SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$358M
Q2 2019
Positions
233
Filings on Record
33
2019–present window
Filed
Aug 15, 2019
amendment (RESTATEMENT)

Summary

Redwood Investment Management, LLC reported $358M in U.S.-listed holdings across 233 positions for Q2 2019.

Its largest position, Two Rds Shared Tr, represents 10.7% of the portfolio.

Compared with Q1 2019, the fund opened 96 new positions and exited 12.

Portfolio Metrics

Turnover
+18.3%
vs prior filed quarter
Top-10 Concentration
+33.0%
share of reported value
Largest Position
+10.7%
Two Rds Shared Tr
New / Exited
96 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.5%ETP: 37.3%Other: 2.0%ADR: 1.8%REIT: 1.4%
  • Common Stock · 57.5% · $206M
  • ETP · 37.3% · $133M
  • Other · 2.0% · $7M
  • ADR · 1.8% · $7M
  • REIT · 1.4% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPIBSPDR PORTFOLIO INTERM TERM CORP BD ETFNEW+604.7K604.7K+$21M$21M
USHYISHARES BROAD USD HIGH YIELD CORP BD ETFNEW+209.5K209.5K+$9M$9M
SPDR BLMBG BARCLAYS MORTG BACKED BD ETFNEW+130.7K130.7K+$3M$3M
IRWDIRONWOOD PHARMA INC-ANEW+95.4K95.4K+$1M$1M
GCP APPLIED TECHNOLOGIES INCNEW+45.9K45.9K+$1M$1M
HAINHAIN CELESTIAL GROUP INCNEW+47.2K47.2K+$1M$1M
INVAINNOVIVA INC COMNEW+70.6K70.6K+$1M$1M
MEDICINES CONEW+28.2K28.2K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

232 positions (from 233 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TWO RDS SHARED TRLDRSHS ALPFACT10.70%$38M1.53M
2SPDR PORTFOLIO AGGREGATE BOND ETFPORTFOLIO AGRGTE6.16%$22M755.6K
3SPIBSPDR PORTFOLIO INTERM TERM CORP BD ETFhistory →PORTFOLIO INTRMD5.90%$21M604.7K
4USHYISHARES BROAD USD HIGH YIELD CORP BD ETFhistory →BROAD USD HIGH2.40%$9M209.5K
5PSKSPDR WELLS FARGO PREFERRED STOCK ETFhistory →WELLS FG PFD ETF1.74%$6M144.0K
6XEROX HOLDINGS CORP COM NEWCOM1.38%$5M139.2K
7HLFHERBALIFE NUTRITION LTD COM SHShistory →COM1.36%$5M113.6K
8IVVISHARES CORE S&P 500 ETFhistory →CORE S&P500 ETF1.19%$4M14.5K
9ORCLORACLE CORP COMhistory →COM1.13%$4M70.3K
10NRGNRG ENERGY INC COM NEWhistory →COM1.10%$4M111.5K
11YUMYUM BRANDS INC COMhistory →COM1.10%$4M35.4K
12SBUXSTARBUCKS CORP COMhistory →COM1.09%$4M46.4K
13AGOASSURED GUARANTY LTDhistory →COM1.09%$4M91.8K
14VANGUARD FTSE ALL WO X-US SM CAPFTSE SMCAP ETF1.09%$4M36.9K
15SCHCSCHWAB STRATEGIC TRhistory →COM1.09%$4M119.0K
16VBVANGUARD SMALL-CAP ETFhistory →SMALL CP ETF1.08%$4M24.6K
17AMGNAMGEN INChistory →COM1.08%$4M20.9K
18IJRISHARES TR CORE S&P SCP ETFhistory →CORE S&P SCP ETF1.05%$4M47.9K
19WDCWESTERN DIGITAL CORP COMhistory →COM1.02%$4M76.7K
20QCOMQUALCOMM INC COMhistory →COM1.01%$4M47.3K
21CAHCARDINAL HEALTH INC COMhistory →COM1.00%$4M76.3K
22ABBVABBVIE INCCOM1.00%$4M49.0K
23SPDR BLMBG BARCLAYS MORTG BACKED BD ETFBLMBRG BRC MRTG0.95%$3M130.7K
24CIT GROUP INC COMCOM0.92%$3M62.4K
25ATHENE HLDG LTD CL ACOM0.91%$3M75.7K
26RFREGIONS FINL CORP NEW COMCOM0.91%$3M217.9K
27SYFSYNCHRONY FINL COMCOM0.91%$3M93.8K
28WBAWALGREENS BOOTS ALLIANCE INC COMCOM0.91%$3M59.5K
29SPIRIT AEROSYSTEMS HOLD-ACL A0.91%$3M39.9K
30CSCOCISCO SYS INC COMCOM0.91%$3M59.2K
31ROKROCKWELL AUTOMATION INC COMCOM0.90%$3M19.8K
32CCITIGROUP INC COMCOM0.90%$3M46.2K
33BENFRANKLIN RES INC COMCOM0.90%$3M92.8K
34MANMANPOWERGROUP INC COMCOM0.90%$3M33.4K
35LAM RESEARCH CORP COMCOM0.90%$3M17.2K
36HPQHP INC COMCOM0.90%$3M155.0K
37DISCOVER FINL SVCS COMCOM0.90%$3M41.5K
38AVGOBROADCOM INC COMCOM0.90%$3M11.2K
39CPTCAMDEN PPTY TR SH BEN INTSH BEN INT0.90%$3M30.7K
40HPEHEWLETT PACKARD ENTERPRISE CO COMCOM0.90%$3M214.6K
41GNTXGENTEX CORP COMCOM0.89%$3M129.5K
42SPYGSPDR S&P 500 GROWTHPRTFLO S&P500 GW0.77%$3M71.5K
43SPDR PORTFOLIO TOTAL STOCK MARKET ETFPORTFOLIO TL STK0.76%$3M74.9K
44EMHYISHARES EMERGING MARKETS HIGH YIELD BOND FUNDEM HGHYL BD ETF0.60%$2M44.6K
45CWBSPDR BLMBG BARCLAYS CONVERT SECS ETFBLMBRG BRC CNVRT0.59%$2M39.6K
46SPDR PORTFOLIO S&P 500 VALUE ETFPRTFLO S&P500 VL0.57%$2M65.3K
47NWLNEWELL BRANDS INCCOM0.39%$1M90.0K
48SEAGATE TECHNOLOGY PLCCOM0.38%$1M29.0K
49NIELSEN HOLDINGS PLC SHSCOM0.37%$1M59.3K
50SLYGSPDR S&P 600 SMALL CAP GROWTH ETFS&P 600 SMCP GRW0.36%$1M21.0K
51NXPINXP SEMICONDUCTORS N V COMCOM0.30%$1M11.1K
52TIFFANY & CO NEW COMCOM0.30%$1M11.5K
53IRWDIRONWOOD PHARMA INC-ACL A0.29%$1M95.4K
54SYMANTEC CORPCOM0.29%$1M47.8K
55WELBILT INCCOM0.29%$1M62.2K
56CAESARS ENTMT CORP COMCOM0.29%$1M87.8K
57GCP APPLIED TECHNOLOGIES INCCOM0.29%$1M45.9K
58ADNTADIENT PLCCOM0.29%$1M42.7K
59CVLTCOMMVAULT SYSTEMS INC COMCOM0.29%$1M20.9K
60KKRKKR & CO INC CL ACOM0.29%$1M41.0K
61ACAARCOSA INC COMCOM0.29%$1M27.5K
62HAINHAIN CELESTIAL GROUP INCCOM0.29%$1M47.2K
63NAVNAVISTAR INTL CORP NEWCOM0.29%$1M29.9K
64PZZAPAPA JOHNS INTL INCCOM0.29%$1M23.0K
65PRGOPERRIGO CO PCL SHSCOM0.29%$1M21.6K
66MAGELLAN HEALTH INC COM NEWCOM0.29%$1M13.9K
67CMGCHIPOTLE MEXICAN GRILL ACOM0.29%$1M1.4K
68TRNTRINITY INDS INCCOM0.29%$1M49.6K
69INVAINNOVIVA INC COMCOM0.29%$1M70.6K
70MEDICINES COCOM0.29%$1M28.2K
71BFHALLIANCE DATA SYS CORPCOM0.29%$1M7.3K
72CARSCARS COM INC COMCOM0.29%$1M52.1K
73INVESTORS BANCORP INC NEWCOM0.29%$1M92.1K
74LNGCHENIERE ENERGY INC COMCOM0.29%$1M15.0K
75SLMSLM CORPCOM0.29%$1M105.4K
76CPBCAMPBELL SOUP COCOM0.29%$1M25.6K
77WCCWESCO INTL INCCOM0.29%$1M20.2K
78NVTNVENT ELECTRIC PLCCOM0.28%$1M41.0K
79CNDTCONDUENT INCCOM0.28%$1M106.0K
80TENNECO INC. COMMON STOCKCOM0.28%$1M91.7K
81HERTZ GLOBAL HLDGS INCCOM0.28%$1M63.4K
82CALYCALLAWAY GOLF COCOM0.28%$1M58.7K
83CHKPCHECK POINT SOFTW TECHCOM0.28%$997,0008.6K
84WUWESTERN UN CO COMCOM0.27%$976,00048.5K
85AZOAUTOZONE INC COMCOM0.22%$789,000701
86GENESEE & WYOMING INC-CL ACL A0.20%$707,0006.5K
87SPDR S&P 600 SMALL CAP VALUE ETFS&P 600 SMCP VAL0.19%$686,00011.3K
88AVYAVERY DENNISON CORPCOM0.19%$682,0005.7K
89SBACSBA COMMUNICATIONS CORPCL A0.19%$680,0002.9K
90LIILENNOX INTERNATIONAL INCCOM0.19%$679,0002.4K
91SPGIS&P GLOBAL INCCOM0.19%$675,0002.8K
92ASPEN TECHNOLOGY INCCOM0.19%$674,0005.3K
93ORLYO'REILLY AUTOMOTIVE INCCOM0.19%$674,0001.7K
94HLTHILTON WORLDWIDE HOLDINGS INCOM0.19%$673,0006.7K
95MSCIMSCI INCCOM0.19%$673,0002.7K
96AFLAFLAC INCCOM0.19%$672,00011.8K
97MRKMERCK & CO. INC.COM0.19%$672,0007.7K
98DISCOVER FINANCIAL SERVICESCOM0.19%$671,0008.3K
99DALDELTA AIR LINES INCCOM0.19%$671,00011.3K
100WATWATERS CORPCOM0.19%$671,0003.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.