SEC 13F Intelligence

Managers / Q1 2019 · view latest →

SUN LIFE FINANCIAL INC

CIK 0001097362 · SUN LIFE ASSURANCE CO OF CANADA, ONE YORK STREET, TORONTO, M5J 0B6 · 4169794800

Reported Value
$453M
Q1 2019
Positions
609
Filings on Record
31
2019–present window
Filed
May 14, 2019
original filing

Summary

Sun Life Financial Inc reported $453M in U.S.-listed holdings across 609 positions for Q1 2019.

The portfolio is heavily concentrated: SPY alone accounts for 29.1% of reported value.

Compared with Q4 2018, the fund opened 27 new positions and exited 31.

Portfolio Metrics

Turnover
+12.4%
vs prior filed quarter
Top-10 Concentration
+61.8%
share of reported value
Largest Position
+29.1%
Spdr S P 500 Etf
New / Exited
27 / 31
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $474MQ4 ’18Q1 ’19: $453MQ2 ’19: $398MQ3 ’19: $388MQ4 ’19: $374MQ4 ’19Q1 ’20: $397MQ2 ’20: $515MQ3 ’20: $627MQ4 ’20: $762MQ4 ’20Q1 ’21: $1.2BQ2 ’21: $2.0BQ3 ’21: $1.7BQ4 ’21: $2.7BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.3BQ3 ’22: $1.2BQ4 ’22: $1.3BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.6BQ4 ’23: $1.7BQ1 ’24: $1.6BQ1 ’24Q2 ’24: $1.7BQ3 ’24: $1.8BQ4 ’24: $1.8BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $1.9BQ1 ’26: $1.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 65.7%Common Stock: 29.6%REIT: 4.0%Other: 0.8%
  • ETP · 65.7% · $297M
  • Common Stock · 29.6% · $134M
  • REIT · 4.0% · $18M
  • Other · 0.8% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AGGISHARES TRNEW+121.5K121.5K+$13M$13M
ILPTINDUSTRIAL LOGISTICS PROPERTIES TRUSTNEW+18.9K18.9K+$380,000$380,000
CABOCABLE ONE INCNEW+292292+$287,000$287,000
AKBAAKEBIA THERAPEUTICS INCNEW+31.3K31.3K+$256,000$256,000
CTRECARETRUST REIT INCNEW+10.3K10.3K+$241,000$241,000
TOLTOLL BROTHERS INCNEW+6.2K6.2K+$224,000$224,000
EQUITRANS MIDSTREAM CORPNEW+9.8K9.8K+$214,000$214,000
LEVILEVI STRAUSS & CONEW+8.5K8.5K+$200,000$200,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

492 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRUSThistory →* SPDR S&P 500 ETF TR TR UNIT29.15%$132M467.4K
2QQQINVESCO QQQ TRUST SERIES 1history →* INVESCO QQQ TR UNIT SER 110.22%$46M257.7K
3VOOVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · MCAP GR IDXVIP4.50%$20M94.5K
4iShares iBoxx $ Investment Grade Corporate Bond ETFIBOXX INV CP ETF4.03%$18M153.1K
5VEUVANGUARD INTL EQUITY INDEX Fhistory →ALLWRLD EX US3.74%$17M337.8K
6AGGISHARES TRCORE US AGGBD ET · PFD AND INCM SEC · RUS 2000 GRW ETF3.00%$14M128.0K
7IVVISHARES MSCI EAFE INDEX FUND* ISHARES TR CORE S&P500 ETF · * ISHARES TR MSCI EAFE ETF2.56%$12M78.5K
8EWUISHARES MSCI UNITED KINGDOM INDEX FUNDhistory →* ISHARES TR MSCI UK ETF NEW1.78%$8M243.6K
9VYMVANGUARD WHITEHALL FDS INChistory →HIGH DIV YLD1.52%$7M80.6K
10MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.33%$6M17.5K
11IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX1.17%$5M40.3K
12EWJISHARES MSCI JAPAN UCITS ETFhistory →* ISHARES INC MSCI JPN ETF NEW1.01%$5M83.4K
13VTWOVANGUARD SCOTTSDALE FDSVNG RUS2000IDX0.76%$3M27.8K
14PMPHILIP MORRIS INTERNATIONAL INC* PHILIP MORRIS INTL INC COM0.53%$2M27.0K
15MOALTRIA GROUP INC* ALTRIA GROUP INC COM0.50%$2M39.4K
16EWQISHARES MSCI FRANCE ETF* ISHARES INC MSCI FRANCE ETF0.49%$2M76.0K
17TAT&T INC* AT&T INC COM0.49%$2M71.4K
18KIMKIMCO REALTY CORP* KIMCO RLTY CORP COM0.49%$2M119.3K
19FFORD MOTOR CO* FORD MTR CO DEL COM0.45%$2M233.9K
20UPSUNITED PARCEL SERVICE INC* UNITED PARCEL SERVICE INC CL B0.45%$2M18.2K
21VVISA INC* VISA INC COM CL A0.44%$2M12.9K
22EXMOCEXXON MOBIL CORP* EXXON MOBIL CORP COM0.43%$2M24.4K
23IRMIRON MOUNTAIN INC* IRON MTN INC NEW COM0.42%$2M53.2K
24SLBSCHLUMBERGER NV* SCHLUMBERGER LTD COM0.41%$2M42.6K
25TMOTHERMO FISHER SCIENTIFIC INC* THERMO FISHER SCIENTIFIC INC COM0.40%$2M6.6K
26WMBWILLIAMS COMPANIES INC* WILLIAMS COS INC DEL COM0.40%$2M62.5K
27OKEONEOK INC* ONEOK INC NEW COM0.39%$2M25.5K
28CMCSACOMCAST CORP* COMCAST CORP NEW CL A0.38%$2M43.6K
29IBMINTERNATIONAL BUSINESS MACHINES CORP* INTERNATIONAL BUSINESS MACHS COM0.38%$2M12.2K
30MACMACERICH CO* MACERICH CO COM0.38%$2M39.5K
31WYWEYERHAEUSER CO* WEYERHAEUSER CO COM0.37%$2M63.3K
32MDTMEDTRONIC PLC* MEDTRONIC PLC SHS0.36%$2M17.9K
33SOSOUTHERN CO* SOUTHERN CO COM0.35%$2M30.9K
34GISGENERAL MILLS INC* GENERAL MLS INC COM0.35%$2M30.8K
35PPLPPL CORP* PPL CORP COM0.35%$2M49.8K
36CVXCHEVRON CORP* CHEVRON CORP NEW COM0.34%$2M12.6K
37OXYOCCIDENTAL PETROLEUM CORP* OCCIDENTAL PETE CORP COM0.34%$2M23.4K
38VZVERIZON COMMUNICATIONS INC* VERIZON COMMUNICATIONS INC COM0.34%$2M26.1K
39MSFTMICROSOFT CORP* MICROSOFT CORP COM0.34%$2M13.1K
40VTRVENTAS INC* VENTAS INC COM0.33%$1M23.1K
41KMIKINDER MORGAN INC* KINDER MORGAN INC DEL COM0.32%$1M73.1K
42HCP INC* HCP INC COM0.32%$1M46.7K
43DDOMINION RESOURCES INC* DOMINION ENERGY INC COM0.32%$1M18.8K
44HONHONEYWELL INTERNATIONAL INC* HONEYWELL INTL INC COM0.31%$1M8.9K
45KELKELLOGG CO* KELLOGG CO COM0.31%$1M24.5K
46WELLWELLTOWER INC* WELLTOWER INC COM0.31%$1M18.0K
47HSTHOST HOTELS & RESORTS INC* HOST HOTELS & RESORTS INC COM0.31%$1M73.3K
48SPGSIMON PROPERTY GROUP INC* SIMON PPTY GROUP INC NEW COM0.30%$1M7.4K
49DISWALT DISNEY CO* DISNEY WALT CO COM DISNEY0.28%$1M11.5K
50PFGPRINCIPAL FINANCIAL GROUP INC* PRINCIPAL FINL GROUP INC COM0.28%$1M25.4K
51OREALTY INCOME CORP* REALTY INCOME CORP COM0.28%$1M17.3K
52IPINTERNATIONAL PAPER CO* INTL PAPER CO COM0.28%$1M27.3K
53PEOPLES UNITED FINANCIAL INC* PEOPLES UTD FINL INC COM0.28%$1M76.6K
54DUKDUKE ENERGY CORP* DUKE ENERGY CORP NEW COM NEW0.27%$1M13.8K
55GOOGALPHABET INC* ALPHABET INC CAP STK CL C · * ALPHABET INC CAP STK CL A0.27%$1M1.0K
56PRUPRUDENTIAL FINANCIAL INC* PRUDENTIAL FINL INC COM0.27%$1M13.2K
57ETRENTERGY CORP* ENTERGY CORP NEW COM0.26%$1M12.4K
58WUWESTERN UNION CO* WESTERN UN CO COM0.26%$1M63.9K
59LEGLEGGETT & PLATT INC* LEGGETT & PLATT INC COM0.26%$1M27.5K
60EDCONSOLIDATED EDISON INC* CONSOLIDATED EDISON INC COM0.24%$1M13.0K
61KHCKRAFT HEINZ CO* KRAFT HEINZ CO COM0.24%$1M33.3K
62FEFIRSTENERGY CORP* FIRSTENERGY CORP COM0.24%$1M26.1K
63SYKSTRYKER CORP* STRYKER CORP COM0.24%$1M5.5K
64AESAES CORP* AES CORP COM0.24%$1M59.5K
65CNPCENTERPOINT ENERGY INC* CENTERPOINT ENERGY INC COM0.23%$1M34.5K
66METMETLIFE INC* METLIFE INC COM0.23%$1M24.8K
67HBANHUNTINGTON BANCSHARES INC* HUNTINGTON BANCSHARES INC COM0.23%$1M82.4K
68GILDGILEAD SCIENCES INC* GILEAD SCIENCES INC COM0.23%$1M16.0K
69ORCLORACLE CORP* ORACLE CORP COM0.23%$1M19.1K
70MMM3M CO* 3M CO COM0.22%$1M4.9K
71IPGINTERPUBLIC GROUP OF CO INC* INTERPUBLIC GROUP COS INC COM0.22%$1M47.8K
72ZBHZIMMER BIOMET HOLDINGS INC* ZIMMER BIOMET HLDGS INC COM0.22%$976,0007.6K
73CNICANADIAN NATIONAL RAILWAY CO* CANADIAN NATL RY CO COM0.21%$951,00010.6K
74KANSAS CITY SOUTHERN* KANSAS CITY SOUTHERN COM NEW0.21%$950,0008.2K
75KEYKEYCORP* KEYCORP NEW COM0.21%$948,00060.2K
76CSCOCISCO SYSTEMS INC* CISCO SYS INC COM0.20%$910,00016.9K
77EWWISHARES MSCI MEXICO CAPPED ETF* ISHARES INC MSCI MEXICO ETF0.18%$836,00019.2K
78JNJJOHNSON & JOHNSON* JOHNSON & JOHNSON COM0.18%$830,0005.9K
79STTSTATE STREET CORP* STATE STR CORP COM0.16%$747,00011.4K
80IBERIABANK CORPCOM0.16%$717,00010.0K
81UTXZUNITED TECHNOLOGIES CORP* UNITED TECHNOLOGIES CORP COM0.15%$688,0005.3K
82METAFACEBOOK INC* FACEBOOK INC CL A0.15%$679,0004.1K
83PPGPPG INDUSTRIES INC* PPG INDS INC COM0.15%$671,0005.9K
84CLCOLGATE-PALMOLIVE CO* COLGATE PALMOLIVE CO COM0.15%$670,0009.8K
85CTSHCOGNIZANT TECHNOLOGY SOLUTIONS CORP* COGNIZANT TECHNOLOGY SOLUTIO CL A0.14%$650,0009.0K
86COOPER COS INC* COOPER COS INC COM NEW0.14%$638,0002.2K
87STORE CAPITAL CORP* STORE CAP CORP COM0.14%$617,00018.4K
88PUMPPROPETRO HOLDING CORP* PROPETRO HLDG CORP COM0.13%$611,00027.1K
89TECHBIO-TECHNE CORP* BIO TECHNE CORP COM0.13%$603,0003.0K
90TECH DATA CORP* TECH DATA CORP COM0.13%$580,0005.7K
91GSGOLDMAN SACHS GROUP INC* GOLDMAN SACHS GROUP INC COM0.13%$575,0003.0K
92PYPLPAYPAL HOLDINGS INC* PAYPAL HLDGS INC COM0.13%$567,0005.5K
93JPMJPMORGAN CHASE & CO* JPMORGAN CHASE & CO COM0.12%$563,0005.6K
94WATWATERS CORP* WATERS CORP COM0.12%$562,0002.2K
95PCTYPAYLOCITY HOLDING CORP* PAYLOCITY HLDG CORP COM0.12%$559,0006.3K
96KBRKBR INC* KBR INC COM0.12%$552,00028.9K
97RPDRAPID7 INC* RAPID7 INC COM0.12%$551,00010.9K
98CATYCATHAY GENERAL BANCORP* CATHAY GEN BANCORP COM0.12%$540,00015.9K
99FIVNFIVE9 INC* FIVE9 INC COM0.12%$537,00010.2K
100SRISTONERIDGE INC* STONERIDGE INC COM0.12%$533,00018.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.8B48May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B43Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B39Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B40Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B36May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.8B39Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.8B37Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.7B33Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B36May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.7B28Feb 22, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023Under review28Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B34Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B70May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.3B70Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.2B70Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.3B71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B88May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.7B95Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B81Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B81Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B517May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$762M510Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$627M513Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$515M470Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$397M466May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$374M466Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$388M614Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$398M608Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$453M609May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$474M613Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MFS028-04968
  • Sun Life Institutional Investments (U.S.) LLC028-12046
  • Sun Life Assurance Company of Canada028-12047

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.