALT CO COM0.04%$883,0005.0K
36SYKSTRYKER CORP* STRYKER CORPORATION COM0.04%$825,0003.2K
37CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.04%$816,0007.7K
38GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.04%$815,0002.1K
39MMM3M CO* 3M CO COM0.04%$705,0003.5K
40ABTABBOTT LABORATORIES* ABBOTT LABS COM0.03%$692,0006.0K
41CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.03%$685,0009.9K
42SCHWCHARLES SCHWAB CORP* SCHWAB CHARLES CORP COM0.03%$680,0009.3K
43FISFIDELITY NATIONAL INFORMATION SERVICES INC* FIDELITY NATL INFORMATION SV COM0.03%$670,0004.7K
44BSXBOSTON SCIENTIFIC CORP* BOSTON SCIENTIFIC CORP COM0.03%$653,00015.3K
45KANSAS CITY SOUTHERN* KANSAS CITY SOUTHERN COM NEW0.03%$649,0002.3K
46PYPLPAYPAL HOLDINGS INC* PAYPAL HLDGS INC COM0.03%$634,0002.2K
47AXPAMERICAN EXPRESS CO* AMERICAN EXPRESS CO COM0.03%$613,0003.7K
48FISVFISERV INC* FISERV INC COM0.03%$608,0005.7K
49EFXEQUIFAX INC* EQUIFAX INC COM0.03%$600,0002.5K
50MCHPMICROCHIP TECHNOLOGY INC* MICROCHIP TECHNOLOGY INC. COM0.03%$597,0004.0K
51PPGPPG INDUSTRIES INC* PPG INDS INC COM0.03%$560,0003.3K
52EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.03%$551,00015.9K
53UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.03%$542,0002.6K
54LBRDKLIBERTY BROADBAND CORP* LIBERTY BROADBAND CORP COM SER C0.03%$527,0003.0K
55EBAYEBAY INC* EBAY INC. COM0.03%$511,0007.3K
56WATWATERS CORP* WATERS CORP COM0.02%$483,0001.4K
57COOPER COS INC* COOPER COS INC COM NEW0.02%$454,0001.1K
58ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HOLDINGS INC COM0.02%$454,0002.8K
59CANADIAN PACIFIC RAILWAY LTD* CANADIAN PAC RY LTD COM0.02%$434,0005.6K
60UNPUNION PACIFIC CORP* UNION PAC CORP COM0.02%$426,0001.9K
61CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.02%$424,0005.2K
62CSCOCISCO SYSTEMS INC* CISCO SYS INC COM0.02%$418,0007.9K
63CCAPCRESCENT CAPITAL BDC INC* CRESCENT CAP BDC INC COM0.01%$283,00015.1K
64APHAMPHENOL CORP* AMPHENOL CORP NEW CL A0.01%$262,0003.8K
65MARMARRIOTT INTERNATIONAL INC* MARRIOTT INTL INC NEW CL A0.01%$256,0001.9K
66IFFINTERNATIONAL FLAVORS & FRAGRANCES INC* INTERNATIONAL FLAVORS&FRAGRA COM0.01%$253,0001.7K
67OTISOTIS WORLDWIDE CORP* OTIS WORLDWIDE CORP COM0.01%$246,0003.0K
68STTSTATE STREET CORP* STATE STR CORP COM0.01%$174,0002.1K
69BNYBANK OF NEW YORK MELLON CORP* BANK NEW YORK MELLON CORP COM0.01%$128,0002.5K
70CARRCARRIER GLOBAL CORP* CARRIER GLOBAL CORPORATION COM0.01%$124,0002.6K
71OMCOMNICOM GROUP INC* OMNICOM GROUP INC COM0.01%$122,0001.5K
72IQVIQVIA HLDGS INCCOM0.00%$70,000289
73AMRALPHA METALLURGICAL RESOUR ICOM0.00%$64,0002.5K
74ITICINVESTORS TITLE CO NCCOM0.00%$17,000100
75STCSTEWART INFORMATION SVCS CORCOM0.00%$6,000100
76FAFFIRST AMERN FINL CORPCOM0.00%$6,000100
77FNFFIDELITY NATIONAL FINANCIALFNF GROUP COM0.00%$4,000100
78ORIOLD REP INTL CORPCOM0.00%$2,000100
79BLACK KNIGHT INCCOM0.00%$2,00030

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • MFS028-04968
  • Sun Life Capital Management (U.S.) LLC028-12046
  • Sun Life Assurance Company of Canada028-12047
  • Crescent Capital Group LP028-15882

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.