SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$370M
Q3 2019
Positions
229
Filings on Record
33
2019–present window
Filed
Nov 18, 2019
original filing

Summary

Redwood Investment Management, LLC reported $370M in U.S.-listed holdings across 229 positions for Q3 2019.

Its largest position, Spdr Portfolio Aggregate Bond Etf, represents 5.5% of the portfolio.

Compared with Q2 2019, the fund opened 18 new positions and exited 18.

Portfolio Metrics

Turnover
+11.6%
vs prior filed quarter
Top-10 Concentration
+25.2%
share of reported value
Largest Position
+5.5%
Spdr Portfolio Aggregate Bond Etf
New / Exited
18 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 65.4%ETP: 29.2%Other: 2.1%ADR: 1.6%REIT: 1.6%
  • Common Stock · 65.4% · $242M
  • ETP · 29.2% · $108M
  • Other · 2.1% · $8M
  • ADR · 1.6% · $6M
  • REIT · 1.6% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XRXXEROX HOLDINGS CORPNEW+177.4K177.4K+$5M$5M
BOXBOX INCNEW+64.3K64.3K+$1M$1M
LKQLKQ CORPNEW+33.8K33.8K+$1M$1M
CLDRCLOUDERA INCNEW+119.8K119.8K+$1M$1M
BLMNBLOOMIN BRANDS INCNEW+55.9K55.9K+$1M$1M
GLGLOBE LIFE INCNEW+9.9K9.9K+$945,000$945,000
GPNGLOBAL PAYMENTS INCNEW+5.6K5.6K+$886,000$886,000
UIUBIQUITI INCNEW+6.8K6.8K+$803,000$803,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

229 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR PORTFOLIO AGGREGATE BOND ETFPORTFOLIO AGRGTE5.49%$20M685.0K
2SPIBSPDR PORTFOLIO INTERM TERM CORP BD ETFhistory →PORTFOLIO INTRMD5.25%$19M550.1K
3TWO RDS SHARED TRLDRSHS ALPFACT4.83%$18M716.4K
4USHYiShares Broad USD High Yield Corp Bd ETFhistory →BROAD USD HIGH1.51%$6M136.1K
5HLFHERBALIFE NUTRITION LTD COM SHShistory →COM1.46%$5M142.8K
6PSKSPDR WELLS FARGO PREFERRED STOCK ETFhistory →WELLS FG PFD ETF1.45%$5M121.6K
7XRXXEROX HOLDINGS CORPhistory →COM NEW1.43%$5M177.4K
8SPYGSPDR S&P 500 GROWTHhistory →PRTFLO S&P500 GW1.28%$5M121.7K
9LAM RESEARCH CORP COMCOM1.27%$5M20.3K
10NRGNRG ENERGY INC COM NEWhistory →COM1.24%$5M115.8K
11GNTXGENTEX CORP COMhistory →COM1.23%$5M165.0K
12ORCLORACLE CORPhistory →COM1.22%$5M82.3K
13SBUXSTARBUCKS CORP COMhistory →COM1.22%$5M51.1K
14YUMYUM BRANDS INChistory →COM1.22%$5M39.7K
15AGOASSURED GUARANTY LTDhistory →COM1.21%$4M100.7K
16SYFSYNCHRONY FINL COMhistory →COM1.21%$4M131.2K
17AMGNAMGEN INChistory →COM1.21%$4M23.1K
18HPQHP INC COMhistory →COM1.19%$4M231.7K
19IVViShares Core S&P 500history →CORE S&P500 ETF1.18%$4M14.6K
20CSCOCISCO SYS INC COMhistory →COM1.18%$4M88.2K
21CIT GROUP INC COMCOM1.17%$4M95.5K
22ABBVAbbVie Inchistory →COM1.06%$4M51.8K
23CAHCARDINAL HEALTH INC COMhistory →COM1.06%$4M83.0K
24AVGOBROADCOM INC COMhistory →COM1.06%$4M14.2K
25WDCWESTERN DIGITAL CORPhistory →COM1.05%$4M65.3K
26VBVANGUARD INDEX FDShistory →SMALL CP ETF1.03%$4M24.6K
27SCHCSCHWAB STRATEGIC TRhistory →COM1.02%$4M119.0K
28VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF1.02%$4M36.9K
29IJRISHARES TR CORE S&P SCP ETFhistory →CORE S&P SCP ETF1.01%$4M47.9K
30ROKROCKWELL AUTOMATION INC COMCOM0.97%$4M21.7K
31DISCOVER FINL SVCS COMCOM0.97%$4M44.1K
32WBAWALGREENS BOOTS ALLIANCE INCCOM0.97%$4M64.6K
33BENFRANKLIN RES INC COMCOM0.97%$4M123.6K
34CPTCAMDEN PPTY TR SH BEN INTSH BEN INT0.96%$4M32.1K
35HPEHEWLETT PACKARD ENTERPRISE CO COMCOM0.96%$4M235.0K
36CCITIGROUP INC COMCOM0.96%$4M51.6K
37QCOMQUALCOMM INCCOM0.96%$4M46.7K
38MANMANPOWERGROUP INC COMCOM0.96%$4M42.2K
39SPIRIT AEROSYSTEMS HOLDCL A0.96%$4M43.3K
40RFREGIONS FINL CORP COMCOM0.96%$4M224.5K
41ATHENE HLDG LTD CL ACOM0.96%$4M84.3K
42SPDR BLMBG BARCLAYS MORTG BACKED BD ETFBLMBRG BRC MRTG0.85%$3M119.1K
43SPDR PORTFOLIO TOTAL STOCK MARKET ETFPORTFOLIO TL STK0.70%$3M70.5K
44SPDR PORTFOLIO S&P 500 VALUE ETFPRTFLO S&P500 VL0.65%$2M75.3K
45USHYISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFBROAD USD HIGH0.62%$2M55.7K
46EMHYISHARES EMERGING MARKETS HIGH YIELD BOND FUNDEM HGHYL BD ETF0.48%$2M38.0K
47CWBSPDR BLMBG BARCLAYS CONVERT SECS ETFBLMBRG BRC CNVRT0.48%$2M33.7K
48SEAGATE TECHNOLOGY PLCCOM0.38%$1M25.9K
49Nielsen Holdings Plc ShsCOM0.37%$1M64.9K
50NXPINXP SEMICONDUCTORS N V COMCOM0.33%$1M11.1K
51OMCOMNICOM GROUP INCCOM0.32%$1M14.9K
52TIFFANY & CO NEW COMCOM0.30%$1M11.9K
53NTAPNETAPP INCCOM0.30%$1M20.8K
54TGTTARGET CORPCOM0.29%$1M10.2K
55TERTERADYNE INCCOM0.29%$1M18.7K
56BOXBOX INCCL A0.29%$1M64.3K
57CAESARS ENTMT CORP COMCOM0.29%$1M91.2K
58LKQLKQ CORPCOM0.29%$1M33.8K
59INVAINNOVIVA INCCOM0.29%$1M100.8K
60CLDRCLOUDERA INCCOM0.29%$1M119.8K
61GCP APPLIED TECHNOLOGIES INCCOM0.29%$1M55.1K
62LNGCHENIERE ENERGY INC COMCOM0.29%$1M16.8K
63CVLTCOMMVAULT SYSTEMS INC COMCOM0.29%$1M23.7K
64CMGCHIPOTLE MEXICAN GRILL ACOM0.29%$1M1.3K
65SYMANTEC CORPCOM0.29%$1M44.9K
66KKRKKR & CO INC CL ACOM0.29%$1M39.5K
67WELBILT INCCOM0.29%$1M62.9K
68MEDICINES COCOM0.29%$1M21.2K
69INVESTORS BANCORP INC NEWCOM0.29%$1M93.2K
70BFHALLIANCE DATA SYS CORPCOM0.29%$1M8.3K
71WCCWESCO INTL INCCOM0.29%$1M22.2K
72PZZAPAPA JOHNS INTL INCCOM0.29%$1M20.2K
73CPBCAMPBELL SOUP COCOM0.29%$1M22.5K
74ADNTADIENT PLCCOM0.29%$1M46.1K
75MAGELLAN HEALTH INC COM NEWCOM0.29%$1M17.0K
76HAINHAIN CELESTIAL GROUP INCCOM0.29%$1M49.3K
77IRWDIRONWOOD PHARMA INCCL A0.29%$1M123.2K
78CALYCALLAWAY GOLF COCOM0.29%$1M54.5K
79TENNECO INC COMMON STOCKCOM0.29%$1M84.4K
80BLMNBLOOMIN BRANDS INCCOM0.29%$1M55.9K
81HERTZ GLOBAL HLDGS INCCOM0.29%$1M76.3K
82NWLNEWELL BRANDS INCCOM0.29%$1M56.4K
83SLMSLM CORPCOM0.29%$1M119.6K
84NVTNVENT ELECTRIC PLCCOM0.29%$1M47.9K
85VSTVISTRA ENERGY CORPCOM0.29%$1M39.4K
86TRNTRINITY INDS INCCOM0.28%$1M53.4K
87NAVNAVISTAR INTL CORP NEWCOM0.28%$1M37.4K
88AAPLAPPLE INCCOM0.28%$1M4.7K
89CNDTCONDUENT INCCOM0.28%$1M168.2K
90DKSDICK'S SPORTING GOODS INCCOM0.28%$1M25.7K
91PFEPFIZER INCCOM0.28%$1M29.0K
92BURLBURLINGTON STORES INCCOM0.28%$1M5.2K
93WUWESTERN UNION COCOM0.28%$1M44.6K
94YUSDALLEGHANY CORPCOM0.28%$1M1.3K
95UHSUNIVERSAL HEALTH SERVICESCL B0.28%$1M6.8K
96AZOAUTOZONE INC COMCOM0.27%$1M929
97CDWCDW CORP/DECOM0.27%$983,0008.0K
98TXNTEXAS INSTRUMENTS INCCOM0.27%$982,0007.6K
99HDHOME DEPOT INCCOM0.26%$977,0004.2K
100SUNTRUST BANKS INCCOM0.26%$974,00014.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.