Managers / Q1 2022 · view latest →
Cowen Prime Advisors LLC
CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157
Summary
Cowen Prime Advisors LLC reported $238M in U.S.-listed holdings across 178 positions for Q1 2022.
Its largest position, PDFS, represents 19.9% of the portfolio.
Compared with Q4 2021, the fund opened 10 new positions and exited 6.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 86.4% · $205M
- Other · 7.1% · $17M
- US DOMESTIC · 1.9% · $5M
- MLP · 1.8% · $4M
- ADR · 1.8% · $4M
- Other · 1.0% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| APOAPOLLO GLOBAL MGMT INC COM | NEW | +45.8K | 45.8K | +$3M | $3M |
| SHARECARE INC COM CL A | NEW | +443.0K | 443.0K | +$1M | $1M |
| CEGCONSTELLATION ENERGY CORP COM | NEW | +6.8K | 6.8K | +$385,000 | $385,000 |
| QUIDEL CORP COM | NEW | +3.0K | 3.0K | +$337,000 | $337,000 |
| DNAGINKGO BIOWORKS HOLDINGS INC CL A SHS | NEW | +15.0K | 15.0K | +$60,000 | $60,000 |
| QSQUANTUMSCAPE CORP COM CL A | NEW | +1.0K | 1.0K | +$20,000 | $20,000 |
| SLDPSOLID POWER INC CLASS A COM | NEW | +2.0K | 2.0K | +$17,000 | $17,000 |
| SHELSHELL PLC SPON ADS | NEW | +112 | 112 | +$6,000 | $6,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2022
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2023 | Under review | 229 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $250M | 225 | May 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | Under review | 192 | Feb 1, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $174M | 175 | Nov 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $176M | 177 | Aug 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $238M | 178 | May 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $294M | 174 | Feb 8, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $269M | 170 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $276M | 167 | Aug 4, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.