SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$476M
Q3 2022
Positions
199
Filings on Record
33
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Redwood Investment Management, LLC reported $476M in U.S.-listed holdings across 199 positions for Q3 2022.

Its largest position, Leadershares Alphafactor Tacti, represents 8.4% of the portfolio.

Compared with Q2 2022, the fund opened 73 new positions and exited 107.

Portfolio Metrics

Turnover
+23.4%
vs prior filed quarter
Top-10 Concentration
+40.8%
share of reported value
Largest Position
+8.4%
Leadershares Alphafactor Tacti
New / Exited
73 / 107
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 52.7%ETP: 42.7%Other: 4.2%REIT: 0.4%
  • Common Stock · 52.7% · $251M
  • ETP · 42.7% · $203M
  • Other · 4.2% · $20M
  • REIT · 0.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
iShares iBoxx $ Investment GraNEW+126.2K126.2K+$13M$13M
SLYGSPDR S&P 600 Small Cap GrowthNEW+158.1K158.1K+$11M$11M
MDUMDU Resources Group IncNEW+93.0K93.0K+$3M$3M
NYTNew York Times Co/TheNEW+88.1K88.1K+$3M$3M
FRPTFreshpet IncNEW+49.5K49.5K+$2M$2M
MSMorgan StanleyNEW+18.9K18.9K+$1M$1M
AMGNAmgen IncNEW+6.6K6.6K+$1M$1M
KLACKLA CorpNEW+4.8K4.8K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

199 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LeaderShares AlphaFactor TactiLEADERSHS ALPHAF8.37%$40M1.24M
2LeaderShares AlphaFactor US CoLDRSHS ALPFACT6.88%$33M1.22M
3LeaderShares Equity Skew ETFLEADERSHS EQT5.42%$26M965.0K
4LeaderShares Dynamic Yield ETFLEADERSHARES DY3.85%$18M843.5K
5LeaderShares Activist LeadersLEADERSHS ACTIVI3.63%$17M648.2K
6SPDR Portfolio S&P 500 Value EPRTFLO S&P500 VL3.40%$16M469.6K
7iShares iBoxx $ Investment GraIBOXX INV CP ETF2.72%$13M126.2K
8SLYGSPDR S&P 600 Small Cap Growthhistory →S&P 600 SMCP GRW2.26%$11M158.1K
9AAPLApple Inchistory →COM2.24%$11M77.1K
10SPDR S&P 600 Small CapValue ETS&P 600 SMCP GRW2.03%$10M144.1K
11SPDR Portfolio Emerging MarketPORTFOLIO EMG MK1.83%$9M280.6K
12MSFTMicrosoft Corphistory →COM1.69%$8M34.4K
13VOOVanguard S&P 500 ETFhistory →S&P 500 ETF SHS1.33%$6M19.2K
14VEAVanguard FTSE Developed Markethistory →VAN FTSE DEV MKT1.24%$6M162.1K
15AGGiShares Core US Aggregate Bohistory →CORE US AGGBD ET1.24%$6M61.1K
16VOTVanguard Mid-Cap Growth ETFhistory →MCAP GR IDXVIP1.06%$5M29.5K
17AMZNAmazon IncCOM0.97%$5M40.7K
18SPTLSPDR Portfolio Long Term TreasPORTFOLIO LN TSR0.96%$5M154.5K
19GDDYGoDaddy IncCL A0.80%$4M53.6K
20TSLATesla IncCOM0.72%$3M12.9K
21GOOGLAlphabet IncCAP STK CL A0.56%$3M27.8K
22EHTHeHealth IncCOM0.56%$3M676.3K
23THSTreeHouse Foods IncCOM0.54%$3M61.0K
24Howard Hughes Corp/TheCOM0.54%$3M46.7K
25Nielsen Holdings PLCSHS EUR0.54%$3M93.2K
26New Relic IncCOM0.54%$3M44.7K
27QSRRestaurant Brands InternationaCOM0.54%$3M48.1K
28SWXSouthwest Gas Holdings IncCOM0.54%$3M36.6K
29NWLNewell Brands IncCOM0.54%$3M183.7K
30CNDTConduent IncCOM0.54%$3M763.7K
31IVZInvesco LtdSHS0.53%$3M185.7K
32MDUMDU Resources Group IncCOM0.53%$3M93.0K
33IRWDIronwood Pharmaceuticals IncCOM CL A0.53%$3M245.2K
34XRXXerox Holdings CorpCOM NEW0.53%$3M194.1K
35CVLTCommVault Systems IncCOM0.53%$3M47.9K
36NSITInsight Enterprises IncCOM0.53%$3M30.8K
37PZZAPapa John's International IncCOM0.53%$3M36.2K
38NYTNew York Times Co/TheCL A0.53%$3M88.1K
39ACMAECOMCOM0.53%$3M37.0K
40INVAInnoviva IncCOM0.53%$3M217.6K
41STXSeagate Technology Holdings PLORD SHS0.53%$3M47.5K
42DANDana IncCOM0.53%$3M220.5K
43Janus Henderson Group PLCORD SHS0.53%$3M124.0K
44MRCYMercury Systems IncCOM0.53%$3M61.8K
45GDOTGreen Dot CorpCL A0.52%$2M131.5K
46BHCBausch Health Cos IncCOM0.52%$2M360.0K
47FRPTFreshpet IncCOM0.52%$2M49.5K
48MDPediatrix Medical Group IncCOM0.52%$2M149.4K
49LivePerson IncCOM0.52%$2M261.0K
50LOWLowe's Cos IncCOM0.38%$2M9.7K
51AMATApplied Materials IncCOM0.33%$2M19.3K
52MSMorgan StanleyCOM NEW0.31%$1M18.9K
53AMGNAmgen IncCOM0.31%$1M6.6K
54ORLYO'Reilly Automotive IncCOM0.31%$1M2.1K
55AZOAutoZone IncCOM0.31%$1M678
56KLACKLA CorpCOM NEW0.30%$1M4.8K
57NVDANVIDIA CorpCOM0.29%$1M11.5K
58FTNTFortinet IncCOM0.29%$1M28.4K
59METAMeta Platforms IncCL A0.29%$1M10.2K
60Discover Financial ServicesCOM0.29%$1M15.2K
61FANGDiamondback Energy IncCOM0.29%$1M11.3K
62HCAHCA Healthcare IncCOM0.28%$1M7.4K
63ODFLOld Dominion Freight Line IncCOM0.28%$1M5.4K
64ITGartner IncCOM0.28%$1M4.9K
65NUENucor CorpCOM0.28%$1M12.4K
66CACCCredit Acceptance CorpCOM0.27%$1M2.9K
67PKPark Hotels & Resorts IncCOM0.27%$1M113.7K
68ASHAshland IncCOM0.27%$1M13.4K
69JLLJones Lang LaSalle IncCOM0.27%$1M8.4K
70JEFJefferies Financial Group IncCOM0.27%$1M43.2K
71LMTLockheed Martin CorpCOM0.27%$1M3.3K
72HRBH&R Block IncCOM0.27%$1M29.9K
73CTRACoterra Energy IncCOM0.27%$1M48.6K
74CBRECBRE Group IncCL A0.27%$1M18.8K
75WSMWilliams-Sonoma IncCOM0.27%$1M10.8K
76DRIDarden Restaurants IncCOM0.27%$1M10.0K
77LWLamb Weston Holdings IncCOM0.27%$1M16.4K
78SAICScience Applications InternatiCOM0.27%$1M14.3K
79AAPAdvance Auto Parts IncCOM0.27%$1M8.1K
80POSTPost Holdings IncCOM0.27%$1M15.4K
81SLMSLM CorpCOM0.27%$1M90.4K
82RRyder System IncCOM0.27%$1M16.7K
83AYIAcuity Brands IncCOM0.27%$1M8.0K
84CSXCSX CorpCOM0.27%$1M47.4K
85NXSTNexstar Media Group IncCOMMON STOCK0.27%$1M7.6K
86MTGMGIC Investment CorpCOM0.27%$1M98.5K
87SCIService Corp International/USCOM0.27%$1M21.9K
88MPCMarathon Petroleum CorpCOM0.27%$1M12.7K
89OZKBank OZKCOM0.27%$1M31.9K
90MGMMGM Resorts InternationalCOM0.27%$1M42.4K
91STZConstellation Brands IncCL A0.27%$1M5.5K
92ULTAUlta Beauty IncCOM0.27%$1M3.1K
93Univar Solutions IncCOM0.26%$1M55.4K
94MOSMosaic Co/TheCOM0.26%$1M26.1K
95VSTVistra CorpCOM0.26%$1M60.0K
96OCOwens CorningCOM0.26%$1M16.0K
97KNXKnight-Swift Transportation HoCL A0.26%$1M25.7K
98EXPEagle Materials IncCOM0.26%$1M11.8K
99OLNOlin CorpCOM PAR0.26%$1M29.4K
100HUNHuntsman CorpCOM0.26%$1M51.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.