Managers / Q3 2022 · view latest →
Cowen Prime Advisors LLC
CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157
Summary
Cowen Prime Advisors LLC reported $174M in U.S.-listed holdings across 175 positions for Q3 2022.
Its largest position, PDFS, represents 19.9% of the portfolio.
Compared with Q2 2022, the fund opened 2 new positions and exited 4.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 91.1% · $159M
- MLP · 2.5% · $4M
- Other · 2.4% · $4M
- ADR · 2.1% · $4M
- REIT · 1.2% · $2M
- Other · 0.7% · $1M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| NLYANNALY CAPITAL MANAGEMENT IN COM NEW | NEW | +3.1K | 3.1K | +$54,000 | $54,000 |
| QUOTIENT LTD CALL | NEW | +1.0K | 1.0K | +$25,000 | $25,000 |
| GOOGLALPHABET INC CAP STK CL A | ADDED | +2.7K | 2.8K | −$37,000 | $268,000 |
| GOOGALPHABET INC CAP STK CL C | ADDED | +2.7K | 2.8K | −$37,000 | $269,000 |
| KMIKINDER MORGAN INC DEL COM | ADDED | +69.9K | 86.1K | +$1M | $1M |
| SHARECARE INC COM CL A | ADDED | +1.47M | 2.75M | +$3M | $5M |
| ACCURAY INC DEL NOTE 3.750 7/1 | SOLD OUT | −2.75M | 0 | −$3M | $0 |
| GTY TECHNOLOGY HOLDINGS INC COM | SOLD OUT | −35.0K | 0 | −$219,000 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2023 | $290M | 229 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $250M | 225 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $243M | 192 | Feb 1, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $174M | 175 | Nov 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $176M | 177 | Aug 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $238M | 178 | May 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $294M | 174 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $269M | 170 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $276M | 167 | Aug 4, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.