SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$527M
Q1 2021
Positions
244
Filings on Record
33
2019–present window
Filed
May 18, 2021
amendment (RESTATEMENT)

Summary

Redwood Investment Management, LLC reported $527M in U.S.-listed holdings across 244 positions for Q1 2021.

Its largest position, Two Rds Shared Tr, represents 15.4% of the portfolio.

Compared with Q4 2020, the fund opened 87 new positions and exited 86.

Portfolio Metrics

Turnover
+33.1%
vs prior filed quarter
Top-10 Concentration
+42.9%
share of reported value
Largest Position
+15.4%
Two Rds Shared Tr
New / Exited
87 / 86
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 53.8%ETP: 39.0%Other: 3.5%REIT: 2.4%ADR: 1.2%
  • Common Stock · 53.8% · $283M
  • ETP · 39.0% · $206M
  • Other · 3.5% · $19M
  • REIT · 2.4% · $13M
  • ADR · 1.2% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHESCHWAB STRATEGIC TRNEW+246.1K246.1K+$8M$8M
IEMGISHARES INCNEW+121.3K121.3K+$8M$8M
SL GREEN RLTY CORPNEW+55.5K55.5K+$4M$4M
OPTUALTICE USA INCNEW+117.5K117.5K+$4M$4M
NUSNU SKIN ENTERPRISES INCNEW+71.6K71.6K+$4M$4M
JEFJEFFERIES FINL GROUP INCNEW+125.1K125.1K+$4M$4M
INTCINTEL CORPNEW+50.1K50.1K+$3M$3M
NKENIKE INCNEW+22.8K22.8K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

231 positions (from 244 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TWO RDS SHARED TRLEADERSHS ALPHAF · LDRSHS ALPFACT · LEADERSHS EQT · LEADERSHS ACTIVI15.43%$81M2.45M
2SLYGSPDR SER TRS&P 600 SMCP VAL · S&P 600 SMCP GRW · PORTFOLIO SH TSR · PORTFOLIO INTRMD · PRTFLO S&P500 GW · PORTFLI MORTGAGE10.02%$53M964.5K
3AGGISHARES TRCORE US AGGBD ET · IBOX INV CP ETF · CORE S&P SCP ETF · ESG AWR MSCI USA7.83%$41M351.5K
4SCHESCHWAB STRATEGIC TREMRG MKTEQ ETF2.33%$12M359.2K
5VBVANGUARD INDEX FDSSM CP ETF · S&P 500 ETF SHS1.70%$9M34.3K
6SPDR INDEX SHS FDSPORTFOLIO EMG MK1.48%$8M178.5K
7IEMGISHARES INChistory →CORE MSCI EMKT1.48%$8M121.3K
8XRXXEROX HOLDINGS CORPhistory →COM NEW1.00%$5M217.8K
9VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF0.85%$4M35.0K
10BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.80%$4M16.6K
11AMGNAMGEN INCCOM0.74%$4M15.7K
12HPQHP INCCOM0.74%$4M122.2K
13ORCLORACLE CORPCOM0.74%$4M55.5K
14SL GREEN RLTY CORPCOM0.74%$4M55.5K
15DGDOLLAR GEN CORP NEWCOM0.74%$4M19.2K
16AAPLAPPLE INCCOM0.73%$4M31.5K
17ARWARROW ELECTRS INCCOM0.73%$4M34.7K
18GNTXGENTEX CORPCOM0.73%$4M108.0K
19AMPAMERIPRISE FINL INCCOM0.73%$4M16.5K
20OPTUALTICE USA INCCL A0.73%$4M117.5K
21NUSNU SKIN ENTERPRISES INCCL A0.72%$4M71.6K
22JEFJEFFERIES FINL GROUP INCCOM0.71%$4M125.1K
23MSFTMICROSOFT CORPCOM0.64%$3M14.3K
24INTCINTEL CORPCOM0.61%$3M50.1K
25NKENIKE INCCL B0.58%$3M22.8K
26HRBBLOCK H & R INCCOM0.57%$3M138.0K
27VRSNVERISIGN INCCOM0.57%$3M15.1K
28AFLAFLAC INCCOM0.57%$3M58.5K
29LHXL3HARRIS TECHNOLOGIES INCCOM0.57%$3M14.8K
30KEYSKEYSIGHT TECHNOLOGIES INCCOM0.57%$3M20.9K
31RHIROBERT HALF INTL INCCOM0.57%$3M38.3K
32SEICSEI INVTS COCOM0.57%$3M48.9K
33ALLALLSTATE CORPCOM0.56%$3M25.8K
34THGHANOVER INS GROUP INCCOM0.56%$3M22.8K
35AGNCAGNC INVT CORPCOM0.56%$3M177.0K
36SIRIUS XM HOLDINGS INCCOM0.56%$3M483.5K
37AFGAMERICAN FINL GROUP INC OHIOCOM0.56%$3M25.7K
38BDNBRANDYWINE RLTY TRSH BEN INT NEW0.55%$3M229.2K
39KRKROGER COCOM0.55%$3M80.7K
40ACIALBERTSONS COS INCCOM0.55%$3M151.6K
41VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.52%$3M55.6K
42NWLNEWELL BRANDS INCCOM0.48%$3M93.9K
43SEAGATE TECHNOLOGY PLCSHS0.46%$2M32.0K
44TRNTRINITY INDUSTRIES INCCOM0.44%$2M81.4K
45LKQLKQ CORPCOM0.43%$2M54.0K
46ACMAECOMCOM0.43%$2M35.4K
47HAINHAIN CELESTIAL GROUP INCCOM0.43%$2M52.0K
48BIDUBAIDU INCSPON ADR REP A0.37%$2M8.9K
49AMZNAMAZON COM INCCOM0.35%$2M602
50MAMASTERCARD INCCL A0.35%$2M5.1K
51GOOGLALPHABET INCCAP STK CL A0.34%$2M864
52BHCBAUSCH HEALTH COS INCCOM0.28%$1M46.6K
53IRWDIRONWOOD PHARMACEUTICALS INCCOM CL A0.28%$1M132.2K
54CVLTCOMMVAULT SYSTEMS INCCOM0.28%$1M22.9K
55PZZAPAPA JOHN'S INTERNATIONAL INCCOM0.28%$1M16.7K
56WELBILT INCCOM0.28%$1M90.2K
57CLDRCLOUDERA INCCOM0.28%$1M120.1K
58EVHEVOLENT HEALTH INCCL A0.28%$1M72.4K
59EHTHEHEALTH INCCOM0.28%$1M20.1K
60IVZINVESCO LTDCOM0.28%$1M58.1K
61INVAINNOVIVA INCCOM0.28%$1M121.7K
62MMSIMERIT MEDICAL SYSTEMS INCCOM0.28%$1M24.3K
63DKDELEK US HOLDINGS INCCOM0.28%$1M66.8K
64ACIWACI WORLDWIDE INCCOM0.28%$1M38.1K
65MDMEDNAX INCCOM0.28%$1M56.9K
66PRSPPERSPECTA INCCOM0.27%$1M49.8K
67NAVNAVISTAR INTERNATIONAL CORPCOM0.27%$1M32.9K
68HOWARD HUGHES CORPCOM0.27%$1M15.2K
69GDOTGREEN DOT CORPCL A0.27%$1M31.6K
70MAGELLAN HEALTH INCCOM NEW0.27%$1M15.5K
71BOXBOX INCCL A0.27%$1M62.8K
72LNGCHENIERE ENERGY INCCOM0.27%$1M20.0K
73JANUS HENDERSON GROUP PLCORD SHS0.27%$1M46.7K
74NIELSEN HLDGS PLCSHS EUR0.27%$1M57.3K
75SLMSLM CORPCOM0.27%$1M79.9K
76TENNECO INCCL A VTG COM STK0.27%$1M133.9K
77QSRRESTAURANT BRANDS INTL INCCOM0.27%$1M22.1K
78KKRKKR & CO INCCOM0.27%$1M29.4K
79THSTREEHOUSE FOODS INCCOM0.27%$1M27.2K
80GCP APPLIED TECHNOLOGIES INCCOM0.27%$1M57.8K
81CNDTCONDUENT INCCOM0.27%$1M211.9K
82OXYOCCIDENTAL PETROLEUM CORPCOM0.27%$1M53.0K
83PGPROCTER & GAMBLE COCOM0.26%$1M10.0K
84NUENUCOR CORPCOM0.23%$1M15.3K
85CHKPCHECK POINT SOFTW TECHORD0.23%$1M10.7K
86MOALTRIA GROUP INCCOM0.22%$1M22.9K
87PFEPFIZER INCCOM0.22%$1M32.3K
88TAT & T INCCOM0.22%$1M38.6K
89VZVERIZON COMMUNICATIONSCOM0.22%$1M20.1K
90EXMOCEXXON MOBIL CORPCOM0.22%$1M20.8K
91JPMJPMORGAN CHASE & COCOM0.22%$1M7.6K
92CVXCHEVRON CORPCOM0.22%$1M11.0K
93IBMINTERNATIONAL BUSINESS MACHS CORPCOM0.21%$1M8.5K
94MMM3M COCOM0.21%$1M5.7K
95CAHCARDINAL HEALTH INCCOM0.21%$1M18.1K
96WBAWALGREENS BOOTS ALLIANCE INCCOM0.21%$1M19.9K
97PMPHILIP MORRIS INTERNATIONAL INCCOM0.21%$1M12.2K
98RTXRAYTHEON TECHNOLOGIES CORPCOM0.21%$1M14.0K
99KMIKINDER MORGAN INCCOM0.20%$1M64.1K
100LMTLOCKHEED MARTIN CORPCOM0.20%$1M2.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.