Managers / Q4 2021 · view latest →
Cowen Prime Advisors LLC
CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157
Summary
Cowen Prime Advisors LLC reported $294M in U.S.-listed holdings across 174 positions for Q4 2021.
Its largest position, PDFS, represents 18.8% of the portfolio.
Compared with Q3 2021, the fund opened 5 new positions and exited 1.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 82.2% · $242M
- Other · 10.4% · $31M
- US DOMESTIC · 3.9% · $12M
- ADR · 1.3% · $4M
- MLP · 1.3% · $4M
- Other · 0.9% · $3M
Quarter-over-Quarter Changes full breakdown →
vs Q3 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| THRYTHRYV HLDGS INC COM NEW | NEW | +289.4K | 289.4K | +$12M | $12M |
| ATHENE HOLDING LTD CL A | NEW | +561 | 561 | +$47,000 | $47,000 |
| KDKYNDRYL HLDGS INC COMMON STOCK | NEW | +860 | 860 | +$16,000 | $16,000 |
| COINCOINBASE GLOBAL INC COM CL A | NEW | +35 | 35 | +$9,000 | $9,000 |
| MSMMSC INDL DIRECT INC CL A | NEW | +100 | 100 | +$8,000 | $8,000 |
| MATVSCHWEITZER-MAUDUIT INTL INC COM | ADDED | +1.9K | 2.3K | +$55,000 | $69,000 |
| CTSOCYTOSORBENTS CORP COM NEW | ADDED | +2.5K | 3.8K | +$6,000 | $16,000 |
| GAN LTD SHS | ADDED | +138.0K | 214.1K | +$836,000 | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2021
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2023 | $290M | 229 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $250M | 225 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $243M | 192 | Feb 1, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $174M | 175 | Nov 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $176M | 177 | Aug 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $238M | 178 | May 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $294M | 174 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $269M | 170 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $276M | 167 | Aug 4, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.