SEC 13F Intelligence

Managers / Q2 2022 · view latest →

Cowen Prime Advisors LLC

CIK 0001875920 · 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 2127027157

Reported Value
$176M
Q2 2022
Positions
177
Filings on Record
10
2019–present window
Filed
Aug 1, 2022
original filing

Summary

Cowen Prime Advisors LLC reported $176M in U.S.-listed holdings across 177 positions for Q2 2022.

Its largest position, PDFS, represents 19.6% of the portfolio.

Compared with Q1 2022, the fund opened 9 new positions and exited 10.

Portfolio Metrics

Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+56.2%
share of reported value
Largest Position
+19.6%
Pdf Solutions Inc Com
New / Exited
9 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $276MQ2 ’21Q3 ’21: $269MQ3 ’21Q4 ’21: $294MQ4 ’21Q1 ’22: $238MQ1 ’22Q2 ’22: $176MQ2 ’22Q3 ’22: $174MQ3 ’22Q1 ’23: $250MQ1 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 88.2%Other: 3.4%MLP: 2.4%ADR: 2.4%US DOMESTIC: 2.2%Other: 1.4%
  • Common Stock · 88.2% · $155M
  • Other · 3.4% · $6M
  • MLP · 2.4% · $4M
  • ADR · 2.4% · $4M
  • US DOMESTIC · 2.2% · $4M
  • Other · 1.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QDELQUIDELORTHO CORP COMNEW+40.8K40.8K+$4M$4M
GENIGENIUS SPORTS LIMITED SHARES CL ANEW+999.4K999.4K+$2M$2M
STRATASYS LTD SHSNEW+67.1K67.1K+$1M$1M
ETENERGY TRANSFER L P COM UT LTD PTNNEW+25.0K25.0K+$250,000$250,000
CCAPCRESCENT CAP BDC INC COMNEW+3.0K3.0K+$47,000$47,000
FFORD MTR CO DEL COMNEW+2.0K2.0K+$22,000$22,000
METAMETA PLATFORMS INC CL ANEW+100100+$16,000$16,000
ITRIITRON INC COMNEW+250250+$12,000$12,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2022

175 positions
#IssuerClass% PortfolioValueShares
1PDFSPDF SOLUTIONS INC COMhistory →Stock19.56%$34M1.60M
2THRYTHRYV HLDGS INC COM NEWhistory →Stock8.26%$15M647.9K
3FRANCHISE GROUP INC COMStock7.59%$13M380.0K
4ITERIS INC NEW COMStock4.54%$8M2.76M
5ASPNASPEN AEROGELS INC COMhistory →Stock3.77%$7M670.0K
6COMSCORE INC COMStock3.34%$6M2.85M
7INSEINSPIRED ENTMT INC COMhistory →Stock2.88%$5M586.6K
8QDELQUIDELORTHO CORP COMhistory →Stock2.26%$4M40.8K
9BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock2.08%$4M13.4K
10PFEPFIZER INC COMhistory →Stock1.97%$3M65.9K
11AZNNASTRAZENECA PLC SPONSORED ADRhistory →Stock1.93%$3M51.3K
12HLITHARMONIC INC COMhistory →Stock1.80%$3M364.9K
13JNJJOHNSON & JOHNSON COMhistory →Stock1.78%$3M17.7K
14QUOTIENT TECHNOLOGY INC COMStock1.62%$3M958.7K
15ACCURAY INC DEL NOTE 3.750 7/1Stock1.49%$3M2.75M
16RAHSOCIETAL CDMO INC COMhistory →Stock1.46%$3M3.23M
17SBUXSTARBUCKS CORP COMhistory →Stock1.41%$2M32.5K
18KKRKKR & CO INC COMhistory →Stock1.32%$2M50.1K
19GENIGENIUS SPORTS LIMITED SHARES CL Ahistory →Stock1.28%$2M999.4K
20APOAPOLLO GLOBAL MGMT INC COMhistory →Stock1.27%$2M46.1K
21IFFINTERNATIONAL FLAVORS&FRAGRA COMhistory →Stock1.20%$2M17.8K
22SHARECARE INC COM CL AStock1.16%$2M1.29M
23CCICROWN CASTLE INTL CORP NEW COMhistory →Stock1.14%$2M11.9K
24DIGIMARC CORP NEW COMStock1.08%$2M134.3K
25MTSIMACOM TECH SOLUTIONS HLDGS I COMhistory →Stock1.08%$2M41.0K
26EPDENTERPRISE PRODS PARTNERS L COMhistory →Stock1.06%$2M76.6K
27MSFTMICROSOFT CORP COMhistory →Stock1.00%$2M6.8K
28PTCPTC INC COMStock0.95%$2M15.7K
29MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock0.95%$2M34.8K
30RDNWRUMBLEON INC COM CL BStock0.94%$2M112.1K
31KORNIT DIGITAL LTD SHSStock0.90%$2M49.7K
32APYXAPYX MEDICAL CORPORATION COMStock0.89%$2M267.8K
33DDD3-D SYS CORP DEL COM NEWStock0.79%$1M142.7K
34ADIANALOG DEVICES INC COMStock0.77%$1M9.3K
35STRATASYS LTD SHSStock0.72%$1M67.1K
36DOWDOW INC COMStock0.71%$1M24.2K
37EXCEXELON CORP COMStock0.70%$1M27.2K
38INFINERA CORP NOTE 2.125 9/0Stock0.67%$1M1.28M
39DDDUPONT DE NEMOURS INC COMStock0.56%$992,00017.8K
40NVECNVE CORP COM NEWStock0.49%$857,00018.4K
41CEVACEVA INC COMStock0.47%$834,00024.9K
42IBMINTERNATIONAL BUSINESS MACHS COMStock0.43%$758,0005.4K
43AAPLAPPLE INC COMStock0.37%$654,0004.8K
44GSITGSI TECHNOLOGY INC COMStock0.37%$647,000187.6K
45GOOGALPHABET INC CAP STK CL CStock0.35%$611,000280
46TACTTRANSACT TECHNOLOGIES INC COMStock0.34%$605,000151.9K
47CTVACORTEVA INC COMStock0.28%$494,0009.1K
48NEOGNEOGEN CORP COMStock0.28%$487,00020.2K
49LNTHLANTHEUS HLDGS INC COMStock0.27%$475,0007.2K
50TXNTEXAS INSTRS INC COMStock0.26%$463,0003.0K
51GBDCGOLUB CAP BDC INC COMStock0.26%$451,00034.8K
52DEDEERE & CO COMStock0.26%$449,0001.5K
53TDAYGANNETT CO INC COMStock0.25%$432,000149.1K
54RBBNRIBBON COMMUNICATIONS INC COMStock0.23%$400,000131.7K
55CEGCONSTELLATION ENERGY CORP COMStock0.22%$392,0006.8K
56ORBITAL ENERGY GROUP INC COMStock0.22%$386,000612.7K
57BXBLACKSTONE INC COMStock0.21%$374,0004.1K
58NVONOVO-NORDISK A S ADRStock0.21%$362,0003.3K
59ARAYACCURAY INC COMStock0.19%$325,000165.8K
60TEVATEVA PHARMACEUTICAL INDS LTD SPONSORED ADSStock0.17%$306,00040.7K
61METMETLIFE INC COMStock0.17%$292,0004.7K
62EXMOCEXXON MOBIL CORP COMStock0.16%$289,0003.4K
63KMIKINDER MORGAN INC DEL COMStock0.15%$271,00016.2K
64ARCCARES CAPITAL CORP COMStock0.15%$269,00015.0K
65NATIONAL RESH CORP COM NEWStock0.15%$268,0007.0K
66UNHUNITEDHEALTH GROUP INC COMStock0.15%$257,000500
67NTNXNUTANIX INC CL AStock0.14%$252,00017.2K
68ETENERGY TRANSFER L P COM UT LTD PTNStock0.14%$250,00025.0K
69TTTRANE TECHNOLOGIES PLC SHSStock0.14%$240,0001.9K
70KOPNKOPIN CORP COMStock0.13%$224,000200.2K
71GTY TECHNOLOGY HOLDINGS INC COMStock0.12%$219,00035.0K
72NOCNORTHROP GRUMMAN CORP COMStock0.12%$215,000450
73NEONEOGENOMICS INC COM NEWStock0.12%$212,00026.0K
74DOCHEALTHPEAK PROPERTIES INC COMStock0.12%$207,0008.0K
75PAYXPAYCHEX INC COMStock0.12%$205,0001.8K
76ALLOT LTD SHSStock0.11%$197,00040.4K
77LMTLOCKHEED MARTIN CORP COMStock0.10%$172,000400
78MPLXMPLX LP COM UNIT REP LTDStock0.09%$165,0005.7K
79MCDMCDONALDS CORP COMStock0.09%$163,000661
80BMYBRISTOL-MYERS SQUIBB CO COMStock0.09%$162,0002.1K
81COGNYTE SOFTWARE LTD ORD SHSStock0.09%$158,00037.1K
82JPMJPMORGAN CHASE & CO COMStock0.09%$157,0001.4K
83VOLITIONRX LTD COMStock0.09%$155,00075.8K
84PHARPHARMING GROUP NV SPON ADSStock0.08%$145,00016.5K
85RADA ELECTR INDS LTD COM PAR NEWStock0.08%$139,00015.0K
86RSSSRESEARCH SOLUTIONS INC COMStock0.08%$132,00074.0K
87KMBKIMBERLY-CLARK CORP COMStock0.07%$122,000900
88SRESEMPRA COMStock0.07%$120,000800
89VZVERIZON COMMUNICATIONS INC COMStock0.07%$115,0002.3K
90LENLENNAR CORP CL AStock0.06%$108,0001.5K
91GENERAL ELECTRIC CO COM NEWStock0.06%$107,0001.7K
92PMPHILIP MORRIS INTL INC COMStock0.06%$99,0001.0K
93GLPGLOBAL PARTNERS LP COM UNITSStock0.06%$98,0004.2K
94WESWESTERN MIDSTREAM PARTNERS L COM UNIT LP INTStock0.05%$93,0003.8K
95CTSOCYTOSORBENTS CORP COM NEWStock0.05%$92,00042.2K
96ESBAEMPIRE ST RLTY OP L P UNIT LTD PRTNSPStock0.05%$92,00012.9K
97SPHSUBURBAN PROPANE PARTNERS L UNIT LTD PARTNStock0.04%$77,0005.0K
98ANNALY CAPITAL MANAGEMENT IN COMStock0.04%$74,00012.5K
99BMOBANK MONTREAL QUE COMStock0.04%$72,000753
100PYPLPAYPAL HLDGS INC COMStock0.04%$72,0001.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2023Under review229Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$250M225May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review192Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$174M175Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$176M177Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$238M178May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$294M174Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$269M170Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$276M167Aug 4, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.