SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Redwood Investment Management, LLC

CIK 0001717479 · 4110 N. SCOTTSDALE RD., STE 125, SCOTTSDALE, AZ, 85251 · 3102728188

Reported Value
$701M
Q3 2021
Positions
262
Filings on Record
33
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Redwood Investment Management, LLC reported $701M in U.S.-listed holdings across 262 positions for Q3 2021.

Its largest position, Two Rds Shared Tr, represents 18.5% of the portfolio.

Compared with Q2 2021, the fund opened 71 new positions and exited 59.

Portfolio Metrics

Turnover
+11.3%
vs prior filed quarter
Top-10 Concentration
+41.5%
share of reported value
Largest Position
+18.5%
Two Rds Shared Tr
New / Exited
71 / 59
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $234MQ1 ’19Q2 ’19: $358MQ3 ’19: $370MQ4 ’19: $404MQ1 ’20: $158MQ1 ’20Q2 ’20: $350MQ3 ’20: $403MQ4 ’20: $602MQ1 ’21: $527MQ1 ’21Q2 ’21: $612MQ3 ’21: $701MQ4 ’21: $763MQ1 ’22: $673MQ1 ’22Q2 ’22: $593MQ3 ’22: $476MQ4 ’22: $755MQ1 ’23: $930MQ1 ’23Q2 ’23: $969MQ3 ’23: $1.1BQ4 ’23: $1.1BQ1 ’24: $1.0BQ1 ’24Q2 ’24: $1.2BQ3 ’24: $1.1BQ4 ’24: $1.0BQ1 ’25: $922MQ1 ’25Q2 ’25: $943MQ3 ’25: $923MQ4 ’25: $890MQ1 ’26: $805MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.1%ETP: 36.8%Other: 3.1%REIT: 2.1%ADR: 0.9%
  • Common Stock · 57.1% · $400M
  • ETP · 36.8% · $258M
  • Other · 3.1% · $22M
  • REIT · 2.1% · $15M
  • ADR · 0.9% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
STXSeagate Technology Hldngs PLNEW+37.3K37.3K+$3M$3M
HUNHuntsman CorpNEW+65.2K65.2K+$2M$2M
HCAHCA Healthcare IncNEW+6.9K6.9K+$2M$2M
NUENucor CorpNEW+14.6K14.6K+$1M$1M
STTState Street CorpNEW+16.9K16.9K+$1M$1M
MOHMolina Healthcare IncNEW+5.2K5.2K+$1M$1M
CSLCarlisle Cos IncNEW+7.0K7.0K+$1M$1M
LPXLOUISIANA PAC CORPNEW+22.5K22.5K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

251 positions (from 262 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TWO RDS SHARED TRLEADERSHS ALPHAF · LDRSHS ALPFACT · LEADERSHS EQT · LEADERSHARES DY · LEADERSHS ACTIVI18.47%$129M3.98M
2SLYGSPDR SER TRS&P 600 SMCP GRW · S&P 600 SMCP VAL · PORTFOLIO LN TSR · PRTFLO S&P500 GW13.21%$93M1.29M
3AGGISHARES TRCORE US AGGBD ET · IBOX INV CP ETF · CORE S&P SCP ETF · ESG AWR MSCI USA2.88%$20M170.3K
4VOTVANGUARD INDEX FDSMCAP GR IDXVIP · SM CP ETF1.50%$11M46.2K
5ACIAlbertsons Cos IncCOM0.94%$7M211.7K
6BRK/BBerkshire Hathaway IncCL B NEW0.94%$7M24.0K
7ORCLOracle CorpCOM0.90%$6M72.3K
8RHIRobert Half International IncCOM0.90%$6M62.7K
9VEAVanguard FTSE Developed MarketFTSE DEV MKT ETF0.88%$6M121.9K
10VOOVanguard S&P 500 ETFS&P 500 ETF SHS0.87%$6M15.4K
11KEYSKeysight Technologies IncCOM0.85%$6M36.3K
12AMPAmeriprise Financial IncCOM0.85%$6M22.5K
13KRKroger CoCOM0.84%$6M145.5K
14AFGAmerican Financial Group IncCOM0.80%$6M44.5K
15HRBH&R Block IncCOM0.79%$6M221.5K
16ARWArrow Electronics IncCOM0.78%$5M48.5K
17DGDollar General CorpCOM0.78%$5M25.7K
18XRXXerox Holdings CorpCOM NEW0.78%$5M269.8K
19ALLAllstate CorpCOM0.78%$5M42.7K
20AFLAflac IncCOM0.75%$5M100.7K
21HPQHP IncCOM0.73%$5M186.4K
22AAPLApple IncCOM0.71%$5M35.3K
23SCHCSCHWAB STRATEGIC TREMRG MKTEQ ETF0.67%$5M113.2K
24VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF0.67%$5M35.0K
25JEFJefferies Financial Group IncCOM0.66%$5M125.1K
26INTCIntel CorpCOM0.64%$4M84.1K
27LHXL3Harris Technologies IncCOM0.61%$4M19.4K
28GNTXGentex CorpCOM0.59%$4M125.8K
29BDNBrandywine Realty TrustSH BEN INT NEW0.58%$4M303.1K
30NKENIKE IncCL B0.58%$4M27.9K
31SEICSEI Investments CoCOM0.57%$4M67.6K
32THGHanover Insurance Group IncCOM0.57%$4M30.9K
33Sirius XM Holdings IncCOM0.56%$4M645.8K
34AGNCAGNC Investment CorpCOM0.56%$4M249.0K
35VRSNVeriSign IncCOM0.54%$4M18.5K
36AMGNAmgen IncCOM0.54%$4M17.8K
37SL Green Realty CorpCOM0.52%$4M51.6K
38LKQLKQ CorpCOM0.48%$3M66.5K
39ACMAECOMCOM0.47%$3M52.6K
40MSFTMicrosoft CorpCOM0.45%$3M11.3K
41SLMSLM CorpCOM0.44%$3M175.1K
42STXSeagate Technology Hldngs PLORD SHS0.44%$3M37.3K
43NUSNu Skin Enterprises IncCL A0.43%$3M74.5K
44JPMJPMorgan Chase & CoCOM0.42%$3M18.1K
45NWLNewell Brands IncCOM0.41%$3M129.4K
46GOOGLAlphabet IncCAP STK CL A0.38%$3M985
47EVHEvolent Health IncCL A0.37%$3M83.4K
48OPTUAltice USA IncCL A0.36%$3M122.5K
49METAMeta Platforms IncCL A0.35%$2M7.3K
50OXYOccidental Petroleum CorpCOM0.34%$2M80.3K
51PRUPrudential Financial IncCOM0.34%$2M22.4K
52HAINHain Celestial Group IncCOM0.34%$2M55.1K
53LNGCheniere Energy IncCOM0.33%$2M23.4K
54INVAInnoviva IncCOM0.32%$2M135.9K
55THSTreeHouse Foods IncCOM0.32%$2M55.5K
56DKDelek US Holdings IncCOM0.31%$2M122.7K
57AMZNAMAZON COM INCCOM0.31%$2M662
58EHTHeHealth IncCOM0.31%$2M53.5K
59BACBank of America CorpCOM0.30%$2M49.6K
60PZZAPapa John's International IncCOM0.30%$2M16.5K
61MMSIMerit Medical Systems IncCOM0.30%$2M28.9K
62CLDRCloudera IncCOM0.30%$2M129.8K
63Magellan Health IncCOM NEW0.30%$2M21.9K
64IRWDIronwood Pharmaceuticals IncCOM CL A0.29%$2M157.1K
65Welbilt IncCOM0.29%$2M88.2K
66GDOTGreen Dot CorpCL A0.29%$2M40.1K
67Howard Hughes CorpCOM0.28%$2M22.6K
68ACIWACI Worldwide IncCOM0.28%$2M64.1K
69QSRRestaurant Brands IntlCOM0.28%$2M32.1K
70BHCBausch Health Cos IncCOM0.28%$2M70.6K
71Janus Henderson Group PLCORD SHS0.28%$2M47.6K
72IVZInvesco LtdSHS0.28%$2M81.3K
73CVLTCommVault Systems IncCOM0.28%$2M25.7K
74HUNHuntsman CorpCOM0.28%$2M65.2K
75BOXBox IncCL A0.27%$2M80.7K
76TRNTrinity Industries IncCOM0.27%$2M70.3K
77CNDTConduent IncCOM0.27%$2M288.7K
78GCP Applied Technologies IncCOM0.27%$2M86.0K
79Nielsen Holdings PLCSHS EUR0.26%$2M96.2K
80EXMOCExxon Mobil CorpCOM0.26%$2M31.2K
81NSITInsight Enterprises IncCOM0.26%$2M20.3K
82MDMEDNAX IncCOM0.25%$2M62.1K
83ANAutoNation IncCOM0.24%$2M13.9K
84HCAHCA Healthcare IncCOM0.24%$2M6.9K
85VZVerizon Communications IncCOM0.24%$2M30.8K
86ITGartner IncCOM0.24%$2M5.4K
87PFEPfizer IncCOM0.23%$2M38.0K
88GSGoldman Sachs Group IncCOM0.23%$2M4.3K
89TAT&T IncCOM0.23%$2M59.2K
90SGITempur Sealy International IncCOM0.22%$2M32.9K
91VVisa IncCOM0.21%$1M6.7K
92ODFLOld Dominion Freight Line IncCOM0.21%$1M5.2K
93WSMWilliams Sonoma IncCOM0.21%$1M8.4K
94RTXRaytheon Technologies CorpCOM0.21%$1M17.2K
95LOWLowes Cos IncCOM0.21%$1M7.3K
96METMetLife IncCOM0.21%$1M24.0K
97IBMInternational Business MachineCOM0.21%$1M10.5K
98NUENucor CorpCOM0.21%$1M14.6K
99ORLYO'Reilly Automotive IncCOM0.20%$1M2.3K
100STTState Street CorpCOM0.20%$1M16.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$805M265Jun 24, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$890M331Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$923M281Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$943M286Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$922M286May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B316Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B312Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B327Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B310May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B338Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B323Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$969M223Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$930M229May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$755M244Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$476M199Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$593M233Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$673M272May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$763M245Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$701M262Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$612M250Aug 18, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$527M244May 18, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$602M243Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$403M237Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$350M219Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M151May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$404M227Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$370M229Nov 18, 201913F-HRchanges · EDGAR ↗
Q2 2019$358M233Aug 15, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$234M152May 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.