SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Cowen Prime Advisors LLC

CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157

Reported Value
$243M
Q4 2022
Positions
192
Filings on Record
10
2019–present window
Filed
Feb 1, 2023
original filing

Summary

Cowen Prime Advisors LLC reported $243M in U.S.-listed holdings across 192 positions for Q4 2022.

Its largest position, PDFS, represents 16.8% of the portfolio.

Compared with Q3 2022, the fund opened 23 new positions and exited 6.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+54.7%
share of reported value
Largest Position
+16.8%
Pdf Solutions Inc Com
New / Exited
23 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $276MQ2 ’21Q3 ’21: $269MQ4 ’21: $294MQ4 ’21Q1 ’22: $238MQ2 ’22: $176MQ2 ’22Q3 ’22: $174MQ4 ’22: $243MQ4 ’22Q1 ’23: $250MQ2 ’23: $290MQ2 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 89.4%Other: 4.5%ADR: 2.0%MLP: 1.9%REIT: 1.6%Other: 0.6%
  • Common Stock · 89.4% · $217M
  • Other · 4.5% · $11M
  • ADR · 2.0% · $5M
  • MLP · 1.9% · $5M
  • REIT · 1.6% · $4M
  • Other · 0.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BRTBRT APARTMENTS CORP COMNEW+63.3K63.3K+$1M$1M
AUGXAUGMEDIX INC COMNEW+742.1K742.1K+$1M$1M
DRSLEONARDO DRS INC COMNEW+24.5K24.5K+$313,000$313,000
APPLIED DNA SCIENCES INC COMNEW+98.3K98.3K+$163,000$163,000
DURECT CORP COM NEWNEW+46.9K46.9K+$162,000$162,000
ARESARES MANAGEMENT CORPORATION CL A COM STKNEW+2.3K2.3K+$157,000$157,000
ECLECOLAB INC COMNEW+1.1K1.1K+$153,000$153,000
QUIKQUICKLOGIC CORP COM NEWNEW+15.8K15.8K+$81,000$81,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

190 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PDFSPDF SOLUTIONS INC COMhistory →Stock16.80%$41M1.43M
2THRYTHRYV HLDGS INC COM NEWhistory →Stock6.86%$17M876.9K
3INSEINSPIRED ENTMT INC COMhistory →Stock5.20%$13M997.8K
4ASPNASPEN AEROGELS INC COMhistory →Stock5.10%$12M1.05M
5ITERIS INC NEW COMStock4.45%$11M3.47M
6HLITHARMONIC INC COMhistory →Stock4.40%$11M816.2K
7DIGIMARC CORP NEW COMStock3.20%$8M420.6K
8PTCPTC INC COMhistory →Stock3.05%$7M61.8K
9FRANCHISE GROUP INC COMStock2.96%$7M301.8K
10RAHSOCIETAL CDMO INC COMhistory →Stock2.64%$6M4.31M
11GENIGENIUS SPORTS LIMITED SHARES CL Ahistory →Stock2.50%$6M1.70M
12MTSIMACOM TECH SOLUTIONS HLDGS I COMhistory →Stock2.27%$6M87.5K
13SHARECARE INC COM CL AStock2.07%$5M3.14M
14JNJJOHNSON & JOHNSON COMhistory →Stock1.81%$4M25.0K
15BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.70%$4M13.4K
16DDD3-D SYS CORP DEL COM NEWhistory →Stock1.64%$4M537.3K
17AZNNASTRAZENECA PLC SPONSORED ADRhistory →Stock1.45%$4M52.0K
18SBUXSTARBUCKS CORP COMhistory →Stock1.42%$3M34.8K
19PFEPFIZER INC COMhistory →Stock1.39%$3M65.9K
20ADIANALOG DEVICES INC COMhistory →Stock1.24%$3M18.4K
21TXNTEXAS INSTRS INC COMhistory →Stock1.14%$3M16.7K
22COMSCORE INC COMStock1.09%$3M2.28M
23APOAPOLLO GLOBAL MGMT INC COMhistory →Stock1.07%$3M40.9K
24TACTTRANSACT TECHNOLOGIES INC COMhistory →Stock1.07%$3M410.7K
25NVECNVE CORP COM NEWhistory →Stock1.04%$3M39.2K
26KKRKKR & CO INC COMStock0.96%$2M50.1K
27KMIKINDER MORGAN INC DEL COMStock0.92%$2M123.0K
28CCICROWN CASTLE INC COMStock0.88%$2M15.8K
29KORNIT DIGITAL LTD SHSStock0.84%$2M89.0K
30CEVACEVA INC COMStock0.77%$2M73.6K
31EPDENTERPRISE PRODS PARTNERS L COMStock0.77%$2M77.6K
32MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock0.72%$2M34.8K
33IBMINTERNATIONAL BUSINESS MACHS COMStock0.69%$2M11.9K
34MSFTMICROSOFT CORP COMStock0.68%$2M6.8K
35QUOTIENT TECHNOLOGY INC COMStock0.64%$2M455.6K
36IFFINTERNATIONAL FLAVORS&FRAGRA COMStock0.59%$1M13.8K
37APYXAPYX MEDICAL CORPORATION COMStock0.58%$1M606.3K
38DDDUPONT DE NEMOURS INC COMStock0.53%$1M18.7K
39DOWDOW INC COMStock0.53%$1M25.4K
40INFINERA CORP NOTE 2.125 9/0Stock0.52%$1M1.28M
41BRTBRT APARTMENTS CORP COMStock0.51%$1M63.3K
42EXCEXELON CORP COMStock0.48%$1M27.2K
43AUGXAUGMEDIX INC COMStock0.48%$1M742.1K
44METMETLIFE INC COMStock0.47%$1M15.8K
45LNTHLANTHEUS HLDGS INC COMStock0.47%$1M22.2K
46RBBNRIBBON COMMUNICATIONS INC COMStock0.45%$1M393.4K
47NTNXNUTANIX INC CL AStock0.37%$897,00034.4K
48ARAYACCURAY INC COMStock0.36%$868,000415.5K
49TDAYGANNETT CO INC COMStock0.34%$819,000403.2K
50GBDCGOLUB CAP BDC INC COMStock0.33%$792,00060.2K
51GSITGSI TECHNOLOGY INC COMStock0.29%$708,000409.1K
52KOPNKOPIN CORP COMStock0.27%$658,000530.4K
53DEDEERE & CO COMStock0.26%$643,0001.5K
54AAPLAPPLE INC COMStock0.26%$621,0004.8K
55CTVACORTEVA INC COMStock0.25%$603,00010.3K
56TEVATEVA PHARMACEUTICAL INDS LTD SPONSORED ADSStock0.24%$593,00065.0K
57CEGCONSTELLATION ENERGY CORP COMStock0.24%$590,0006.8K
58GOOGALPHABET INC CAP STK CL CStock0.20%$495,0005.6K
59ETENERGY TRANSFER L P COM UT LTD PTNStock0.18%$445,00037.5K
60NVONOVO-NORDISK A S ADRStock0.18%$440,0003.3K
61VOLITIONRX LTD COMStock0.18%$430,000177.0K
62ABBVABBVIE INC COMStock0.16%$397,0002.5K
63KDKYNDRYL HLDGS INC COMMON STOCKStock0.16%$386,00034.7K
64NEONEOGENOMICS INC COM NEWStock0.16%$377,00040.8K
65EXMOCEXXON MOBIL CORP COMStock0.15%$372,0003.4K
66ORBITAL INFRASTRUCTURE GRP I COMStock0.15%$355,0001.80M
67ALLOT LTD SHSStock0.14%$333,00096.9K
68DRSLEONARDO DRS INC COMStock0.13%$313,00024.5K
69TTTRANE TECHNOLOGIES PLC SHSStock0.13%$311,0001.9K
70NEOGNEOGEN CORP COMStock0.13%$308,00020.2K
71BXBLACKSTONE INC COMStock0.13%$304,0004.1K
72STXSEAGATE TECHNOLOGY HLDNGS PL ORD SHSStock0.12%$297,0005.7K
73COGNYTE SOFTWARE LTD ORD SHSStock0.12%$284,00091.4K
74ARCCARES CAPITAL CORP COMStock0.11%$277,00015.0K
75UNHUNITEDHEALTH GROUP INC COMStock0.11%$265,000500
76NATIONAL RESH CORP COM NEWStock0.11%$261,0007.0K
77NLYANNALY CAPITAL MANAGEMENT IN COM NEWStock0.10%$252,00011.9K
78NOCNORTHROP GRUMMAN CORP COMStock0.10%$246,000450
79PHARPHARMING GROUP NV SPON ADSStock0.10%$238,00021.6K
80GENERAL ELECTRIC CO COM NEWStock0.09%$225,0002.7K
81MPLXMPLX LP COM UNIT REP LTDStock0.09%$224,0006.8K
82PAYXPAYCHEX INC COMStock0.09%$208,0001.8K
83DOCHEALTHPEAK PROPERTIES INC COMStock0.08%$201,0008.0K
84LMTLOCKHEED MARTIN CORP COMStock0.08%$195,000400
85JPMJPMORGAN CHASE & CO COMStock0.08%$187,0001.4K
86OXSQOXFORD SQUARE CAP CORP COMStock0.07%$175,00056.2K
87MCDMCDONALDS CORP COMStock0.07%$174,000661
88VZVERIZON COMMUNICATIONS INC COMStock0.07%$172,0004.4K
89APPLIED DNA SCIENCES INC COMStock0.07%$163,00098.3K
90DURECT CORP COM NEWStock0.07%$162,00046.9K
91CCAPCRESCENT CAP BDC INC COMStock0.06%$157,00012.3K
92ARESARES MANAGEMENT CORPORATION CL A COM STKStock0.06%$157,0002.3K
93ECLECOLAB INC COMStock0.06%$153,0001.1K
94BMYBRISTOL-MYERS SQUIBB CO COMStock0.06%$151,0002.1K
95GLPGLOBAL PARTNERS LP COM UNITSStock0.06%$144,0004.2K
96LENLENNAR CORP CL AStock0.06%$138,0001.5K
97NAGECHROMADEX CORP COM NEWStock0.05%$127,00075.4K
98SRESEMPRA COMStock0.05%$124,000800
99GLWCORNING INC COMStock0.05%$120,0003.8K
100RDNWRUMBLEON INC COM CL BStock0.05%$115,00017.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2023$290M229Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$250M225May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$243M192Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$174M175Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$176M177Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$238M178May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$294M174Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$269M170Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$276M167Aug 4, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.