SEC 13F Intelligence

Managers / Q3 2022 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$1.2B
Q3 2022
Positions
70
Filings on Record
31
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Sun Life Financial Inc reported $1.2B in U.S.-listed holdings across 70 positions for Q3 2022.

The portfolio is heavily concentrated: SPY alone accounts for 53.2% of reported value.

Compared with Q2 2022, the fund opened 0 new positions and exited 1.

Portfolio Metrics

Turnover
+0.3%
vs prior filed quarter
Top-10 Concentration
+87.0%
share of reported value
Largest Position
+53.2%
Spdr S P 500 Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 81.7%REIT: 8.9%Other: 6.5%Common Stock: 2.9%
  • ETP · 81.7% · $1.0B
  • REIT · 8.9% · $112M
  • Other · 6.5% · $81M
  • Common Stock · 2.9% · $36M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GOOGLALPHABET INCADDED+6.2K6.4K+$76,000$613,000
ISHARES TRSOLD OUT−9.7K0−$455,000$0
CLCOLGATE-PALMOLIVE COTRIMMED−2.0K3.8K−$198,000$264,000
ZBHZIMMER BIOMET HOLDINGS INCTRIMMED−9182.2K−$98,000$232,000
MARMARRIOTT INTERNATIONAL INCTRIMMED−4931.7K−$60,000$244,000
FISVFISERV INCTRIMMED−1.8K6.6K−$134,000$615,000
EFAISHARES MSCI EAFE INDEX FUNDADDED+11.6K66.2K+$294,000$4M
TMOTHERMO FISHER SCIENTIFIC INCTRIMMED−6232.5K−$433,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

68 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT53.24%$664M1.86M
2MISTER CAR WASH INCCOM6.37%$80M9.27M
3IGSBISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFhistory →* ISHARES TR ISHS 1-5YR INVS5.96%$74M1.51M
4QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 14.25%$53M198.5K
5JPSTJ P MORGAN EXCHANGE TRADED Fhistory →ULTRA SHRT INC3.73%$47M928.4K
6NEARISHARES U S ETF TRhistory →BLACKROCK ST MAT3.20%$40M810.3K
7MINTPIMCO ETF TRhistory →ENHAN SHRT MA AC3.19%$40M402.3K
8PLDPROLOGIS INChistory →* PROLOGIS INC. COM3.00%$37M368.4K
9CPTCAMDEN PROPERTY TRUSThistory →* CAMDEN PPTY TR SH BEN INT2.07%$26M215.8K
10VOOVANGUARD S&P 500 ETFhistory →* VANGUARD INDEX FDS S&P 500 ETF SHS1.99%$25M75.8K
11XVVISHARES ESG SCREENED S&P 500 ETFhistory →ISHARES TR ESG SCRND S&P5001.77%$22M823.0K
12IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF1.76%$22M117.0K
13AVBAVALONBAY COMMUNITIES INChistory →* AVALONBAY CMNTYS INC COM1.57%$20M106.0K
14CCAPCRESCENT CAPITAL BDC INChistory →* CRESCENT CAP BDC INC COM1.30%$16M1.08M
15REXRREXFORD INDUSTRIAL REALTY INChistory →* REXFORD INDL RLTY INC COM1.04%$13M249.9K
16FRFIRST INDUSTRIAL REALTY TRUST INChistory →* FIRST INDL RLTY TR INC COM0.91%$11M252.9K
17EWUISHARES MSCI UNITED KINGDOM INDEX FUND* ISHARES TR MSCI UK ETF NEW0.59%$7M280.8K
18EWJISHARES MSCI JAPAN UCITS ETF* ISHARES INC MSCI JPN ETF NEW0.49%$6M126.1K
19VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.43%$5M57.0K
20IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX0.33%$4M26.6K
21VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US0.31%$4M87.8K
22DEIDOUGLAS EMMETT INC* DOUGLAS EMMETT INC COM0.28%$3M191.5K
23EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.16%$2M75.3K
24PROSHARES ULTRASHORT REAL ESTATE* PROSHARES TR ULTSHT REAL EST0.12%$2M72.8K
25TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.10%$1M2.5K
26BXPBOSTON PROPERTIES INC* BOSTON PROPERTIES INC COM0.09%$1M15.7K
27VVISA INC* VISA INC COM CL A0.09%$1M6.5K
28MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.08%$1M12.5K
29ORCLORACLE CORP* ORACLE CORP COM0.08%$963,00015.8K
30EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.07%$871,00019.7K
31CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.07%$854,00029.1K
32CANADIAN PACIFIC RAILWAY LTD* CANADIAN PAC RY LTD COM0.07%$837,00012.5K
33HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.07%$834,0005.0K
34iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF0.07%$822,0008.0K
35GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.06%$792,0002.7K
36SCHWCHARLES SCHWAB CORP* SCHWAB CHARLES CORP COM0.06%$757,00010.5K
37CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.06%$728,0006.7K
38SYKSTRYKER CORP* STRYKER CORPORATION COM0.06%$691,0003.4K
39BSXBOSTON SCIENTIFIC CORP* BOSTON SCIENTIFIC CORP COM0.05%$673,00017.4K
40ABTABBOTT LABORATORIES* ABBOTT LABS COM0.05%$619,0006.4K
41FISVFISERV INC* FISERV INC COM0.05%$615,0006.6K
42GOOGLALPHABET INC* ALPHABET INC CAP STK CL A0.05%$613,0006.4K
43CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.05%$609,00010.6K
44DISWALT DISNEY CO* DISNEY WALT CO COM0.04%$559,0005.9K
45MCHPMICROCHIP TECHNOLOGY INC* MICROCHIP TECHNOLOGY INC. COM0.04%$521,0008.5K
46FISFIDELITY NATIONAL INFORMATION SERVICES INC* FIDELITY NATL INFORMATION SV COM0.04%$504,0006.7K
47AXPAMERICAN EXPRESS CO* AMERICAN EXPRESS CO COM0.04%$498,0003.7K
48LBRDKLIBERTY BROADBAND CORP* LIBERTY BROADBAND CORP COM SER C0.04%$482,0006.5K
49EFXEQUIFAX INC* EQUIFAX INC COM0.04%$475,0002.8K
50PPGPPG INDUSTRIES INC* PPG INDS INC COM0.04%$449,0004.1K
51IFFINTERNATIONAL FLAVORS & FRAGRANCES INC* INTERNATIONAL FLAVORS&FRAGRA COM0.04%$449,0005.0K
52UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.03%$421,0002.6K
53MMM3M CO* 3M CO COM0.03%$421,0003.8K
54UNPUNION PACIFIC CORP* UNION PAC CORP COM0.03%$405,0002.1K
55EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.03%$374,00018.9K
56COOPER COS INC* COOPER COS INC COM NEW0.03%$325,0001.2K
57WATWATERS CORP* WATERS CORP COM0.03%$325,0001.2K
58APHAMPHENOL CORP* AMPHENOL CORP NEW CL A0.03%$318,0004.7K
59EBAYEBAY INC* EBAY INC. COM0.02%$275,0007.5K
60CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.02%$264,0003.8K
61MARMARRIOTT INTERNATIONAL INC* MARRIOTT INTL INC NEW CL A0.02%$244,0001.7K
62IJHISHARES TRCORE S&P MCP ETF0.02%$243,0001.1K
63ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HOLDINGS INC COM0.02%$232,0002.2K
64OTISOTIS WORLDWIDE CORP* OTIS WORLDWIDE CORP COM0.02%$206,0003.2K
65PYPLPAYPAL HOLDINGS INC* PAYPAL HLDGS INC COM0.02%$201,0002.3K
66OMCOMNICOM GROUP INC* OMNICOM GROUP INC COM0.01%$103,0001.6K
67CARRCARRIER GLOBAL CORP* CARRIER GLOBAL CORPORATION COM0.01%$98,0002.8K
68IQVIQVIA HLDGS INCCOM0.00%$52,000289

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • MFS028-04968
  • SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC028-12046
  • Sun Life Assurance Co of Canada028-12047
  • Crescent Capital Group LP028-15882

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.