SEC 13F Intelligence

Managers / Q4 2019 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$374M
Q4 2019
Positions
466
Filings on Record
31
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Sun Life Financial Inc reported $374M in U.S.-listed holdings across 466 positions for Q4 2019.

The portfolio is heavily concentrated: SPY alone accounts for 43.1% of reported value.

Compared with Q3 2019, the fund opened 8 new positions and exited 156.

Portfolio Metrics

Turnover
+17.4%
vs prior filed quarter
Top-10 Concentration
+78.8%
share of reported value
Largest Position
+43.1%
Spdr S P 500 Etf
New / Exited
8 / 156
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 81.1%Common Stock: 16.2%REIT: 2.3%Other: 0.3%
  • ETP · 81.1% · $304M
  • Common Stock · 16.2% · $61M
  • REIT · 2.3% · $9M
  • Other · 0.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DOCHEALTHPEAK PROPERTIES INCNEW+22.8K22.8K+$785,000$785,000
TFCTRUIST FINANCIAL CORPNEW+794794+$45,000$45,000
NOWSERVICENOW INCNEW+110110+$31,000$31,000
LVSLAS VEGAS SANDS CORPNEW+199199+$14,000$14,000
VIACOMCBS INCNEW+320320+$13,000$13,000
GENNORTONLIFELOCK INCNEW+336336+$9,000$9,000
NVRNVR INCNEW+22+$8,000$8,000
ODFLOLD DOMINION FREIGHT LINE INCNEW+3737+$7,000$7,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

456 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT43.10%$161M501.1K
2QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 113.84%$52M243.6K
3VOOVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · MCAP GR IDXVIP5.65%$21M87.6K
4VEUVANGUARD INTL EQUITY INDEX Fhistory →ALLWRLD EX US4.80%$18M334.0K
5IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF2.84%$11M44.8K
6EWUISHARES MSCI UNITED KINGDOM INDEX FUNDhistory →* ISHARES TR MSCI UK ETF NEW2.22%$8M244.0K
7VYMVANGUARD WHITEHALL FDS INChistory →HIGH DIV YLD1.82%$7M72.8K
8MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.76%$7M17.5K
9IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX1.57%$6M41.0K
10EWJISHARES MSCI JAPAN UCITS ETFhistory →* ISHARES INC MSCI JPN ETF NEW1.22%$5M76.8K
11VTWOVANGUARD SCOTTSDALE FDShistory →VNG RUS2000IDX1.05%$4M29.5K
12EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.68%$3M77.5K
13VVISA INC* VISA INC COM CL A0.44%$2M8.8K
14TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.43%$2M5.0K
15CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.40%$1M33.3K
16MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.40%$1M13.1K
17TAT&T INC* AT&T INC COM0.34%$1M32.6K
18HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.32%$1M6.7K
19KELKELLOGG CO* KELLOGG CO COM0.31%$1M17.0K
20UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.31%$1M10.0K
21DISWALT DISNEY CO* DISNEY WALT CO COM DISNEY0.30%$1M7.9K
22IRMIRON MOUNTAIN INC* IRON MTN INC NEW COM0.30%$1M34.6K
23MOALTRIA GROUP INC* ALTRIA GROUP INC COM0.29%$1M22.1K
24KIMKIMCO REALTY CORP* KIMCO RLTY CORP COM0.28%$1M50.3K
25PPLPPL CORP* PPL CORP COM0.27%$994,00027.7K
26SLBSCHLUMBERGER NV* SCHLUMBERGER LTD COM0.26%$986,00024.5K
27PMPHILIP MORRIS INTERNATIONAL INC* PHILIP MORRIS INTL INC COM0.26%$984,00011.6K
28WYWEYERHAEUSER CO* WEYERHAEUSER CO COM0.26%$961,00031.8K
29KANSAS CITY SOUTHERN* KANSAS CITY SOUTHERN COM NEW0.26%$960,0006.3K
30EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.26%$955,00021.2K
31ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HLDGS INC COM0.23%$876,0005.8K
32OKEONEOK INC* ONEOK INC NEW COM0.23%$874,00011.5K
33VZVERIZON COMMUNICATIONS INC* VERIZON COMMUNICATIONS INC COM0.23%$869,00014.2K
34SYKSTRYKER CORP* STRYKER CORP COM0.23%$848,0004.0K
35MACMACERICH CO* MACERICH CO COM0.23%$846,00031.4K
36SOSOUTHERN CO* SOUTHERN CO COM0.22%$823,00012.9K
37CVSCVS HEALTH CORP* CVS HEALTH CORP COM0.22%$817,00011.0K
38DDOMINION ENERGY INC* DOMINION ENERGY INC COM0.22%$817,0009.9K
39EXMOCEXXON MOBIL CORP* EXXON MOBIL CORP COM0.21%$800,00011.5K
40CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.21%$791,0008.7K
41WUWESTERN UNION CO* WESTERN UN CO COM0.21%$790,00029.5K
42OXYOCCIDENTAL PETROLEUM CORP* OCCIDENTAL PETE CORP COM0.21%$789,00019.1K
43DOCHEALTHPEAK PROPERTIES INC* HEALTHPEAK PPTYS INC COM ADDED0.21%$785,00022.8K
44WFCWELLS FARGO & CO* WELLS FARGO CO NEW COM0.21%$772,00014.3K
45SPGSIMON PROPERTY GROUP INC* SIMON PPTY GROUP INC NEW COM0.20%$765,0005.1K
46IPINTERNATIONAL PAPER CO* INTL PAPER CO COM0.20%$751,00016.3K
47IBERIABANK CORPCOM0.20%$748,00010.0K
48CCLCARNIVAL CORP* CARNIVAL CORP UNIT 99/99/99990.20%$736,00014.5K
49SL GREEN REALTY CORP* SL GREEN RLTY CORP COM0.20%$732,0008.0K
50WMBWILLIAMS COMPANIES INC* WILLIAMS COS INC DEL COM0.19%$725,00030.6K
51CAHCARDINAL HEALTH INC* CARDINAL HEALTH INC COM0.19%$725,00014.3K
52DUKDUKE ENERGY CORP* DUKE ENERGY CORP NEW COM NEW0.19%$724,0007.9K
53HSTHOST HOTELS & RESORTS INC* HOST HOTELS & RESORTS INC COM0.19%$716,00038.6K
54ORCLORACLE CORP* ORACLE CORP COM0.19%$710,00013.4K
55MSFTMICROSOFT CORP* MICROSOFT CORP COM0.19%$710,0004.5K
56IBMINTERNATIONAL BUSINESS MACHINES CORP* INTERNATIONAL BUSINESS MACHS COM0.19%$709,0005.3K
57MMM3M CO* 3M CO COM0.19%$700,0004.0K
58CVXCHEVRON CORP* CHEVRON CORP NEW COM0.18%$686,0005.7K
59KMIKINDER MORGAN INC* KINDER MORGAN INC DEL COM0.18%$675,00031.9K
60WELLWELLTOWER INC* WELLTOWER INC COM0.18%$673,0008.2K
61HBANHUNTINGTON BANCSHARES INC* HUNTINGTON BANCSHARES INC COM0.18%$672,00044.6K
62PEOPLES UNITED FINANCIAL INC* PEOPLES UTD FINL INC COM0.18%$666,00039.4K
63KEYKEYCORP* KEYCORP NEW COM0.18%$666,00032.9K
64ETRENTERGY CORP* ENTERGY CORP NEW COM0.17%$640,0005.3K
65RFREGIONS FINANCIAL CORP* REGIONS FINL CORP NEW COM0.17%$638,00037.2K
66IPGINTERPUBLIC GROUP OF CO INC* INTERPUBLIC GROUP COS INC COM0.17%$629,00027.3K
67PPGPPG INDUSTRIES INC* PPG INDS INC COM0.17%$627,0004.7K
68VTRVENTAS INC* VENTAS INC COM0.17%$625,00010.8K
69FEFIRSTENERGY CORP* FIRSTENERGY CORP COM0.16%$615,00012.7K
70GISGENERAL MILLS INC* GENERAL MLS INC COM0.16%$610,00011.4K
71CNPCENTERPOINT ENERGY INC* CENTERPOINT ENERGY INC COM0.16%$600,00022.0K
72GILDGILEAD SCIENCES INC* GILEAD SCIENCES INC COM0.16%$590,0009.1K
73GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.15%$574,0002.5K
74SCHGSCHWAB STRATEGIC TRUS LCAP GR ETF · US MID-CAP ETF0.15%$568,0006.9K
75METMETLIFE INC* METLIFE INC COM0.15%$564,00011.1K
76UTXZUNITED TECHNOLOGIES CORP* UNITED TECHNOLOGIES CORP COM0.15%$559,0003.7K
77PRUPRUDENTIAL FINANCIAL INC* PRUDENTIAL FINL INC COM0.15%$557,0005.9K
78STTSTATE STREET CORP* STATE STR CORP COM0.15%$557,0007.0K
79CMACOMERICA INC* COMERICA INC COM0.15%$546,0007.6K
80WATWATERS CORP* WATERS CORP COM0.14%$535,0002.3K
81PFGPRINCIPAL FINANCIAL GROUP INC* PRINCIPAL FINL GROUP INC COM0.14%$533,0009.7K
82CSCOCISCO SYSTEMS INC* CISCO SYS INC COM0.14%$524,00010.9K
83EWGISHARES MSCI GERMANY ETF* ISHARES INC MSCI GERMANY ETF0.14%$514,00017.5K
84LYBLYONDELLBASELL INDUSTRIES NSHS - A -0.14%$510,0005.4K
85CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.13%$504,0007.3K
86COOPER COS INC* COOPER COS INC COM NEW0.13%$493,0001.5K
87GOOGALPHABET INC* ALPHABET INC CAP STK CL C · * ALPHABET INC CAP STK CL A0.13%$476,000356
88UNPUNION PACIFIC CORP* UNION PACIFIC CORP COM0.13%$474,0002.6K
89CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.12%$452,0007.3K
90EFXEQUIFAX INC* EQUIFAX INC COM0.12%$447,0003.2K
91AMTTD AMERITRADE HOLDING CORP* TD AMERITRADE HLDG CORP COM0.11%$415,0008.3K
92MARMARRIOTT INTERNATIONAL INC* MARRIOTT INTL INC NEW CL A0.11%$408,0002.7K
93JNJJOHNSON & JOHNSON* JOHNSON & JOHNSON COM0.10%$392,0002.7K
94PYPLPAYPAL HOLDINGS INC* PAYPAL HLDGS INC COM0.10%$383,0003.5K
95ADMARCHER DANIELS MIDLAND COCOM0.10%$382,0008.2K
96EBAYEBAY INC* EBAY INC COM0.10%$360,00010.0K
97METAFACEBOOK INC* FACEBOOK INC CL A0.08%$291,0001.4K
98JPMJPMORGAN CHASE & CO* JPMORGAN CHASE & CO COM0.07%$263,0001.9K
99MCHPMICROCHIP TECHNOLOGY INC* MICROCHIP TECHNOLOGY INC COM0.06%$222,0002.1K
100OMCOMNICOM GROUP INC* OMNICOM GROUP INC COM0.06%$221,0002.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MFS028-04968
  • Sun Life Capital Management (U.S.) LLC028-12046
  • Sun Life Assurance Company of Canada028-12047

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.