SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Cowen Prime Advisors LLC

CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157

Reported Value
$276M
Q2 2021
Positions
167
Filings on Record
10
2019–present window
Filed
Aug 4, 2021
original filing

Summary

Cowen Prime Advisors LLC reported $276M in U.S.-listed holdings across 167 positions for Q2 2021.

Its largest position, PDFS, represents 12.5% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+54.6%
share of reported value
Largest Position
+12.5%
Pdf Solutions Inc Com

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $276MQ2 ’21Q3 ’21: $269MQ4 ’21: $294MQ4 ’21Q1 ’22: $238MQ2 ’22: $176MQ2 ’22Q3 ’22: $174MQ4 ’22: $243MQ4 ’22Q1 ’23: $250MQ2 ’23: $290MQ2 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 80.9%Other: 11.8%US DOMESTIC: 3.3%ADR: 1.6%MLP: 1.5%Other: 0.9%
  • Common Stock · 80.9% · $223M
  • Other · 11.8% · $33M
  • US DOMESTIC · 3.3% · $9M
  • ADR · 1.6% · $4M
  • MLP · 1.5% · $4M
  • Other · 0.9% · $3M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
PDFSPDF SOLUTIONS INC COMNEW+1.89M1.89M+$34M$34M
QUOTIENT TECHNOLOGY INC COMNEW+2.93M2.93M+$32M$32M
ASPNASPEN AEROGELS INC COMNEW+459.2K459.2K+$14M$14M
VONAGE HLDGS CORP COMNEW+946.2K946.2K+$14M$14M
INOVINOVALON HLDGS INC COM CL ANEW+385.6K385.6K+$13M$13M
FRANCHISE GROUP INC COMNEW+311.3K311.3K+$11M$11M
ITERIS INC NEW COMNEW+1.60M1.60M+$11M$11M
COMSCORE INC COMNEW+1.64M1.64M+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

165 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PDFSPDF SOLUTIONS INC COMhistory →Stock12.46%$34M1.89M
2QUOTIENT TECHNOLOGY INC COMStock11.47%$32M2.93M
3ASPNASPEN AEROGELS INC COMhistory →Stock4.98%$14M459.2K
4VONAGE HLDGS CORP COMStock4.95%$14M946.2K
5INOVINOVALON HLDGS INC COM CL Ahistory →Stock4.77%$13M385.6K
6FRANCHISE GROUP INC COMStock3.98%$11M311.3K
7ITERIS INC NEW COMStock3.85%$11M1.60M
8COMSCORE INC COMStock2.97%$8M1.64M
9GTY TECHNOLOGY HOLDINGS INC COMStock2.77%$8M1.08M
10KORNIT DIGITAL LTD SHSStock2.34%$6M52.0K
11RAHRECRO PHARMA INC COMhistory →Stock2.32%$6M2.76M
12NEPHNEPHROS INC COMhistory →Stock2.31%$6M626.5K
13LUMINEX CORP DEL COMStock2.26%$6M169.1K
14DIGIMARC CORP NEW COMStock2.01%$6M165.1K
15DDD3-D SYS CORP DEL COM NEWhistory →Stock1.80%$5M124.0K
16ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1Stock1.78%$5M7.58M
17RSSSRESEARCH SOLUTIONS INC COMhistory →Stock1.45%$4M1.40M
18BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.33%$4M13.2K
19TACTTRANSACT TECHNOLOGIES INC COMhistory →Stock1.26%$3M252.6K
20HTG MOLECULAR DIAGNOSTICS IN COM NEWStock1.20%$3M570.3K
21APOLLO GLOBAL MGMT INC COM CL AStock1.19%$3M52.8K
22AZNNASTRAZENECA PLC SPONSORED ADRhistory →Stock1.17%$3M53.6K
23HLITHARMONIC INC COMhistory →Stock1.14%$3M369.7K
24KKRKKR & CO INC COMhistory →Stock1.11%$3M51.8K
25JNJJOHNSON & JOHNSON COMhistory →Stock1.09%$3M18.3K
26PFEPFIZER INC COMhistory →Stock1.03%$3M72.2K
27MTSIMACOM TECH SOLUTIONS HLDGS I COMStock0.99%$3M42.7K
28VONAGE HLDGS CORP NOTE 1.750 6/0Stock0.96%$3M2.37M
29APYXAPYX MEDICAL CORPORATION COMStock0.93%$3M249.0K
30SBUXSTARBUCKS CORP COMStock0.89%$2M21.9K
31MSFTMICROSOFT CORP COMStock0.87%$2M8.9K
32PTCPTC INC COMStock0.81%$2M15.8K
33IFFINTERNATIONAL FLAVORS&FRAGRA COMStock0.75%$2M13.8K
34CCICROWN CASTLE INTL CORP NEW COMStock0.71%$2M10.0K
35EPDENTERPRISE PRODS PARTNERS L COMStock0.65%$2M74.1K
36MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock0.62%$2M34.8K
37KOPNKOPIN CORP COMStock0.61%$2M206.9K
38LDOSLEIDOS HOLDINGS INC COMStock0.59%$2M16.1K
39ADIANALOG DEVICES INC COMStock0.58%$2M9.3K
40INFINERA CORP NOTE 2.125 9/0Stock0.57%$2M1.28M
41DOWDOW INC COMStock0.56%$2M24.2K
42DDDUPONT DE NEMOURS INC COMStock0.50%$1M17.8K
43GAN LTD SHSStock0.49%$1M82.4K
44CEVACEVA INC COMStock0.44%$1M25.7K
45NEONEOGENOMICS INC COM NEWStock0.43%$1M26.5K
46ORBITAL ENERGY GROUP INC COMStock0.41%$1M255.9K
47RBBNRIBBON COMMUNICATIONS INC COMStock0.39%$1M140.7K
48NEOGNEOGEN CORP COMStock0.35%$962,00020.9K
49EXCEXELON CORP COMStock0.34%$950,00021.4K
50GSITGSI TECHNOLOGY INC COMStock0.34%$940,000167.2K
51NVECNVE CORP COM NEWStock0.32%$877,00011.8K
52TEVATEVA PHARMACEUTICAL INDS LTD SPONSORED ADSStock0.29%$805,00081.3K
53IBMINTERNATIONAL BUSINESS MACHS COMStock0.29%$787,0005.4K
54ARAYACCURAY INC COMStock0.28%$772,000170.9K
55TDAYGANNETT CO INC COMStock0.27%$741,000134.9K
56NTNXNUTANIX INC CL AStock0.24%$670,00017.5K
57INSEINSPIRED ENTMT INC COMStock0.23%$638,00050.0K
58TXNTEXAS INSTRS INC COMStock0.21%$579,0003.0K
59DEDEERE & CO COMStock0.19%$529,0001.5K
60AAPLAPPLE INC COMStock0.18%$490,0003.6K
61GOOGALPHABET INC CAP STK CL CStock0.16%$449,000180
62BXBLACKSTONE GROUP INC COMStock0.16%$447,0004.6K
63CTVACORTEVA INC COMStock0.15%$409,0009.2K
64TTTRANE TECHNOLOGIES PLC SHSStock0.12%$341,0001.9K
65NATIONAL RESH CORP COM NEWStock0.12%$321,0007.0K
66ALLOT LTD SHSStock0.11%$309,00015.6K
67PYPLPAYPAL HLDGS INC COMStock0.11%$301,0001.0K
68KMIKINDER MORGAN INC DEL COMStock0.11%$295,00016.2K
69ARCCARES CAPITAL CORP COMStock0.11%$294,00015.0K
70LNTHLANTHEUS HLDGS INC COMStock0.11%$293,00010.6K
71RADA ELECTR INDS LTD COM PAR NEWStock0.10%$280,00023.0K
72METMETLIFE INC COMStock0.10%$278,0004.7K
73NVONOVO-NORDISK A S ADRStock0.10%$272,0003.3K
74DOCHEALTHPEAK PROPERTIES INC COMStock0.10%$266,0008.0K
75GBDCGOLUB CAP BDC INC COMStock0.09%$254,00016.5K
76JPMJPMORGAN CHASE & CO COMStock0.08%$217,0001.4K
77EXMOCEXXON MOBIL CORP COMStock0.08%$213,0003.4K
78UNHUNITEDHEALTH GROUP INC COMStock0.07%$200,000500
79VOLITIONRX LTD COMStock0.07%$195,00059.2K
80PAYXPAYCHEX INC COMStock0.07%$193,0001.8K
81GENERAL ELECTRIC CO COMStock0.07%$181,00013.5K
82MPLXMPLX LP COM UNIT REP LTDStock0.06%$168,0005.7K
83NOCNORTHROP GRUMMAN CORP COMStock0.06%$164,000450
84ESBAEMPIRE ST RLTY OP L P UNIT LTD PRTNSPStock0.06%$155,00012.9K
85MCDMCDONALDS CORP COMStock0.06%$153,000661
86LMTLOCKHEED MARTIN CORP COMStock0.05%$151,000400
87LENLENNAR CORP CL AStock0.05%$151,0001.5K
88SYNCHRONOSS TECHNOLOGIES INC COMStock0.05%$146,00040.6K
89BMYBRISTOL-MYERS SQUIBB CO COMStock0.05%$140,0002.1K
90DURECT CORP COMStock0.05%$138,00084.7K
91VZVERIZON COMMUNICATIONS INC COMStock0.05%$127,0002.3K
92KMBKIMBERLY-CLARK CORP COMStock0.04%$120,000900
93ANNALY CAPITAL MANAGEMENT IN COMStock0.04%$111,00012.5K
94GLPGLOBAL PARTNERS LP COM UNITSStock0.04%$108,0004.2K
95SRESEMPRA ENERGY COMStock0.04%$106,000800
96INTCINTEL CORP COMStock0.04%$101,0001.8K
97PMPHILIP MORRIS INTL INC COMStock0.04%$99,0001.0K
98ALLEALLEGION PLC ORD SHSStock0.03%$93,000666
99EMREMERSON ELEC CO COMStock0.03%$87,000900
100UNILEVER PLC SPON ADR NEWStock0.03%$85,0001.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2023$290M229Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$250M225May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$243M192Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$174M175Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$176M177Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$238M178May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$294M174Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$269M170Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$276M167Aug 4, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.