SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Gradient Capital Advisors, LLC

CIK 0001727917 · 2125 POINSETTIA DRIVE, SAN DIEGO, CA, 92107 · 619-255-0700

Reported Value
$239M
Q3 2023
Positions
136
Filings on Record
31
2019–present window
Filed
Oct 25, 2023
original filing

Summary

Gradient Capital Advisors, LLC reported $239M in U.S.-listed holdings across 136 positions for Q3 2023.

Its largest position, Ishares Core S P 500 Etf, represents 10.1% of the portfolio.

Compared with Q2 2023, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+2.2%
vs prior filed quarter
Top-10 Concentration
+42.0%
share of reported value
Largest Position
+10.1%
Ishares Core S P 500 Etf
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $116MQ4 ’18Q1 ’19: $125MQ2 ’19: $130MQ3 ’19: $134MQ4 ’19: $144MQ4 ’19Q1 ’20: $124MQ2 ’20: $148MQ3 ’20: $160MQ4 ’20: $175MQ4 ’20Q1 ’21: $189MQ2 ’21: $213MQ3 ’21: $218MQ4 ’21: $240MQ4 ’21Q1 ’22: $236MQ2 ’22: $208MQ3 ’22: $209MQ4 ’22: $220MQ4 ’22Q1 ’23: $235MQ2 ’23: $249MQ3 ’23: $239MQ4 ’23: $263MQ4 ’23Q1 ’24: $272MQ2 ’24: $280MQ3 ’24: $302MQ4 ’24: $310MQ4 ’24Q1 ’25: $306MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $388MQ4 ’25Q1 ’26: $386MQ2 ’26: $432Mfilingsflow.com

Portfolio Composition

By security type
ETP: 72.7%Common Stock: 26.1%REIT: 0.8%Other: 0.1%Closed-End Fund: 0.1%Other: 0.1%
  • ETP · 72.7% · $174M
  • Common Stock · 26.1% · $63M
  • REIT · 0.8% · $2M
  • Other · 0.1% · $356,555
  • Closed-End Fund · 0.1% · $277,736
  • Other · 0.1% · $223,246

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CSCOCISCO SYS INC COMNEW+11.2K11.2K+$601,320$601,320
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFNEW+10.3K10.3K+$153,865$153,865
AMDADVANCED MICRO DEVICES INC COMADDED+4.6K6.8K+$444,807$700,307
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETFSOLD OUT−15.8K0−$394,858$0
ISHARES CORE TOTAL USD BOND MARKET ETFSOLD OUT−6.5K0−$297,419$0
JPMORGAN SHORT DURATION CORE PLUS ETFSOLD OUT−6.2K0−$282,128$0
INVESCO BULLETSHARES 2030 MUNICIPAL BOND ETFSOLD OUT−9.4K0−$206,056$0
XNCMXNUVEEN CALIFORNIA AMT QLT MUN COMSOLD OUT−14.4K0−$165,645$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES CORE S&P 500 ETFETF10.06%$24M56.0K
2AAPLAPPLE INC COMhistory →Stock7.06%$17M98.6K
3SCHWAB INTERNATIONAL EQUITY ETFETF3.83%$9M269.4K
4SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFETF3.69%$9M284.4K
5TSLATESLA INC COMhistory →Stock3.06%$7M29.3K
6VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFETF2.96%$7M149.5K
7JPMORGAN ULTRA-SHORT INCOME ETFETF2.95%$7M140.8K
8VANGUARD SHORT-TERM CORPORATE BOND ETFETF2.92%$7M93.0K
9SCHWAB U.S. MID-CAP ETFETF2.82%$7M99.7K
10DIMENSIONAL U.S. TARGETED VALUE ETFETF2.67%$6M139.8K
11SCHWAB U.S. LARGE-CAP ETFETF2.44%$6M115.5K
12VANGUARD S&P 500 ETFETF2.21%$5M13.5K
13MSFTMICROSOFT CORP COMhistory →Stock1.94%$5M14.7K
14DFUVDIMENSIONAL US MARKETWIDE VALUE ETFhistory →ETF1.92%$5M134.9K
15VANGUARD FTSE DEVELOPED MARKETS ETFETF1.66%$4M90.8K
16VANGUARD LARGE-CAP ETFETF1.63%$4M20.0K
17JPMJPMORGAN CHASE & CO COMhistory →Stock1.54%$4M25.4K
18DIMENSIONAL EMERGING MARKETS CORE EQUITY 2 ETFETF1.53%$4M156.7K
19DFSDDIMENSIONAL SHORT-DURATION FIXED INCOME ETFhistory →ETF1.51%$4M77.8K
20VANGUARD TOTAL INTERNATIONAL STOCK ETFETF1.49%$4M66.4K
21VANGUARD MID-CAP ETFETF1.33%$3M15.3K
22DFARDIMENSIONAL US REAL ESTATE ETFhistory →ETF1.29%$3M158.4K
23VUGVANGUARD GROWTH ETFhistory →ETF1.28%$3M11.2K
24VANGUARD SMALL-CAP ETFETF1.16%$3M14.7K
25ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETFETF1.07%$3M51.3K
26GOOGLALPHABET INC CAP STK CL Ahistory →Stock1.05%$3M19.2K
27VANGUARD GLOBAL EX-U.S. REAL ESTATE ETFETF1.05%$3M64.6K
28BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.02%$2M7.0K
29SCHWAB US DIVIDEND EQUITY ETFETF0.89%$2M30.2K
30DFAXDIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETFETF0.87%$2M91.9K
31CHVCHEVRON CORP NEW COMStock0.83%$2M11.7K
32WPCWP CAREY INC COMREIT0.77%$2M34.0K
33DISVDIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETFETF0.71%$2M71.6K
34METAMETA PLATFORMS INC CL AStock0.69%$2M5.5K
35LRCXEURLAM RESEARCH CORP COMStock0.69%$2M2.6K
36VANGUARD SMALL CAP VALUE ETFETF0.64%$2M9.7K
37DFSVDIMENSIONAL US SMALL CAP VALUE ETFETF0.63%$2M59.5K
38DIMENSIONAL EMERGING CORE EQUITY MARKET ETFETF0.61%$1M64.4K
39VANGUARD FTSE ALL-WORLD EX-US INDEX FUNDETF0.60%$1M27.6K
40JNJJOHNSON & JOHNSON COMStock0.57%$1M8.8K
41VANGUARD REAL ESTATE ETFETF0.55%$1M17.5K
42SCHWAB U.S. BROAD MARKET ETFETF0.54%$1M26.1K
43NVDANVIDIA CORPORATION COMStock0.53%$1M2.9K
44AMZNAMAZON COM INC COMStock0.53%$1M9.9K
45AVANTIS INTERNATIONAL SMALL CAP VALUE ETFETF0.51%$1M21.1K
46SPDR GOLD MINISHARES TRUSTETF0.47%$1M30.9K
47QCOMQUALCOMM INC COMStock0.47%$1M10.1K
48SCHWAB U.S. LARGE-CAP VALUE ETFETF0.46%$1M16.9K
49VANGUARD SHORT-TERM BOND ETFETF0.44%$1M14.0K
50JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETFETF0.43%$1M20.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$432M179Jul 13, 202613F-HRchanges · EDGAR ↗
Q1 2026$386M177Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$388M174Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M167Oct 27, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M162Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$306M155May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$310M152Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$302M148Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$280M140Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$272M139Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$263M142Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$239M136Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$249M139Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$235M138Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$220M134Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$209M130Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$208M112Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$236M125Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$240M123Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$218M120Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$213M118Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$189M106Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$175M104Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M99Oct 21, 202013F-HRchanges · EDGAR ↗
Q2 2020$148M98Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$124M90Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$144M92Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$134M87Oct 22, 201913F-HRchanges · EDGAR ↗
Q2 2019$130M88Jul 16, 201913F-HRchanges · EDGAR ↗
Q1 2019$125M87Apr 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$116M87Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.