SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$403M
Q3 2020
Positions
237
Filings on Record
33
2019–present window
Filed
Nov 16, 2020
original filing

Summary

Redwood Investment Management, LLC reported $403M in U.S.-listed holdings across 237 positions for Q3 2020.

Its largest position, Two Rds Shared Tr, represents 12.6% of the portfolio.

Compared with Q2 2020, the fund opened 91 new positions and exited 73.

Portfolio Metrics

Turnover
+32.7%
vs prior filed quarter
Top-10 Concentration
+43.0%
share of reported value
Largest Position
+12.6%
Two Rds Shared Tr
New / Exited
91 / 73
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.8%ETP: 39.1%Other: 2.4%REIT: 0.4%Equity WRT: 0.3%
  • Common Stock · 57.8% · $233M
  • ETP · 39.1% · $158M
  • Other · 2.4% · $10M
  • REIT · 0.4% · $2M
  • Equity WRT · 0.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
APPLE INCNEW+52.7K52.7K+$6M$6M
CATCATERPILLAR INCNEW+21.8K21.8K+$3M$3M
HRBBLOCK H & R INCNEW+196.1K196.1K+$3M$3M
CMACOMERICA INC COMNEW+81.0K81.0K+$3M$3M
ASHASHLAND GLOBAL HLDGS INC COMNEW+35.9K35.9K+$3M$3M
LUVSOUTHWEST AIRLS CO COMNEW+67.3K67.3K+$3M$3M
RFREGIONS FINANCIAL CORP NEW COMNEW+218.5K218.5K+$3M$3M
SIRIUS XM HOLDINGS INC COMNEW+469.9K469.9K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

229 positions (from 237 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TWO RDS SHARED TRLDRSHS ALPFACT · LEADERSHARES EQT12.60%$51M1.97M
2SLYGSPDR SER TRS&P 600 SMCP VAL · S&P 600 SMCP GRW · PORTFOLIO SH TSR · PORTFOLIO INTRMD · BLMBRG BRC MRTG · PRTFLO S&P500 GW11.23%$45M1.06M
3AGGISHARES TRCORE US AGGBD ET · IBOXX INV CP ETF · CORE S&P SCP ETF9.85%$40M338.0K
4SPDR INDEX SHS FDSPORTFOLIO EMG MK3.39%$14M376.8K
5APPLE INCCOM1.51%$6M52.7K
6VVISA INC COMCOM CL A0.93%$4M18.8K
7QCOMQUALCOMM INCCOM0.91%$4M31.0K
8ORCLORACLE CORPCOM0.90%$4M61.0K
9CMICUMMINS INC COMCOM0.85%$3M16.3K
10MSMORGAN STANLEYCOM NEW0.83%$3M69.4K
11CATCATERPILLAR INCCOM0.81%$3M21.8K
12NRGNRG ENERGY INCCOM NEW0.80%$3M105.0K
13HRBBLOCK H & R INCCOM0.79%$3M196.1K
14LYBLYONDELLBASELL INDUSTRIES NCOM0.79%$3M44.9K
15NTAPNETAPP INC COMCOM0.77%$3M70.9K
16CMACOMERICA INC COMCOM0.77%$3M81.0K
17VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF0.69%$3M26.3K
18SCHCSCHWAB STRATEGIC TRCOM0.69%$3M85.1K
19VBVANGUARD INDEX FDSSMALL CP ETF0.69%$3M18.0K
20EVRGEVERGY INC COMCOM0.63%$3M50.3K
21ASHASHLAND GLOBAL HLDGS INC COMCOM0.63%$3M35.9K
22EXPEAGLE MATLS INC COMCOM0.63%$3M29.3K
23CECELANESE CORP DEL COMCOM0.63%$3M23.5K
24OPLNKAR AUCTION SVCS INC COMCOM0.63%$3M175.5K
25LUVSOUTHWEST AIRLS CO COMCOM0.63%$3M67.3K
26RFREGIONS FINANCIAL CORP NEW COMCOM0.63%$3M218.5K
27HPQHP INC COMCOM0.62%$3M132.6K
28SIRIUS XM HOLDINGS INC COMCOM0.62%$3M469.9K
29MSFTMICROSOFT CORPCOM0.62%$3M12.0K
30JCIJOHNSON CTLS INTL PLC SHSCOM0.62%$3M61.6K
31WOOFOOT LOCKER INC COMCOM0.62%$3M76.1K
32SYFSYNCHRONY FINLCOM0.62%$3M96.0K
33UFSDOMTAR CORP COMCOM NEW0.62%$3M95.5K
34UALUNITED AIRLS HLDGS INC COMCOM0.62%$3M72.1K
35SYNOVUS FINL CORP COM NEWCOM NEW0.62%$3M118.3K
36MURMURPHY OIL CORPCOM0.62%$2M280.1K
37HGVHILTON GRAND VACATIONS COMCOM0.62%$2M118.4K
38NAVINAVIENT CORP COMCOM0.61%$2M292.1K
39HAINHAIN CELESTIAL GROUP INCCOM0.48%$2M56.0K
40AMZNAMAZON COM INC COMCOM0.46%$2M591
41TRNTRINITY INDS INCCOM0.44%$2M91.9K
42NWLNEWELL BRANDS INCCOM0.44%$2M103.7K
43SEAGATE TECHNOLOGY PLCCOM0.44%$2M35.7K
44XRXXerox Holdings CorpCOM NEW0.43%$2M92.6K
45KOCOCA-COLA COCOM0.41%$2M33.2K
46TAT & T INC COMCOM0.37%$1M52.1K
47EMREMERSON ELEC COCOM0.34%$1M21.2K
48LOWLOWES COS INC COMCOM0.29%$1M7.0K
49OXY/WSOCCIDENTAL PETE CORPCOM0.29%$1M119.9K
50GDOTGREEN DOT CORPCL A0.28%$1M22.5K
51TIFFANY & CO NEWCOM0.28%$1M9.8K
52VIRTUSA CORPCOM0.28%$1M23.1K
53WELBILT INCCOM0.28%$1M184.5K
54NAVNAVISTAR INTL CORP NEWCOM0.28%$1M26.1K
55QSRRESTAURANT BRANDS INTL INCCOM0.28%$1M19.7K
56HOWARD HUGHES CORP COMCOM0.28%$1M19.7K
57SLMSLM CORPCOM0.28%$1M140.1K
58KKRKKR & CO INCCOM0.28%$1M32.9K
59BLMNBLOOMIN BRANDS INCCOM0.28%$1M74.1K
60HLFHERBALIFE NUTRITION LTDCOM SHS0.28%$1M24.2K
61CLDRCLOUDERA INC COMCOM0.28%$1M103.9K
62MDMEDNAX INC COMCOM0.28%$1M69.4K
63GCP APPLIED TECHNOLOGIES INCCOM0.28%$1M53.9K
64PRSPPERSPECTA INCCOM0.28%$1M58.0K
65LKQLKQ CORP COMCOM0.28%$1M40.7K
66CVLTCOMMVAULT SYSTEMS INC COMCOM0.28%$1M27.7K
67IRWDIRONWOOD PHARMA INCCL A0.28%$1M125.4K
68LNGCHENIERE ENERGY INC COMCOM0.28%$1M24.4K
69BOXBOX INCCL A0.28%$1M64.9K
70MAGELLAN HEALTH INC COM NEWCOM NEW0.28%$1M14.9K
71NIELSEN HLDGS PLC SHSSHS EUR0.28%$1M79.4K
72MMSIMERIT MED SYS INCCOM0.28%$1M25.9K
73PZZAPAPA JOHNS INTL INCCOM0.28%$1M13.6K
74DKDELEK US HLDGS INC NEW COMCOM0.28%$1M100.6K
75INVAINNOVIVA INC COMCOM0.28%$1M106.7K
76EVHEVOLENT HEALTH INCCL A0.28%$1M89.8K
77CNDTCONDUENT INCCOM0.28%$1M349.9K
78TENNECO INC COMMON STOCKCL A VTG COM STK0.28%$1M160.1K
79SHWSHERWIN WILLIAMS CO COMCOM0.27%$1M1.5K
80WHRWHIRLPOOL CORPCOM0.26%$1M5.6K
81ANAUTONATION INCCOM0.25%$1M19.3K
82UNPUNION PACIFIC CORPCOM0.25%$1M5.1K
83MTDMETTLER TOLEDO INTERNATIONALCOM0.25%$989,0001.0K
84PWRQUANTA SERVICES INCCOM0.24%$984,00018.6K
85TXNTEXAS INSTRUMENTS INCCOM0.24%$950,0006.7K
86HONHONEYWELL INTERNATIONAL INCCOM0.23%$947,0005.8K
87CHTRCHARTER COMMUNICATIONS INCCL A0.22%$897,0001.4K
88SGITEMPUR SEALY INTERNATIONAL ICOM0.22%$893,00010.0K
89MNSTMONSTER BEVERAGE CORPCOM0.22%$889,00011.1K
90KANSAS CITY SOUTHERNCOM NEW0.22%$883,0004.9K
91ITWIllinois Tool Works IncCOM0.22%$880,0004.6K
92CSXCSX CORPCOM0.22%$879,00011.3K
93EXPDEXPEDITORS INTL WASH INCCOM0.22%$877,0009.7K
94VZVERIZON COMMUNICATIONSCOM0.22%$871,00014.6K
95HOLOGIC INCCOM0.21%$865,00013.0K
96INTCINTEL CORPCOM0.21%$862,00016.6K
97METAFACEBOOK INCCL A0.21%$857,0003.3K
98URIUNITED RENTALS INCCOM0.21%$856,0004.9K
99UHSUNIVERSAL HEALTH SERVICESCL B0.21%$855,0008.0K
100HLTHILTON WORLDWIDE HOLDINGS INCOM0.21%$847,0009.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.