SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$602M
Q4 2020
Positions
243
Filings on Record
33
2019–present window
Filed
Feb 16, 2021
original filing

Summary

Redwood Investment Management, LLC reported $602M in U.S.-listed holdings across 243 positions for Q4 2020.

Its largest position, Leadershares Alphafactor Tactical Focused Etf, represents 15.2% of the portfolio.

Compared with Q3 2020, the fund opened 49 new positions and exited 43.

Portfolio Metrics

Turnover
+9.1%
vs prior filed quarter
Top-10 Concentration
+54.3%
share of reported value
Largest Position
+15.2%
Leadershares Alphafactor Tactical Focused Etf
New / Exited
49 / 43
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 52.1%Common Stock: 44.5%Other: 3.0%REIT: 0.4%
  • ETP · 52.1% · $313M
  • Common Stock · 44.5% · $268M
  • Other · 3.0% · $18M
  • REIT · 0.4% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LEADERSHARES ALPHAFACTOR TACTICAL FOCUSED ETFNEW+3.10M3.10M+$91M$91M
LEADERSHARES ACTIVIST LEADERNEW+436.8K436.8K+$14M$14M
AAPLAPPLE INC COMNEW+48.2K48.2K+$6M$6M
VOOVANGUARD INDEX FDSNEW+10.0K10.0K+$3M$3M
VEAVANGUARD TAX-MANAGED INTL FDNEW+52.9K52.9K+$2M$2M
ACIWACI WORLDWIDE INCNEW+35.6K35.6K+$1M$1M
OXYOCCIDENTAL PETROLEUM CORPNEW+76.5K76.5K+$1M$1M
JANUS HENDERSON GROUP PLCNEW+40.2K40.2K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

235 positions (from 243 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LEADERSHARES ALPHAFACTOR TACTICAL FOCUSED ETFLEADERSHS ALPHAF15.20%$91M3.10M
2LEADERSHARES ALPHAFACTOR US CORE EQUITY ETFLDRSHS ALPFACT10.44%$63M2.20M
3SLYGSPDR SER TRS&P 600 SMCP VAL · S&P 600 SMCP GRW · PORTFOLIO SH TSR · PRTFLO S&P500 GW · PORTFOLIO INTRMD · PORTFLI MORTGAGE8.90%$54M1.06M
4AGGISHARES TRCORE US AGGBD ET · IBOX INV CP ETF · CPRE S7P SCP ETF6.99%$42M350.8K
5LEADERSHARES EQUITY SKEW ETFLEADERSHS EQT5.13%$31M965.8K
6LEADERSHARES ACTIVIST LEADERLEADERSHS ACTIVI2.28%$14M436.8K
7SPDR INDEX SHS FDSPORTFOLIO EMG MK2.25%$14M320.5K
8VBVANGUARD INDEX FDSSM CP ETF · S&P 500 ETF SHS1.34%$8M33.6K
9AAPLAPPLE INC COMhistory →COM1.06%$6M48.2K
10VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF0.71%$4M35.0K
11SCHCSCHWAB STRATEGIC TRINTL SCEQT ETF0.71%$4M113.2K
12QCOMQUALCOMM INCCOM0.65%$4M25.7K
13VVISA INC COM CL ACOM CL A0.64%$4M17.5K
14LYBLYONDELLBASELL INDUSTRIES N VSHS - A -0.61%$4M39.9K
15CATCATERPILLAR INCCOM0.58%$4M19.3K
16ORCLORACLE CORPCOM0.57%$3M52.8K
17HGVHILTON GRAND VACATIONS INC COMCOM0.55%$3M105.1K
18NTAPNETAPP INC COMCOM0.54%$3M49.1K
19MSMORGAN STANLEYCOM NEW0.53%$3M46.3K
20MURMURPHY OIL CORPCOM0.53%$3M261.3K
21CMICUMMINS INC COMCOM0.52%$3M13.8K
22CMACOMERICA INC COMCOM0.51%$3M55.3K
23SYNOVUS FINL CORPCOM NEW0.51%$3M94.3K
24RFREGIONS FINANCIAL CORPCOM0.49%$3M184.4K
25UALUNITED AIRLS HLDGS INCCOM0.48%$3M67.5K
26HPQHP INCCOM0.48%$3M118.3K
27LUVSOUTHWEST AIRLS CO COMCOM0.46%$3M59.5K
28SYFSYNCHRONY FINANCIALCOM0.46%$3M79.4K
29UFSDOMTAR CORP COM NEWCOM NEW0.45%$3M85.7K
30NRGNRG ENERGY INCCOM NEW0.42%$3M67.9K
31OPLNKAR AUCTION SVCS INC COMCOM0.42%$3M136.9K
32EXPEAGLE MATLS INC COMCOM0.42%$3M25.1K
33SIRIUS XM HOLDINGS INCCOM0.42%$3M396.3K
34JCIJOHNSON CTLS INTL PLC SHSCOM0.42%$3M54.2K
35CECELANESE CORP DEL COMCOM0.42%$3M19.3K
36VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.41%$2M52.9K
37WOOFOOT LOCKER INC COMCOM0.40%$2M60.3K
38ASHASHLAND GLOBAL HLDGS INC COMCOM0.40%$2M30.3K
39EVRGEVERGY INC COMCOM0.39%$2M42.4K
40MSFTMICROSOFT CORPCOM0.38%$2M10.3K
41NAVINAVIENT CORPORATIONCOM0.38%$2M231.4K
42SEAGATE TECHNOLOGY PLCCOM0.35%$2M33.9K
43XRXXEROX HOLDINGS CORP COM NEWCOM NEW0.35%$2M90.9K
44HAINHAIN CELESTIAL GROUP INCCOM0.35%$2M52.4K
45HRBH&R BLOCK INCCOM0.35%$2M132.3K
46LKQLKQ CORPCOM0.34%$2M58.7K
47NWLNEWELL BRANDS INCCOM0.34%$2M95.3K
48AMZNAMAZON COM INCCOM0.31%$2M577
49EMREMERSON ELECTRIC COCOM0.30%$2M22.5K
50SOSOUTHERN COCOM0.29%$2M28.3K
51WELBILT INCCOM0.27%$2M124.4K
52WUWESTERN UN COCOM0.26%$2M71.4K
53HANESBRANDS INCCOM0.26%$2M105.9K
54NIELSEN HOLDINGS PLCSHS EUR0.25%$2M72.2K
55MDMEDNAX INCCOM0.23%$1M57.5K
56CLDRCLOUDERA INCCOM0.23%$1M101.4K
57INVAINNOVIVA INCCOM0.23%$1M111.7K
58CVLTCOMMVAULT SYSTEMS INCCOM0.23%$1M24.7K
59TRNTRINITY INDUSTRIES INCCOM0.23%$1M51.9K
60ACIWACI WORLDWIDE INCCOM0.23%$1M35.6K
61DKDELEK US HOLDINGS INCCOM0.23%$1M84.4K
62SLMSLM CORPCOM0.22%$1M107.0K
63CNDTCONDUENT INCCOM0.22%$1M276.1K
64OXYOCCIDENTAL PETROLEUM CORPCOM0.22%$1M76.5K
65JANUS HENDERSON GROUP PLCORD SHS0.22%$1M40.2K
66EVHEVOLENT HEALTH INCCL A0.22%$1M81.2K
67BLMNBLOOMIN' BRANDS INCCOM0.21%$1M65.7K
68BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.21%$1M5.4K
69QSRRESTAURANT BRANDS INTERNCOM0.21%$1M20.6K
70LNGCHENIERE ENERGY INCCOM0.21%$1M20.9K
71HOWARD HUGHES CORPCOM0.21%$1M15.9K
72IVZINVESCO LTDCOM0.21%$1M71.4K
73PRSPPERSPECTA INCCOM0.21%$1M51.5K
74PZZAPAPA JOHN'S INTL INCCOM0.21%$1M14.6K
75GDOTGREEN DOT CORPCL A0.20%$1M22.1K
76KKRKKR & CO INCCOM0.20%$1M30.4K
77UIUBIQUITI INCCOM0.20%$1M4.4K
78MAGELLAN HEALTH INCCOM NEW0.20%$1M14.7K
79VIRTUSA CORPCOM0.20%$1M23.6K
80MMSIMERIT MEDICAL SYSTEMS INCCOM0.20%$1M21.5K
81HLFHERBALIFE NUTRITION LTDCOM SHS0.20%$1M24.8K
82GCP APPLIED TECHNOLOGIESCOM0.20%$1M50.2K
83TIFFANY & COCOM0.20%$1M9.0K
84NAVNAVISTAR INTERNATIONAL CORPCOM0.19%$1M26.7K
85BOXBOX INCCL A0.19%$1M62.9K
86IRWDIRONWOOD PHARMACEUTICALS INCCOM CL A0.19%$1M98.9K
87TENNECO INC-CLASS ACL A VTG COM STK0.19%$1M105.8K
88HONHONEYWELL INTERNATIONAL INCCOM0.17%$1M5.0K
89AMATAPPLIED MATERIALS INCCOM0.17%$1M12.2K
90ADBEADOBE INCCOM0.17%$1M2.1K
91EXMOCEXXON MOBIL CORPCOM0.17%$1M25.4K
92PANWPALO ALTO NETWORKS INCCOM0.17%$1M2.9K
93MRKMERCK & COCOM0.17%$1M12.7K
94PMPHILIP MORRIS INTERNATIONALCOM0.17%$1M12.5K
95VZVERIZON COMMUNICATIONS INCCOM0.17%$1M17.5K
96ABBVABBVIE INC COMCOM0.17%$1M9.6K
97TAT & T INC COMCOM0.17%$1M35.4K
98BLACKROCK INCCOM0.17%$1M1.4K
99EQHEQUITABLE HOLDINGS INCCOM0.17%$1M39.4K
100DVADAVITA INCCOM0.16%$988,0008.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.