SEC 13F Intelligence

Managers / Q2 2019 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$398M
Q2 2019
Positions
608
Filings on Record
31
2019–present window
Filed
Aug 8, 2019
original filing

Summary

Sun Life Financial Inc reported $398M in U.S.-listed holdings across 608 positions for Q2 2019.

The portfolio is heavily concentrated: SPY alone accounts for 33.8% of reported value.

Compared with Q1 2019, the fund opened 21 new positions and exited 22.

Portfolio Metrics

Turnover
+4.0%
vs prior filed quarter
Top-10 Concentration
+70.0%
share of reported value
Largest Position
+33.8%
Spdr S P 500 Etf
New / Exited
21 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 74.0%Common Stock: 22.9%REIT: 2.5%Other: 0.6%
  • ETP · 74.0% · $294M
  • Common Stock · 22.9% · $91M
  • REIT · 2.5% · $10M
  • Other · 0.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IGSBISHARES 1-3 YEAR CREDIT BOND ETFNEW+50.0K50.0K+$3M$3M
VOVANGUARD INDEX FDSNEW+4.6K4.6K+$762,000$762,000
INGRINGREDION INCNEW+4.7K4.7K+$387,000$387,000
WENWENDY'S CONEW+13.3K13.3K+$261,000$261,000
CUZCOUSINS PROPERTIES INCNEW+6.9K6.9K+$251,000$251,000
IRDMIRIDIUM COMMUNICATIONS INCNEW+10.2K10.2K+$236,000$236,000
AMTTD AMERITRADE HOLDING CORPNEW+4.4K4.4K+$218,000$218,000
MTRXMATRIX SERVICE CONEW+10.5K10.5K+$212,000$212,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

492 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT33.77%$134M458.4K
2QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 111.87%$47M252.7K
3VOOVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · MID CAP ETF · MCAP GR IDXVIP5.51%$22M99.0K
4iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF4.79%$19M153.1K
5VEUVANGUARD INTL EQUITY INDEX Fhistory →ALLWRLD EX US4.54%$18M354.1K
6IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF2.72%$11M61.6K
7EWUISHARES MSCI UNITED KINGDOM INDEX FUNDhistory →* ISHARES TR MSCI UK ETF NEW2.00%$8M245.9K
8VYMVANGUARD WHITEHALL FDS INChistory →HIGH DIV YLD1.79%$7M81.2K
9MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.56%$6M17.5K
10IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX1.47%$6M43.3K
11EWJISHARES MSCI JAPAN UCITS ETFhistory →* ISHARES INC MSCI JPN ETF NEW1.18%$5M85.9K
12VTWOVANGUARD SCOTTSDALE FDSVNG RUS2000IDX0.97%$4M31.0K
13IGSBISHARES 1-3 YEAR CREDIT BOND ETF* ISHARES TR SH TR CRPORT ETF0.67%$3M50.0K
14EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.62%$2M80.4K
15VVISA INC* VISA INC COM CL A0.43%$2M9.9K
16TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.41%$2M5.5K
17CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.38%$1M35.4K
18MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.37%$1M15.2K
19HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.32%$1M7.3K
20DISWALT DISNEY CO* DISNEY WALT CO COM DISNEY0.31%$1M8.9K
21UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.30%$1M11.6K
22TAT&T INC* AT&T INC COM0.29%$1M33.9K
23FFORD MOTOR CO* FORD MTR CO DEL COM0.28%$1M110.2K
24KIMKIMCO REALTY CORP* KIMCO RLTY CORP COM0.26%$1M56.5K
25PMPHILIP MORRIS INTERNATIONAL INC* PHILIP MORRIS INTL INC COM0.25%$1M12.8K
26SYKSTRYKER CORP* STRYKER CORP COM0.24%$948,0004.6K
27EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.24%$940,00021.7K
28EXMOCEXXON MOBIL CORP* EXXON MOBIL CORP COM0.22%$885,00011.6K
29MOALTRIA GROUP INC* ALTRIA GROUP INC COM0.22%$884,00018.7K
30KANSAS CITY SOUTHERN* KANSAS CITY SOUTHERN COM NEW0.22%$883,0007.3K
31CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.22%$866,0009.4K
32ORCLORACLE CORP* ORACLE CORP COM0.21%$853,00015.0K
33SLBSCHLUMBERGER NV* SCHLUMBERGER LTD COM0.21%$848,00021.4K
34MSFTMICROSOFT CORP* MICROSOFT CORP COM0.21%$834,0006.2K
35OKEONEOK INC* ONEOK INC NEW COM0.21%$831,00012.1K
36WMBWILLIAMS COMPANIES INC* WILLIAMS COS INC DEL COM0.21%$827,00029.5K
37SOSOUTHERN CO* SOUTHERN CO COM0.20%$810,00014.7K
38IBMINTERNATIONAL BUSINESS MACHINES CORP* INTERNATIONAL BUSINESS MACHS COM0.20%$792,0005.7K
39IRMIRON MOUNTAIN INC* IRON MTN INC NEW COM0.20%$786,00025.1K
40WYWEYERHAEUSER CO* WEYERHAEUSER CO COM0.20%$786,00029.9K
41ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HLDGS INC COM0.20%$776,0006.6K
42KELKELLOGG CO* KELLOGG CO COM0.19%$774,00014.5K
43GISGENERAL MILLS INC* GENERAL MLS INC COM0.19%$762,00014.5K
44IBERIABANK CORPCOM0.19%$759,00010.0K
45VTRVENTAS INC* VENTAS INC COM0.19%$747,00010.9K
46CVXCHEVRON CORP* CHEVRON CORP NEW COM0.19%$744,0006.0K
47PPLPPL CORP* PPL CORP COM0.18%$731,00023.6K
48KMIKINDER MORGAN INC* KINDER MORGAN INC DEL COM0.18%$722,00034.6K
49MMM3M CO* 3M CO COM0.18%$721,0004.2K
50VZVERIZON COMMUNICATIONS INC* VERIZON COMMUNICATIONS INC COM0.18%$707,00012.4K
51HCP INC* HCP INC COM0.18%$706,00022.1K
52WELLWELLTOWER INC* WELLTOWER INC COM0.18%$697,0008.5K
53PFGPRINCIPAL FINANCIAL GROUP INC* PRINCIPAL FINL GROUP INC COM0.17%$693,00012.0K
54DDOMINION ENERGY INC* DOMINION ENERGY INC COM0.17%$689,0008.9K
55CSCOCISCO SYSTEMS INC* CISCO SYS INC COM0.16%$643,00011.8K
56HSTHOST HOTELS & RESORTS INC* HOST HOTELS & RESORTS INC COM0.16%$632,00034.7K
57RPDRAPID7 INC* RAPID7 INC COM0.16%$630,00010.9K
58MACMACERICH CO* MACERICH CO COM0.16%$628,00018.8K
59PRUPRUDENTIAL FINANCIAL INC* PRUDENTIAL FINL INC COM0.16%$626,0006.2K
60STORE CAPITAL CORP* STORE CAP CORP COM0.15%$612,00018.4K
61KBRKBR INC* KBR INC COM0.15%$612,00024.5K
62PEOPLES UNITED FINANCIAL INC* PEOPLES UTD FINL INC COM0.15%$610,00036.4K
63ETRENTERGY CORP* ENTERGY CORP NEW COM0.15%$608,0005.9K
64WUWESTERN UNION CO* WESTERN UN CO COM0.15%$602,00030.3K
65COOPER COS INC* COOPER COS INC COM NEW0.15%$596,0001.8K
66PPGPPG INDUSTRIES INC* PPG INDS INC COM0.15%$592,0005.1K
67TECH DATA CORP* TECH DATA CORP COM0.15%$592,0005.7K
68PCTYPAYLOCITY HOLDING CORP* PAYLOCITY HLDG CORP COM0.15%$588,0006.3K
69SRISTONERIDGE INC* STONERIDGE INC COM0.15%$583,00018.5K
70METMETLIFE INC* METLIFE INC COM0.15%$579,00011.7K
71DUKDUKE ENERGY CORP* DUKE ENERGY CORP NEW COM NEW0.15%$577,0006.5K
72CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.14%$574,0008.0K
73CATYCATHAY GENERAL BANCORP* CATHAY GEN BANCORP COM0.14%$572,00015.9K
74OREALTY INCOME CORP* REALTY INCOME CORP COM0.14%$566,0008.2K
75SPGSIMON PROPERTY GROUP INC* SIMON PPTY GROUP INC NEW COM0.14%$564,0003.5K
76IPINTERNATIONAL PAPER CO* INTL PAPER CO COM0.14%$558,00012.9K
77STTSTATE STREET CORP* STATE STR CORP COM0.14%$546,0009.8K
78CSODCORNERSTONE ONDEMAND INC* CORNERSTONE ONDEMAND INC COM0.14%$541,0009.3K
79ILPTINDUSTRIAL LOGISTICS PROPERTIES TRUST* INDUSTRIAL LOGISTICS PPTYS T COM SHS B0.14%$540,00025.9K
80EDCONSOLIDATED EDISON INC* CONSOLIDATED EDISON INC COM0.14%$539,0006.2K
81UTXZUNITED TECHNOLOGIES CORP* UNITED TECHNOLOGIES CORP COM0.14%$539,0004.2K
82HAFCHANMI FINANCIAL CORP* HANMI FINL CORP COM NEW0.14%$538,00024.1K
83HBANHUNTINGTON BANCSHARES INC* HUNTINGTON BANCSHARES INC COM0.14%$537,00038.8K
84MRC GLOBAL INC* MRC GLOBAL INC COM0.13%$536,00031.3K
85GOOGALPHABET INC* ALPHABET INC CAP STK CL C · * ALPHABET INC CAP STK CL A0.13%$534,000494
86GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.13%$530,0002.6K
87FEFIRSTENERGY CORP* FIRSTENERGY CORP COM0.13%$530,00012.4K
88TRSTRIMAS CORP* TRIMAS CORP COM NEW0.13%$528,00017.0K
89FIVNFIVE9 INC* FIVE9 INC COM0.13%$522,00010.2K
90SCHGSCHWAB STRATEGIC TRUS LCAP GR ETF · US MID-CAP ETF0.13%$516,0006.9K
91GILDGILEAD SCIENCES INC* GILEAD SCIENCES INC COM0.13%$514,0007.6K
92PRESIDIO INC* PRESIDIO INC COM0.13%$513,00037.5K
93IPGINTERPUBLIC GROUP OF CO INC* INTERPUBLIC GROUP COS INC COM0.13%$511,00022.6K
94OZKBANK OZK* BANK OZK COM0.13%$508,00016.9K
95OXYOCCIDENTAL PETROLEUM CORP* OCCIDENTAL PETE CORP COM0.13%$508,00010.1K
96KEYKEYCORP* KEYCORP NEW COM0.13%$505,00028.4K
97CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.13%$502,0007.9K
98LEGLEGGETT & PLATT INC* LEGGETT & PLATT INC COM0.13%$500,00013.0K
99MPTMEDICAL PROPERTIES TRUST INC* MEDICAL PPTYS TRUST INC COM0.13%$499,00028.6K
100LOPEGRAND CANYON EDUCATION INC* GRAND CANYON ED INC COM0.12%$490,0004.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MFS028-04968
  • Sun Life Capital Management (U.S.) LLC028-12046
  • Sun Life Assurance Company of Canada028-12047

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.