Managers / Q2 2023
Cowen Prime Advisors LLC
CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157
Summary
Cowen Prime Advisors LLC reported $290M in U.S.-listed holdings across 229 positions for Q2 2023.
Its largest position, PDFS, represents 14.6% of the portfolio.
Compared with Q1 2023, the fund opened 7 new positions and exited 3.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 88.0% · $255M
- Other · 5.8% · $17M
- REIT · 2.1% · $6M
- MLP · 1.8% · $5M
- ADR · 1.7% · $5M
- Other · 0.6% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| 3D SYS CORP DEL NOTE 11/1 | NEW | +400.0K | 400.0K | +$302,252 | $302,252 |
| CIJORBITAL INFRASTRUCTURE GRP I COM | NEW | +44.6K | 44.6K | +$95,483 | $95,483 |
| ASPEN AEROGELS INC CALL | NEW | +400 | 400 | +$6,000 | $6,000 |
| ZEVYLIGHTNING EMOTORS INC COM | NEW | +150 | 150 | +$540 | $540 |
| DXCDXC TECHNOLOGY CO COM | NEW | +16 | 16 | +$428 | $428 |
| BHCBAUSCH HEALTH COS INC COM | NEW | +26 | 26 | +$208 | $208 |
| GREENLANE HLDGS INC CL A NEW | NEW | +20 | 20 | +$19 | $19 |
| RITMRITHM CAPITAL CORP COM NEW | ADDED | +5.6K | 11.1K | +$58,785 | $103,785 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2023
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2023 | $290M | 229 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $250M | 225 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $243M | 192 | Feb 1, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $174M | 175 | Nov 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $176M | 177 | Aug 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $238M | 178 | May 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $294M | 174 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $269M | 170 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $276M | 167 | Aug 4, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.