SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Gradient Capital Advisors, LLC

CIK 0001727917 · 2125 POINSETTIA DRIVE, SAN DIEGO, CA, 92107 · 619-255-0700

Reported Value
$134M
Q3 2019
Positions
87
Filings on Record
31
2019–present window
Filed
Oct 22, 2019
original filing

Summary

Gradient Capital Advisors, LLC reported $134M in U.S.-listed holdings across 87 positions for Q3 2019.

Its largest position, Ishares Core S P 500 Etf, represents 9.6% of the portfolio.

Compared with Q2 2019, the fund opened 1 new position and exited 2.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+47.5%
share of reported value
Largest Position
+9.6%
Ishares Core S P 500 Etf
New / Exited
1 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $116MQ4 ’18Q1 ’19: $125MQ2 ’19: $130MQ3 ’19: $134MQ4 ’19: $144MQ4 ’19Q1 ’20: $124MQ2 ’20: $148MQ3 ’20: $160MQ4 ’20: $175MQ4 ’20Q1 ’21: $189MQ2 ’21: $213MQ3 ’21: $218MQ4 ’21: $240MQ4 ’21Q1 ’22: $236MQ2 ’22: $208MQ3 ’22: $209MQ4 ’22: $220MQ4 ’22Q1 ’23: $235MQ2 ’23: $249MQ3 ’23: $239MQ4 ’23: $263MQ4 ’23Q1 ’24: $272MQ2 ’24: $280MQ3 ’24: $302MQ4 ’24: $310MQ4 ’24Q1 ’25: $306MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $388MQ4 ’25Q1 ’26: $386MQ2 ’26: $432Mfilingsflow.com

Portfolio Composition

By security type
ETP: 82.2%Common Stock: 15.4%REIT: 1.9%Closed-End Fund: 0.3%Other: 0.2%
  • ETP · 82.2% · $110M
  • Common Stock · 15.4% · $21M
  • REIT · 1.9% · $3M
  • Closed-End Fund · 0.3% · $349,000
  • Other · 0.2% · $298,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR S&P 500 ETFNEW+1.5K1.5K+$452,000$452,000
HDHOME DEPOT INC COMADDED+3.6K5.5K+$889,000$1M
AMZNAMAZON COM INC COMADDED+200363+$321,000$630,000
ISHARES PREFERRED AND INCOME SECURITIES ETFSOLD OUT−5.8K0−$216,000$0
INTUINTUIT COMSOLD OUT−7790−$204,000$0
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFADDED+9.2K19.8K+$267,000$581,000
BABOEING CO COMADDED+1.1K3.2K+$445,000$1M
SCHWAB SHORT-TERM U.S. TREASURY ETFADDED+21.5K89.8K+$1M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES CORE S&P 500 ETFETF9.61%$13M43.1K
2SCHWAB INTERNATIONAL EQUITY ETFETF7.37%$10M309.6K
3SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETFETF5.80%$8M252.6K
4VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFETF5.33%$7M145.4K
5AAPLAPPLE INC COMhistory →Stock4.00%$5M23.9K
6VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDETF3.94%$5M65.1K
7SCHWAB SHORT-TERM U.S. TREASURY ETFETF3.39%$5M89.8K
8SCHWAB U.S. LARGE-CAP ETFETF3.24%$4M61.1K
9SCHWAB U.S. MID-CAP ETFETF2.63%$4M62.4K
10VANGUARD TOTAL INTERNATIONAL STOCK ETFETF2.19%$3M56.7K
11VANGUARD FTSE DEVELOPED MARKETS ETFETF2.06%$3M67.0K
12VANGUARD LARGE-CAP INDEX FUNDETF2.04%$3M20.0K
13SCHWAB U.S. REIT ETFETF2.01%$3M57.2K
14WPCW P CAREY INC COMhistory →REIT1.95%$3M29.2K
15VANGUARD SMALL-CAP INDEX FUNDETF1.72%$2M14.9K
16VANGUARD S&P 500 ETFETF1.64%$2M8.1K
17SCHWAB US AGGREGATE BOND ETFETF1.64%$2M40.8K
18ISHARES SHORT-TERM CORPORATE BOND ETFETF1.62%$2M40.4K
19JPMORGAN ULTRA-SHORT INCOME ETFETF1.58%$2M42.0K
20JPMJPMORGAN CHASE & CO COMhistory →Stock1.50%$2M17.0K
21VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEXETF1.31%$2M30.0K
22VANGUARD MID-CAP INDEX FUNDETF1.31%$2M10.5K
23SCHWAB U.S. SMALL-CAP ETFETF1.27%$2M24.3K
24VUGVANGUARD GROWTH INDEX FUNDhistory →ETF1.25%$2M10.1K
25METAFACEBOOK INC CL Ahistory →Stock1.22%$2M9.2K
26VANGUARD SMALL-CAP VALUE INDEX FUNDETF1.13%$2M11.8K
27SPDR DOW JONES GLOBAL REAL ESTATE ETFETF1.02%$1M26.2K
28VANGUARD SHORT-TERM BOND INDEX FUNDETF0.98%$1M16.2K
29HDHOME DEPOT INC COMStock0.95%$1M5.5K
30SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETFETF0.91%$1M39.4K
31BABOEING CO COMStock0.90%$1M3.2K
32BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.88%$1M5.7K
33SCHWAB U.S. BROAD MARKET ETFETF0.87%$1M16.5K
34MSFTMICROSOFT CORP COMStock0.80%$1M7.7K
35VANGUARD REAL ESTATE ETFETF0.76%$1M11.0K
36VANGUARD FTSE EMERGING MARKETS ETFETF0.71%$948,00023.5K
37SCHWAB U.S. LARGE-CAP VALUE ETFETF0.63%$848,00014.9K
38LMTLOCKHEED MARTIN CORP COMStock0.63%$843,0002.2K
39ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFETF0.62%$829,0006.5K
40DISDISNEY WALT CO COM DISNEYStock0.61%$822,0006.3K
41VANGUARD FTSE ALL-WORLD EX US INDEX FUNDETF0.61%$819,00016.4K
42ISHARES CORE U.S. AGGREGATE BOND ETFETF0.61%$819,0007.2K
43ISHARES 0-5 YEAR TIPS BOND ETFETF0.61%$817,0008.2K
44JNJJOHNSON & JOHNSON COMStock0.61%$812,0006.3K
45CONSUMER STAPLES SELECT SECTOR SPDR FUNDETF0.60%$799,00013.0K
46ISHARES CORE TOTAL USD BOND MARKET ETFETF0.52%$695,00013.3K
47GQ9SPDR GOLD SHARESETF0.52%$694,0005.0K
48AMZNAMAZON COM INC COMStock0.47%$630,000363
49ISHARES S&P SMALL-CAP FUNDETF0.45%$603,0007.7K
50SPDR NUVEEN BLOOMBERG BARCLAYS HIGH YIELD MUNICIPAL BOND ETFETF0.44%$583,0009.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$432M179Jul 13, 202613F-HRchanges · EDGAR ↗
Q1 2026$386M177Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$388M174Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M167Oct 27, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M162Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$306M155May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$310M152Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$302M148Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$280M140Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$272M139Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$263M142Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$239M136Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$249M139Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$235M138Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$220M134Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$209M130Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$208M112Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$236M125Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$240M123Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$218M120Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$213M118Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$189M106Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$175M104Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$160M99Oct 21, 202013F-HRchanges · EDGAR ↗
Q2 2020$148M98Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$124M90Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$144M92Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$134M87Oct 22, 201913F-HRchanges · EDGAR ↗
Q2 2019$130M88Jul 16, 201913F-HRchanges · EDGAR ↗
Q1 2019$125M87Apr 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$116M87Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.