SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$1.1B
Q3 2023
Positions
323
Filings on Record
33
Filed
Nov 14, 2023
original filing

Summary

Redwood Investment Management, LLC reported $1.1B in U.S.-listed holdings across 323 positions for Q3 2023.

Its largest position, Leadershrs Alphafctr Tact Focus Etf, represents 7.2% of the portfolio.

Compared with Q2 2023, the fund opened 140 new positions and exited 40.

Portfolio Metrics

Turnover
+18.5%
vs prior filed quarter
Top-10 Concentration
+32.1%
share of reported value
Largest Position
+7.2%
Leadershrs Alphafctr Tact Focus Etf
New / Exited
140 / 40
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.7%ETP: 38.4%Other: 3.9%
  • Common Stock · 57.7% · $661M
  • ETP · 38.4% · $439M
  • Other · 3.9% · $44M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IVVISHARES CORE S&P 500 ETFNEW+8.0K8.0K+$3M$3M
MRCYMERCURY SYSTEMS INCNEW+86.7K86.7K+$3M$3M
AQNALGONQUIN POWER & UTILITIESNEW+540.8K540.8K+$3M$3M
HHHHOWARD HUGHES HOLDINGS INCNEW+43.1K43.1K+$3M$3M
BLMNBLOOMIN' BRANDS INCNEW+129.5K129.5K+$3M$3M
SPYMSPDR PORTFOLIO S&P 500 ETFNEW+60.9K60.9K+$3M$3M
SPDR S&P 500 VALUE ETFNEW+68.1K68.1K+$3M$3M
GILDGILEAD SCIENCES INCNEW+30.8K30.8K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

323 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LEADERSHRS ALPHAFCTR TACT FOCUS ETFLEADERSHS ALPHAF7.20%$82M2.46M
2LEADERSHARES EQUITY SKEWETFLEADERSHS EQT5.50%$63M2.19M
3LEADERSHARS ALPHFCTR US CR EQ ETFLDRSHS ALPFACT5.41%$62M1.96M
4LEADERSHARES ACTIVIST LEADERS ETFLEADERSHS ACTIVI3.89%$44M1.46M
5LEADERSHARES DYNAMIC YIELD ETFLEADERSHARES DY1.99%$23M1.05M
6AAPLAPPLE INChistory →COM1.82%$21M121.8K
7VWOVANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETFhistory →FTSE EMR MKT ETF1.70%$20M497.5K
8SPDR S&P 600 SMALL CAP VALUES&P 600 SMCP GRW1.65%$19M260.4K
9VOOVANGUARD S&P 500 ETFhistory →S&P 500 ETF SHS1.53%$18M44.7K
10VEAVANGUARD FTSE DEVELOPED MARKETS ETFhistory →VAN FTSE DEV MKT1.41%$16M368.1K
11VOTVANGUARD MID CAP GROWTH ETFhistory →MCAP GR IDXVIP1.17%$13M69.0K
12AGGISHARES CORE US AGGREGATE BOND ETFhistory →CORE US AGGBD ET1.09%$13M133.1K
13SPDR INDEX SHARES EMERG MARKT ETFPORTFOLIO EMG MK0.96%$11M326.2K
14SLYGSPDR S&P 600 SMALL CAP GROWThistory →S&P 600 SMCP GRW0.94%$11M146.9K
15CVXCHEVRON CORPhistory →COM0.94%$11M63.5K
16SPTLSPDR LONG TERM TREASURY ETFhistory →PORTFOLIO LN TSR0.93%$11M406.9K
17MSFTMICROSOFT CORPhistory →COM0.92%$10M33.2K
18VBVANGUARD SMALL CAPSMALL CP ETF0.83%$9M50.1K
19IJRISHARES CORE S&P SMALLCORE S&P SCP ETF0.81%$9M98.2K
20VANGUARD INTL EQUITY INDEX FDS FTSE SMCAP ETFFTSE SMCAP ETF0.81%$9M86.8K
21SCHCSCHWAB INTERNATIONAL SMALL CAP ETFINTL SCEQT ETF0.79%$9M280.7K
22LOWLOWES COMPANIES INCCOM0.77%$9M42.6K
23MPCMARATHON PETE CORPCOM0.76%$9M57.3K
24HPQHP INCCOM0.76%$9M336.3K
25CHHCHOICE HOTELS INTLCOM0.75%$9M69.9K
26ALSNALLISON TRANSMISSIONCOM0.75%$9M144.4K
27OCOWENS CORNING FIBERGLASCOM0.74%$9M62.4K
28LOPEGRAND CANYON EDUCACOM0.74%$9M72.8K
29CAHCARDINAL HEALTH INCCOM0.74%$8M97.9K
30VLOVALERO ENERGY CORPCOM0.74%$8M60.0K
31APAAPA CORPCOM0.74%$8M206.3K
32DINOHF SINCLAIR CORPCOM0.74%$8M148.6K
33MTGM G I C INVESTMENTCOM0.74%$8M504.7K
34NVDANVIDIA CORPORATIONCOM0.67%$8M17.6K
35GOOGLALPHABET INC CAP STKCAP STK CL A0.63%$7M54.9K
36CITHE CIGNA GROUPCOM0.62%$7M24.8K
37PPCPILGRIMS PRIDE CORPCOM0.61%$7M304.7K
38VACMARRIOTT VACATIONSCOM0.61%$7M69.1K
39RSRELIANCE STL & ALUMICOM0.61%$7M26.5K
40TNLTRAVEL AND LEISURE COCOM0.61%$7M188.8K
41SPGIS&P GLOBAL INCCOM0.61%$7M18.9K
42BPOPPOPULAR INCCOM NEW0.60%$7M109.4K
43EXPDEXPEDITORS INTL WASHCOM0.60%$7M60.1K
44SYFSYNCHRONY FINLCOM0.60%$7M225.1K
45LKQLKQ CORPCOM0.60%$7M138.9K
46WHWYNDHAM HOTELS & RESORTSCOM0.60%$7M98.9K
47MANMANPOWERGROUPCOM0.60%$7M93.8K
48DLBDOLBY LABORATORIESCOM CL A0.60%$7M86.7K
49BYDBOYD GAMING CORPCOM0.60%$7M112.9K
50CHRWC H ROBINSON WORLDWDCOM NEW0.60%$7M79.7K
51ALLYALLY FINL INCCOM0.60%$7M257.3K
52HUNHUNTSMAN CORPCOM0.60%$7M280.8K
53TLTISHARES 20 PLS YEAR TREASURY BND ETF20 YR TR BD ETF0.58%$7M75.3K
54EXMOCEXXON MOBIL CORPCOM0.45%$5M44.0K
55TSLATESLA INCCOM0.43%$5M19.5K
56VVISA INCCOM0.37%$4M18.6K
57MAMASTERCARD INCORPORATEDCL A0.35%$4M10.2K
58AMZNAMAZONCOM0.35%$4M31.1K
59DVNDEVON ENERGY CORPCOM0.31%$4M75.3K
60CMCSACOMCAST CORPCL A0.31%$4M79.9K
61OMCOMNICOM GROUP INCCOM0.30%$3M46.7K
62IVVISHARES CORE S&P 500 ETFCORE S&P500 ETF0.30%$3M8.0K
63LLYELI LILLY &COCOM0.30%$3M6.4K
64UNHUNITEDHEALTH GROUP INCCOM0.30%$3M6.7K
65ISHARES IBOXX INVT GRADEBOND ETFIBOXX INV CP ETF0.28%$3M31.6K
66MRCYMERCURY SYSTEMS INCCOM0.28%$3M86.7K
67FRPTFRESHPET INCCOM0.28%$3M48.7K
68MDUMDU RESOURCES GROUP INCCOM0.28%$3M163.6K
69INVAINNOVIVA INCCOM0.28%$3M246.7K
70SWXSOUTHWEST GAS HLDGS INCCOM0.28%$3M53.0K
71NWLNEWELL BRANDS INCCOM0.28%$3M354.6K
72THSTREEHOUSE FOODS INCCOM0.28%$3M73.4K
73AQNALGONQUIN POWER & UTILITIESCOM0.28%$3M540.8K
74CNDTCONDUENT INCCOM0.28%$3M919.3K
75NSITINSIGHT ENTERPRISES INCCOM0.28%$3M22.0K
76ABBVABBVIE INCCOM0.28%$3M21.4K
77JANUS HENDERSON GROUP PLCORD SHS0.28%$3M123.7K
78HHHHOWARD HUGHES HOLDINGS INCCOM0.28%$3M43.1K
79CCKCROWN HLDGS INCCOM0.28%$3M36.0K
80DANDANA INCCOM0.28%$3M217.3K
81BBWIBATH & BODY WORKS INCCOM0.28%$3M94.2K
82BHCBAUSCH HEALTH COMPANIES INC COM NPVCOM0.28%$3M387.3K
83BLMNBLOOMIN' BRANDS INCCOM0.28%$3M129.5K
84GDDYGODADDY INCCL A0.28%$3M42.7K
85GDOTGREEN DOT CORPCL A0.28%$3M228.3K
86UPBDUPBOUND GROUP INCCOM0.28%$3M108.0K
87QSRRESTAURANT BRANDS INTERNATIONAL INCCOM0.28%$3M47.7K
88IRWDIRONWOOD PHARMACEUTICALS INCCOM CL A0.28%$3M329.8K
89IVZINVESCO LTDSHS0.28%$3M218.5K
90XRXXEROX HOLDINGS CORPCOM NEW0.28%$3M201.9K
91SPYMSPDR PORTFOLIO S&P 500 ETFPORTFOLIO S&P5000.27%$3M60.9K
92SPDR S&P 500 VALUE ETFPRTFLO S&P500 VL0.25%$3M68.1K
93PFEPFIZER INCCOM0.23%$3M79.8K
94CHKPCHECK POINT SOFTWARE TECH LTDORD0.22%$2M18.6K
95GILDGILEAD SCIENCES INCCOM0.20%$2M30.8K
96ISHARES TR CORE TOTALCORE TOTAL USD0.20%$2M52.3K
97PMPHILIP MORRIS INTERNATIONAL INCCOM0.20%$2M24.7K
98TAT&T INCCOM0.19%$2M148.3K
99COPCONOCOPHILLIPSCOM0.19%$2M18.2K
100TXNTEXAS INSTRUMENTS INCCOM0.19%$2M13.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.