SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$234M
Q1 2019
Positions
152
Filings on Record
33
2019–present window
Filed
May 16, 2019
original filing

Summary

Redwood Investment Management, LLC reported $234M in U.S.-listed holdings across 152 positions for Q1 2019.

Its largest position, SPTI, represents 7.6% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+34.9%
share of reported value
Largest Position
+7.6%
Spdr Series

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 51.5%ETP: 41.5%Other: 2.9%ADR: 2.5%REIT: 1.6%
  • Common Stock · 51.5% · $121M
  • ETP · 41.5% · $97M
  • Other · 2.9% · $7M
  • ADR · 2.5% · $6M
  • REIT · 1.6% · $4M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
TWO RDS SHARED TRNEW+629.6K629.6K+$15M$15M
DBX ETF TR XTRACK USD HIGHNEW+229.2K229.2K+$11M$11M
CWBSPDR SERIES TRUST BLMBRG BRC CNVRTNEW+147.0K147.0K+$8M$8M
AGGISHARES CORE US AGGREGATE BONDNEW+56.0K56.0K+$6M$6M
SPTISPDR SERIES TRUSTNEW+97.3K97.3K+$6M$6M
PFFISHARES U.S. PREFERRED STOCK ETFNEW+156.3K156.3K+$6M$6M
PFFDGLOBAL X US PREFERRED ETFNEW+235.9K235.9K+$6M$6M
ICVTISHARES CONV BD ETFNEW+97.9K97.9K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

138 positions (from 152 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPTISPDR SERIES TRUSTBLMBRG BRC INTRM · PORTFOLIO AGRGTE · PORTFOLIO TL STK · BLMBRG BRC CNVRT · PRTFLO S&P500 GW · S&P 600 SMCP GRW · S&P 600 SMCP VAL · PRTFLO S&P500 VL7.63%$18M417.1K
2TWO RDS SHARED TRLDRSHS ALPFACT6.41%$15M629.6K
3DBX ETF TR XTRACK USD HIGHXTRACK USD HIGH4.86%$11M229.2K
4AGGISHARES CORE US AGGREGATE BONDhistory →CORE US AGGBD ET2.60%$6M56.0K
5CWBSPDR SERIES TRUST BLMBRG BRC CNVRThistory →BLMBRG BRC CNVRT2.44%$6M109.5K
6PFFISHARES U.S. PREFERRED STOCK ETFhistory →PFD AND INCM SEC2.44%$6M156.3K
7PFFDGLOBAL X US PREFERRED ETFhistory →US PFD ETF2.42%$6M235.9K
8ICVTISHARES CONV BD ETFhistory →COM2.42%$6M97.9K
9IVVISHARES CORE S&P 500 ETFhistory →CORE S&P500 ETF2.04%$5M16.8K
10XEROX CORP COM NEWCOM1.59%$4M116.8K
11HLFHERBALIFE NUTRITION LTD COM SHShistory →COM1.59%$4M70.3K
12QCOMQUALCOMM INC COMhistory →COM1.29%$3M53.0K
13ABBVABBVIE INC COMhistory →COM1.28%$3M37.4K
14WDCWESTERN DIGITAL CORP COMhistory →COM1.28%$3M62.5K
15CAHCARDINAL HEALTH INC COMhistory →COM1.28%$3M62.3K
16VANGUARD FTSE ALL WO X-US SM CAPFTSE SMCAP ETF1.23%$3M27.7K
17SCHCSCHWAB STRATEGIC TRhistory →COM1.23%$3M89.2K
18ORCLORACLE CORP COMhistory →COM1.21%$3M53.0K
19VBVANGUARD SMALL-CAP ETFhistory →SMALL CP ETF1.20%$3M18.4K
20ATHENE HLDG LTD CL ACOM1.17%$3M67.3K
21CSCOCISCO SYS INC COMhistory →COM1.17%$3M50.8K
22AVGOBROADCOM INC COMhistory →COM1.17%$3M9.1K
23RFREGIONS FINL CORP NEW COMhistory →COM1.17%$3M193.8K
24IJRISHARES TR CORE S&P SCP ETFhistory →CORE S&P SCP ETF1.17%$3M35.5K
25HPEHEWLETT PACKARD ENTERPRISE CO COMhistory →COM1.17%$3M177.7K
26AGOASSURED GUARANTY LTD COMhistory →COM1.17%$3M61.7K
27CCITIGROUP INC COMhistory →COM1.17%$3M44.0K
28SPIRIT AEROSYSTEMS HOLD-ACL A1.17%$3M29.9K
29MANMANPOWERGROUP INC COMhistory →COM1.17%$3M33.1K
30CIT GROUP INC COMCOM1.17%$3M57.1K
31ROKROCKWELL AUTOMATION INC COMhistory →COM1.17%$3M15.6K
32GNTXGENTEX CORP COMhistory →COM1.17%$3M132.3K
33CPTCAMDEN PPTY TR SH BEN INThistory →SH BEN INT1.17%$3M27.0K
34AMGNAMGEN INC COMhistory →COM1.17%$3M14.4K
35YUMYUM BRANDS INC COMhistory →COM1.17%$3M27.4K
36HPQHP INC COMhistory →COM1.17%$3M140.8K
37BENFRANKLIN RES INC COMhistory →COM1.17%$3M82.5K
38SBUXSTARBUCKS CORP COMhistory →COM1.17%$3M36.8K
39WBAWALGREENS BOOTS ALLIANCE INC COMhistory →COM1.17%$3M43.2K
40DISCOVER FINL SVCS COMCOM1.17%$3M38.4K
41LAM RESEARCH CORP COMCOM1.17%$3M15.3K
42SYFSYNCHRONY FINL COMhistory →COM1.17%$3M85.6K
43NRGNRG ENERGY INC COM NEWhistory →COM1.16%$3M64.0K
44IGIBISHARES TR INTRM TR CRP ETFhistory →INTRM TR CRP ETF1.07%$2M45.3K
45PSKSPDR WELLS FARGO PREFERRED STOCK ETFWELLS FG PFD ETF0.93%$2M51.1K
46EMHYISHARES EMERGING MARKETS HIGH YIELD BOND FUNDEM HGHYL BD ETF0.84%$2M15.4K
47SEAGATE TECHNOLOGY PLCCOM0.54%$1M26.6K
48NWLNEWELL BRANDS INCCOM0.53%$1M81.6K
49NIELSEN HOLDINGS PLC SHSSHS0.53%$1M52.3K
50SPDR INDEX SHS FDSPORTFOLIO EMG MK0.46%$1M30.0K
51TIFFANY & CO NEW COMCOM0.45%$1M9.9K
52CHKPCHECK POINT SOFTW TECHCOM0.43%$1M8.0K
53BFHALLIANCE DATA SYS CORPCOM0.43%$997,0005.7K
54CMGCHIPOTLE MEXICAN GRILL ACOM0.42%$992,0001.4K
55TEXTEREX CORP NEWCOM0.42%$992,00030.9K
56TENNECO INC. COMMON STOCKCOM0.42%$991,00044.7K
57SLMSLM CORPCOM0.42%$991,000100.0K
58CAESARS ENTMT CORP COMCOM0.42%$991,000114.0K
59CPBCAMPBELL SOUP COCOM0.42%$990,00026.0K
60TRNTRINITY INDS INCCOM0.42%$990,00045.6K
61BAXBAXTER INTL INC COMCOM0.42%$989,00012.2K
62NAVNAVISTAR INTL CORP NEWCOM0.42%$989,00030.6K
63CNDTCONDUENT INCCOM0.42%$988,00071.4K
64ADNTADIENT PLCCOM0.42%$988,00076.2K
65ACAARCOSA INC COMCOM0.42%$988,00032.4K
66KKRKKR & CO INC CL ACOM0.42%$988,00042.1K
67TRAVELPORT WORLDWIDE LTDCOM0.42%$987,00062.7K
68WCCWESCO INTL INCCOM0.42%$987,00018.6K
69SYMANTEC CORPCOM0.42%$987,00043.0K
70WELBILT INCCOM0.42%$986,00060.2K
71LNGCHENIERE ENERGY INC COMCOM0.42%$986,00014.4K
72PRGOPERRIGO CO PCL SHSCOM0.42%$986,00020.5K
73CVLTCOMMVAULT SYSTEMS INC COMCOM0.42%$986,00015.2K
74INVESTORS BANCORP INC NEWCOM0.42%$986,00083.2K
75MAGELLAN HEALTH INC COM NEWCOM0.42%$985,00014.9K
76HERTZ GLOBAL HLDGS INCCOM0.42%$984,00056.6K
77PZZAPAPA JOHNS INTL INCCOM0.42%$984,00018.6K
78CARSCARS COM INC COMCOM0.42%$983,00043.1K
79NVTNVENT ELECTRIC PLCCOM0.42%$981,00036.4K
80NXPINXP SEMICONDUCTORS N V COMCOM0.39%$903,00010.2K
81UPSVERIZON COMMUNICATIONS INCCOM0.24%$556,0007.2K
82TIIAYTELECOM ITALIA S P A NEWSPONSORED ADR0.22%$507,00080.7K
83NVSNOVARTIS AG SPNSRD ADRSPONSORED ADR0.21%$488,0005.1K
84CHINA LIFE INS CO LTDCOM0.21%$485,00036.2K
85GLAXOSMITHKLINE PLC ADRSPONSORED ADR0.20%$474,00011.3K
86VALEVALE S A ADRSPONSORED ADR0.20%$464,00035.5K
87PBR/APETROLEO BRASILEIRO SA PETRO ADRSP ADR NON VTG0.19%$454,00031.7K
88DSDVYDSV ASCOM0.19%$450,00010.9K
89VWDRYVESTAS WIND SYS AS UTD KINGD ADRCOM0.19%$449,00016.0K
90SINOPEC SHANGHAI PETRO ADRSPONSORED ADR0.19%$443,0009.3K
91TELFYTELEFONICA S A SPON ADRSPONSORED ADR0.18%$431,00051.5K
92CHINA PETE & CHEM CORPCOM0.18%$425,0005.3K
93SEOAYSTORA ENSO CORPCOM0.18%$411,00033.7K
94BAKBRASKEM S ACOM0.17%$402,00015.6K
95SBSCOMPANHIA DE SANEAMENTO BASICO DOCOM0.17%$392,00037.0K
96IGIBISHARES INTERMEDIATE CREDIT BOND ETFCOM0.16%$385,0007.0K
97GISGENERAL MILLS INCCOM0.13%$301,0005.8K
98MOALTRIA GROUP INCCOM0.13%$300,0005.2K
99OKEONEOK INC NEWCOM0.13%$295,0004.2K
100WMBWILLIAMS COMPANIES INCCOM0.12%$293,00010.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.