SEC 13F Intelligence

Managers / Q2 2023

Cowen Prime Advisors LLC

CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157

Reported Value
Under review
reported total failed a data-quality check
Positions
229
Filings on Record
10
2019–present window
Filed
Jul 31, 2023
original filing

Summary

Compared with Q1 2023, the fund opened 7 new positions and exited 3.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $276MQ2 ’21Q3 ’21: $269MQ3 ’21Q4 ’21: $294MQ4 ’21Q1 ’22: $238MQ1 ’22Q2 ’22: $176MQ2 ’22Q3 ’22: $174MQ3 ’22Q1 ’23: $250MQ1 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 88.0%Other: 5.8%REIT: 2.1%MLP: 1.8%ADR: 1.7%Other: 0.6%
  • Common Stock · 88.0% · $255M
  • Other · 5.8% · $17M
  • REIT · 2.1% · $6M
  • MLP · 1.8% · $5M
  • ADR · 1.7% · $5M
  • Other · 0.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
3D SYS CORP DEL NOTE 11/1NEW+400.0K400.0K+$302,252$302,252
CIJORBITAL INFRASTRUCTURE GRP I COMNEW+44.6K44.6K+$95,483$95,483
ASPEN AEROGELS INC CALLNEW+400400+$6,000$6,000
ZEVYLIGHTNING EMOTORS INC COMNEW+150150+$540$540
DXCDXC TECHNOLOGY CO COMNEW+1616+$428$428
BHCBAUSCH HEALTH COS INC COMNEW+2626+$208$208
GREENLANE HLDGS INC CL A NEWNEW+2020+$19$19
RITMRITHM CAPITAL CORP COM NEWADDED+5.6K11.1K+$58,785$103,785

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

227 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PDFSPDF SOLUTIONS INC COMhistory →Stock14.60%$42M940.2K
2THRYTHRYV HLDGS INC COM NEWhistory →Stock8.13%$24M959.6K
3INSEINSPIRED ENTMT INC COMhistory →Stock5.96%$17M1.18M
4ASPNASPEN AEROGELS INC COMhistory →Stock5.19%$15M1.91M
5ITERIS INC NEW COMStock4.44%$13M3.26M
6HLITHARMONIC INC COMhistory →Stock4.44%$13M797.3K
7DIGIMARC CORP NEW COMStock4.26%$12M420.3K
8GENIGENIUS SPORTS LIMITED SHARES CL Ahistory →Stock4.21%$12M1.97M
9SHARECARE INC COM CL AStock3.53%$10M5.86M
10PTCPTC INC COMhistory →Stock2.97%$9M60.5K
11AUGXAUGMEDIX INC COMhistory →Stock2.22%$6M1.34M
12DDD3-D SYS CORP DEL COM NEWhistory →Stock2.05%$6M599.0K
13MTSIMACOM TECH SOLUTIONS HLDGS I COMhistory →Stock1.96%$6M87.0K
14BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.55%$4M13.2K
15CCICROWN CASTLE INC COMhistory →Stock1.45%$4M36.9K
16JNJJOHNSON & JOHNSON COMhistory →Stock1.40%$4M24.5K
17AZNNASTRAZENECA PLC SPONSORED ADRhistory →Stock1.28%$4M51.8K
18NVECNVE CORP COM NEWhistory →Stock1.27%$4M38.0K
19TACTTRANSACT TECHNOLOGIES INC COMhistory →Stock1.23%$4M399.4K
20SBUXSTARBUCKS CORP COMhistory →Stock1.22%$4M35.9K
21RAHSOCIETAL CDMO INC COMhistory →Stock1.16%$3M3.07M
22ADIANALOG DEVICES INC COMhistory →Stock1.12%$3M16.7K
23APYXAPYX MEDICAL CORPORATION COMhistory →Stock1.05%$3M605.7K
24KORNIT DIGITAL LTD SHSStock1.04%$3M103.0K
25APOAPOLLO GLOBAL MGMT INC COMhistory →Stock1.04%$3M39.3K
26TXNTEXAS INSTRS INC COMhistory →Stock1.04%$3M16.7K
27IFFINTERNATIONAL FLAVORS&FRAGRA COMStock0.93%$3M34.1K
28KKRKKR & CO INC COMStock0.93%$3M48.3K
29GSITGSI TECHNOLOGY INC COMStock0.80%$2M420.7K
30PFEPFIZER INC COMStock0.80%$2M63.0K
31MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock0.75%$2M34.8K
32MSFTMICROSOFT CORP COMStock0.74%$2M6.3K
33EPDENTERPRISE PRODS PARTNERS L COMStock0.71%$2M78.1K
34KMIKINDER MORGAN INC DEL COMStock0.68%$2M115.5K
35CEVACEVA INC COMStock0.63%$2M71.8K
36LNTHLANTHEUS HLDGS INC COMStock0.62%$2M21.6K
37ARAYACCURAY INC COMStock0.54%$2M401.4K
38IBMINTERNATIONAL BUSINESS MACHS COMStock0.49%$1M10.7K
39DOWDOW INC COMStock0.47%$1M25.4K
40DDDUPONT DE NEMOURS INC COMStock0.46%$1M18.7K
41BRTBRT APARTMENTS CORP COMStock0.43%$1M63.3K
42INFINERA CORP NOTE 2.125 9/0Stock0.42%$1M1.24M
43EXCEXELON CORP COMStock0.41%$1M29.4K
44KOPNKOPIN CORP COMStock0.41%$1M554.8K
45RBBNRIBBON COMMUNICATIONS INC COMStock0.37%$1M386.6K
46QUOTIENT TECHNOLOGY INC COMStock0.36%$1M274.2K
47NTNXNUTANIX INC CL AStock0.33%$965,76234.4K
48AAPLAPPLE INC COMStock0.33%$951,2294.9K
49COMSCORE INC COMStock0.31%$900,8011.11M
50METMETLIFE INC COMStock0.31%$890,34815.8K
51TDAYGANNETT CO INC COMStock0.31%$886,365393.9K
52GBDCGOLUB CAP BDC INC COMStock0.27%$796,50059.0K
53GOOGALPHABET INC CAP STK CL CStock0.24%$688,7555.7K
54NEONEOGENOMICS INC COM NEWStock0.21%$617,08838.4K
55DEDEERE & CO COMStock0.21%$607,7851.5K
56CEGCONSTELLATION ENERGY CORP COMStock0.20%$588,2096.4K
57CTVACORTEVA INC COMStock0.20%$587,44010.3K
58COGNYTE SOFTWARE LTD ORD SHSStock0.19%$560,28092.0K
59KDKYNDRYL HLDGS INC COMMON STOCKStock0.17%$497,73437.5K
60NVONOVO-NORDISK A S ADRStock0.17%$485,4903.0K
61ETENERGY TRANSFER L P COM UT LTD PTNStock0.17%$482,60038.0K
62TEVATEVA PHARMACEUTICAL INDS LTD SPONSORED ADSStock0.16%$474,69163.0K
63NEOGNEOGEN CORP COMStock0.15%$439,35020.2K
64DRSLEONARDO DRS INC COMStock0.15%$424,83024.5K
65BXBLACKSTONE INC COMStock0.13%$384,3384.1K
66EXMOCEXXON MOBIL CORP COMStock0.12%$361,4333.4K
67TTTRANE TECHNOLOGIES PLC SHSStock0.12%$353,8311.9K
68MEDIWOUND LTD SHS NEWStock0.12%$350,79533.4K
69STXSEAGATE TECHNOLOGY HLDNGS PL ORD SHSStock0.12%$349,5665.7K
70ALLOT LTD SHSStock0.11%$326,551103.3K
71NATIONAL RESH CORP COM NEWStock0.10%$304,5707.0K
723D SYS CORP DEL NOTE 11/1Stock0.10%$302,252400.0K
73GENERAL ELECTRIC CO COM NEWStock0.10%$294,5082.7K
74ARCCARES CAPITAL CORP COMStock0.10%$281,85015.0K
75PHARPHARMING GROUP NV SPON ADSStock0.09%$261,65922.5K
76UNHUNITEDHEALTH GROUP INC COMStock0.09%$248,491517
77VOLITIONRX LTD COMStock0.09%$248,446178.7K
78FRANCHISE GROUP INC COMStock0.08%$243,0108.5K
79MPLXMPLX LP COM UNIT REP LTDStock0.08%$231,0976.8K
80DURECT CORP COM NEWStock0.08%$225,47345.5K
81ARESARES MANAGEMENT CORPORATION CL A COM STKStock0.08%$221,6052.3K
82NLYANNALY CAPITAL MANAGEMENT IN COM NEWStock0.07%$216,10810.8K
83CCAPCRESCENT CAP BDC INC COMStock0.07%$215,89614.3K
84JPMJPMORGAN CHASE & CO COMStock0.07%$210,7431.4K
85PAYXPAYCHEX INC COMStock0.07%$201,3661.8K
86OXSQOXFORD SQUARE CAP CORP COMStock0.07%$198,59174.9K
87ECLECOLAB INC COMStock0.07%$196,2111.1K
88LENLENNAR CORP CL AStock0.07%$191,3541.5K
89LMTLOCKHEED MARTIN CORP COMStock0.06%$184,152400
90ABBVABBVIE INC COMStock0.06%$175,6881.3K
91VZVERIZON COMMUNICATIONS INC COMStock0.06%$162,4094.4K
92DOCHEALTHPEAK PROPERTIES INC COMStock0.06%$160,8008.0K
93KALEYRA INC COMStock0.05%$159,27323.6K
94RDNWRUMBLEON INC COM CL BStock0.05%$158,20812.8K
95CTSOCYTOSORBENTS CORP COM NEWStock0.05%$151,86142.3K
96QUIKQUICKLOGIC CORP COM NEWStock0.05%$145,27615.8K
97GLWCORNING INC COMStock0.05%$131,4003.8K
98GLPGLOBAL PARTNERS LP COM UNITSStock0.04%$127,5304.2K
99APPLIED DNA SCIENCES INC COMStock0.04%$126,80898.3K
100NAGECHROMADEX CORP COM NEWStock0.04%$124,90479.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2023Under review229Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$250M225May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review192Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$174M175Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$176M177Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$238M178May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$294M174Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$269M170Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$276M167Aug 4, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.