SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$763M
Q4 2021
Positions
245
Filings on Record
33
2019–present window
Filed
Feb 14, 2022
original filing

Summary

Redwood Investment Management, LLC reported $763M in U.S.-listed holdings across 245 positions for Q4 2021.

Its largest position, Two Rds Shared Tr, represents 18.4% of the portfolio.

Compared with Q3 2021, the fund opened 61 new positions and exited 78.

Portfolio Metrics

Turnover
+36.6%
vs prior filed quarter
Top-10 Concentration
+37.4%
share of reported value
Largest Position
+18.4%
Two Rds Shared Tr
New / Exited
61 / 78
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 62.6%ETP: 32.3%Other: 3.8%REIT: 0.8%ADR: 0.5%
  • Common Stock · 62.6% · $478M
  • ETP · 32.3% · $246M
  • Other · 3.8% · $29M
  • REIT · 0.8% · $6M
  • ADR · 0.5% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR SER TRNEW+409.3K409.3K+$17M$17M
SCHESCHWAB STRATEGIC TRNEW+421.6K421.6K+$12M$12M
IEMGISHARES INCNEW+208.4K208.4K+$12M$12M
TIPISHARES TRNEW+55.4K55.4K+$7M$7M
BOKFBOK Financial CorpNEW+57.1K57.1K+$6M$6M
WHRWhirlpool CorpNEW+25.6K25.6K+$6M$6M
ASHAshland Global Holdings IncNEW+55.5K55.5K+$6M$6M
CDWCDW CorpNEW+29.1K29.1K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

236 positions (from 245 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TWO RDS SHARED TRLEADERSHS ALPHAF · LDRSHS ALPFACT · LEADERSHS EQT · LEADERSHARES DY · LEADERSHS ACTIVI18.43%$141M4.32M
2SLYGSPDR SER TRPRTFLO S&P500 VL · S&P 600 SMCP GRW · PORTFOLIO LN TSR · S&P 600 SMCP VAL6.84%$52M1.01M
3TIPISHARES TRTIPS BD ETF · CORE US AGGBD ET1.83%$14M116.9K
4VOOVANGUARD INDEX FDSS&P 500 ETF SHS · MCAP GR IDXVIP1.70%$13M41.5K
5SPDR INDEX SHS FDSPORTFOLIO EMG MK1.67%$13M307.6K
6SCHESCHWAB STRATEGIC TRhistory →EMRG MKTEQ ETF1.64%$12M421.6K
7IEMGISHARES INChistory →CORE MSCI EMKT1.63%$12M208.4K
8AAPLApple Inchistory →COM1.41%$11M60.8K
9MSFTMicrosoft Corphistory →COM1.13%$9M25.7K
10LKQLKQ Corphistory →COM1.09%$8M138.2K
11SLMSLM Corphistory →COM1.08%$8M418.9K
12XRXXerox Holdings CorpCOM NEW0.90%$7M304.5K
13VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.89%$7M136.6K
14LOWLowe's Cos IncCOM0.83%$6M24.4K
15HPQHP IncCOM0.81%$6M165.0K
16LUMNLumen Technologies IncCOM0.81%$6M491.8K
17AAPAdvance Auto Parts IncCOM0.79%$6M25.2K
18BOKFBOK Financial CorpCOM NEW0.79%$6M57.1K
19ITGartner IncCOM0.79%$6M18.0K
20WHRWhirlpool CorpCOM0.79%$6M25.6K
21HCAHCA Healthcare IncCOM0.79%$6M23.3K
22ASHAshland Global Holdings IncCOM0.78%$6M55.5K
23CDWCDW CorpCOM0.78%$6M29.1K
24SYFSynchrony FinancialCOM0.78%$6M128.6K
25CCKCrown Holdings IncCOM0.78%$6M53.9K
26BNYBank of New York Mellon CorpCOM0.78%$6M102.7K
27ALLYAlly Financial IncCOM0.78%$6M125.2K
28VIRTVirtu Financial IncCL A0.78%$6M206.4K
29DGXQuest Diagnostics IncCOM0.78%$6M34.4K
30KSSKohl's CorpCOM0.78%$6M120.2K
31EVREvercore IncCLASS A0.78%$6M43.7K
32EQHEquitable Holdings IncCOM0.78%$6M180.5K
33AMZNAmazon com IncCOM0.66%$5M1.5K
34LHXL3Harris Technologies IncCOM0.62%$5M22.1K
35Brookfield Renewable CorpCL A SUB VTG0.61%$5M127.0K
36ALSNAllison Transmission HoldingsCOM0.61%$5M128.6K
37MPCMarathon Petroleum CorpCOM0.61%$5M72.6K
38MTGMGIC Investment CorpCOM0.61%$5M321.7K
39AIZAssurant IncCOM0.61%$5M29.8K
40VOYAVoya Financial IncCOM0.60%$5M69.4K
41LITELumentum Holdings IncCOM0.60%$5M43.4K
42METAMeta Platforms IncCL A0.53%$4M11.9K
43STXSeagate Technology Holdings PLORD SHS0.52%$4M35.0K
44NWLNewell Brands IncCOM0.51%$4M178.4K
45ACMAECOMCOM0.47%$4M46.7K
46HUNHuntsman CorpCOM0.47%$4M102.9K
47PRUPrudential Financial IncCOM0.39%$3M27.7K
48GOOGLAlphabet IncCAP STK CL A0.39%$3M1.0K
49HDHome Depot IncCOM0.39%$3M7.1K
50NVDANVIDIA CorpCOM0.34%$3M8.9K
51TRNTrinity Industries IncCOM0.31%$2M77.5K
52THSTreeHouse Foods IncCOM0.30%$2M57.3K
53EVHEvolent Health IncCL A0.30%$2M82.0K
54Howard Hughes CorpCOM0.30%$2M22.3K
55GDDYGoDaddy IncCL A0.30%$2M26.7K
56OXYOccidental Petroleum CorpCOM0.30%$2M78.0K
57QSRRestaurant Brands InternationaCOM0.30%$2M37.3K
58INVAInnoviva IncCOM0.30%$2M131.1K
59LNGCheniere Energy IncCOM0.30%$2M22.3K
60ACIWACI Worldwide IncCOM0.30%$2M65.1K
61Magellan Health IncCOM NEW0.30%$2M23.8K
62Welbilt IncCOM0.30%$2M95.0K
63MDMEDNAX IncCOM0.30%$2M83.0K
64NSITInsight Enterprises IncCOM0.30%$2M21.2K
65Nielsen Holdings PLCSHS EUR0.30%$2M109.9K
66DKDelek US Holdings IncCOM0.29%$2M150.1K
67IVZInvesco LtdSHS0.29%$2M97.7K
68GDOTGreen Dot CorpCL A0.29%$2M62.0K
69CNDTConduent IncCOM0.29%$2M420.7K
70CVLTCommVault Systems IncCOM0.29%$2M32.6K
71BHCBausch Health Cos IncCOM0.29%$2M81.3K
72GCP Applied Technologies IncCOM0.29%$2M70.9K
73PZZAPapa John's International IncCOM0.29%$2M16.8K
74MRCYMercury Systems IncCOM0.29%$2M40.6K
75Janus Henderson Group PLCORD SHS0.29%$2M53.3K
76IRWDIronwood Pharmaceuticals IncCOM CL A0.29%$2M191.6K
77EHTHeHealth IncCOM0.29%$2M86.9K
78ABBVAbbVie IncCOM0.27%$2M15.3K
79BACBank of America CorpCOM0.26%$2M44.4K
80AMGNAmgen IncCOM0.25%$2M8.5K
81CHKPCheck Point Software TechnologCOM0.25%$2M16.3K
82BMYBristol-Myers Squibb CoCOM0.24%$2M29.3K
83WBAWalgreens Boots Alliance IncCOM0.24%$2M34.9K
84IBMInternational Business MachineCOM0.24%$2M13.4K
85VLOValero Energy CorpCOM0.23%$2M23.8K
86IPGInterpublic Group of Cos IncCOM0.23%$2M47.6K
87WUWestern Union CoCOM0.23%$2M99.3K
88NEMNewmont CorpCOM0.23%$2M28.5K
89IRMIron Mountain IncCOM0.23%$2M33.5K
90HPEHewlett Packard Enterprise CoCOM0.23%$2M110.5K
91MOAltria Group IncCOM0.23%$2M36.7K
92CAHCardinal Health IncCOM0.23%$2M33.6K
93PMPhilip Morris International InCOM0.23%$2M18.2K
94SOSouthern CoCOM0.23%$2M25.2K
95OMCOmnicom Group IncCOM0.23%$2M23.5K
96CAGConagra Brands IncCOM0.23%$2M50.5K
97INTCIntel CorpCOM0.23%$2M33.4K
98TAT&T IncCOM0.22%$2M69.5K
99FASTFastenal CoCOM0.22%$2M26.6K
100FEFirstEnergy CorpCOM0.22%$2M40.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.