Managers / Q1 2023 · view latest →
Cowen Prime Advisors LLC
CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157
Summary
Cowen Prime Advisors LLC reported $250M in U.S.-listed holdings across 225 positions for Q1 2023.
Its largest position, PDFS, represents 14.6% of the portfolio.
Compared with Q4 2022, the fund opened 38 new positions and exited 5.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 89.2% · $223M
- Other · 4.0% · $10M
- ADR · 2.1% · $5M
- MLP · 2.1% · $5M
- REIT · 2.0% · $5M
- Other · 0.6% · $1M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| MEDIWOUND LTD SHS NEW | NEW | +22.8K | 22.8K | +$262,000 | $262,000 |
| VOVANGUARD INDEX FDS MID CAP ETF | NEW | +413 | 413 | +$86,000 | $86,000 |
| GEHCGE HEALTHCARE TECHNOLOGIES I COMMON STOCK | NEW | +890 | 890 | +$72,000 | $72,000 |
| TSLATESLA INC COM | NEW | +400 | 400 | +$66,000 | $66,000 |
| KALEYRA INC COM | NEW | +23.6K | 23.6K | +$43,000 | $43,000 |
| IWMISHARES TR RUSSELL 2000 ETF | NEW | +185 | 185 | +$32,000 | $32,000 |
| ETNEATON CORP PLC SHS | NEW | +35 | 35 | +$6,000 | $6,000 |
| TTENTOTALENERGIES SE SPONSORED ADS | NEW | +93 | 93 | +$6,000 | $6,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2023
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2023 | $290M | 229 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $250M | 225 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $243M | 192 | Feb 1, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $174M | 175 | Nov 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $176M | 177 | Aug 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $238M | 178 | May 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $294M | 174 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $269M | 170 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $276M | 167 | Aug 4, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.