SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Johnson Midwest Financial, LLC

CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156

Reported Value
$70M
Q1 2023
Positions
385
Filings on Record
12
2021–present window
Filed
Apr 19, 2023
original filing

Summary

Johnson Midwest Financial, LLC reported $70M in U.S.-listed holdings across 385 positions for Q1 2023.

The portfolio is heavily concentrated: IVW alone accounts for 22.7% of reported value.

Compared with Q4 2022, the fund opened 21 new positions and exited 26.

Portfolio Metrics

Turnover
+13.4%
vs prior filed quarter
Top-10 Concentration
+78.1%
share of reported value
Largest Position
+22.7%
Ishares Tr
New / Exited
21 / 26
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $105MQ4 ’20Q1 ’21: $96MQ2 ’21: $102MQ2 ’21Q3 ’21: $122MQ4 ’21: $133MQ4 ’21Q1 ’22: $70MQ2 ’22: $74MQ2 ’22Q3 ’22: $26MQ4 ’22: $27MQ4 ’22Q1 ’23: $70MQ2 ’23: $113MQ2 ’23Q3 ’23: $45Mfilingsflow.com

Portfolio Composition

By security type
ETP: 68.5%Common Stock: 27.7%REIT: 1.8%Closed-End Fund: 1.0%ADR: 0.4%Other: 0.5%
  • ETP · 68.5% · $48M
  • Common Stock · 27.7% · $19M
  • REIT · 1.8% · $1M
  • Closed-End Fund · 1.0% · $727,332
  • ADR · 0.4% · $301,949
  • Other · 0.5% · $354,635

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QQQINVESCO QQQ TRNEW+49.0K49.0K+$16M$16M
IVWISHARES TRNEW+243.6K243.6K+$16M$16M
CGCARLYLE GROUP INCNEW+2.5K2.5K+$78,240$78,240
EEFTEURONET WORLDWIDE INCNEW+686686+$76,763$76,763
BLDRBUILDERS FIRSTSOURCE INCNEW+835835+$74,131$74,131
TEXTEREX CORP NEWNEW+1.2K1.2K+$56,992$56,992
OCSLOAKTREE SPECIALTY LENDING CONEW+2.9K2.9K+$54,977$54,977
TECKTECK RESOURCES LTDNEW+1.3K1.3K+$48,071$48,071

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

366 positions (from 385 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVWISHARES TRS&P 500 GRWT ETF · CORE S&P US GWT · CRE U S REIT ETF · ISHS 5-10YR INVT · 0-5YR HI YL CP · TIPS BD ETF · CORE MSCI EAFE · IBOXX INV CP ETF · MSCI USA MIN VOL · ESG AWR MSCI USA · MSCI EAFE MIN VL22.69%$16M247.2K
2QQQINVESCO QQQ TRhistory →UNIT SER 122.60%$16M49.0K
3SPYSPDR S&P 500 ETF TRhistory →TR UNIT22.27%$16M37.9K
4AAPLAPPLE INChistory →COM2.44%$2M10.3K
5FSKFS KKR CAP CORPhistory →COM2.03%$1M76.6K
6BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.78%$1M4.0K
7NEENEXTERA ENERGY INChistory →COM1.24%$861,14111.2K
8LNTALLIANT ENERGY CORPhistory →COM1.06%$737,86613.8K
9WMTWALMART INChistory →COM1.05%$731,7395.0K
10PECOPHILLIPS EDISON & CO INCCOMMON STOCK0.96%$668,74320.5K
11MCDMCDONALDS CORPCOM0.85%$595,0222.1K
12TSLATESLA INCCOM0.67%$464,5032.2K
13METAMETA PLATFORMS INCCL A0.61%$423,0322.0K
14TSNTYSON FOODS INCCL A0.60%$415,0627.0K
15ARCCARES CAPITAL CORPCOM · NOTE 4.625% 3/00.56%$389,23335.5K
16XELXCEL ENERGY INCCOM0.55%$382,8575.7K
17JNJJOHNSON & JOHNSONCOM0.52%$359,5472.3K
18MSFTMICROSOFT CORPCOM0.51%$352,9691.2K
19OTTROTTER TAIL CORPCOM0.47%$323,9144.5K
20EXMOCEXXON MOBIL CORPCOM0.43%$296,2382.7K
21PFGPRINCIPAL FINANCIAL GROUP INCOM0.42%$292,0043.9K
22DEDEERE & COCOM0.38%$261,586634
23ESEVERSOURCE ENERGYCOM0.36%$252,2323.2K
24EIXEDISON INTLCOM0.36%$248,5473.5K
25WECWEC ENERGY GROUP INCCOM0.36%$248,0662.6K
26CSXCSX CORPCOM0.35%$243,7018.1K
27MOALTRIA GROUP INCCOM0.34%$234,9815.3K
28ADBEADOBE SYSTEMS INCORPORATEDCOM0.32%$225,441585
29BACBANK AMERICA CORPCOM0.29%$204,3857.1K
30GSKGSK PLCSPONSORED ADR0.29%$202,6645.7K
31CMCCOMMERCIAL METALS COCOM0.28%$193,6444.0K
32EXELEXELIXIS INCCOM0.26%$183,4449.5K
33ETENERGY TRANSFER L PCOM UT LTD PTN0.26%$177,74914.3K
34PSECPROSPECT CAP CORPCOM0.26%$177,68125.5K
35IBMINTERNATIONAL BUSINESS MACHSCOM0.25%$176,4471.3K
36QCOMQUALCOMM INCCOM0.25%$171,7411.3K
37AEPAMERICAN ELEC PWR CO INCCOM0.21%$148,0411.6K
38HTGCHERCULES CAPITAL INCCOM0.19%$135,34510.5K
39KOCOCA COLA COCOM0.19%$133,9002.2K
40CVXCHEVRON CORP NEWCOM0.19%$131,289805
41VZVERIZON COMMUNICATIONS INCCOM0.19%$130,3913.4K
42INTCINTEL CORPCOM0.18%$128,1073.9K
43TKRTIMKEN COCOM0.18%$124,0511.5K
44JNPJUNIPER NETWORKS INCCOM0.18%$122,5013.6K
45OREALTY INCOME CORPCOM0.18%$121,9791.9K
46EVRGEVERGY INCCOM0.16%$114,1111.9K
47CATCATERPILLAR INCCOM0.16%$111,229486
48VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.16%$108,0472.4K
49CMICUMMINS INCCOM0.15%$107,257449
50TAT&T INCCOM0.15%$107,1875.6K
51DIASPDR DOW JONES INDL AVERAGEUT SER 10.15%$106,592320
52VOVANGUARD INDEX FDSMID CAP ETF · SMALL CP ETF · MCAP VL IDXVIP · VALUE ETF · SM CP VAL ETF0.15%$106,347557
53GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.15%$104,8321.0K
54IBKRINTERACTIVE BROKERS GROUP INCOM CL A0.14%$100,9711.2K
55LEOBNY MELLON STRATEGIC MUNS INCOM0.14%$98,17415.7K
56TMOTHERMO FISHER SCIENTIFIC INCCOM0.14%$97,004168
57AMZNAMAZON COM INCCOM0.14%$96,060930
58RFICOHEN & STEERS TOTAL RETURNCOM0.14%$95,6637.9K
59WYWEYERHAEUSER CO MTN BECOM NEW0.13%$90,3903.0K
60PENNPENN ENTERTAINMENT INCCOM0.12%$86,1922.9K
61DUKDUKE ENERGY CORP NEWCOM NEW0.12%$86,073892
62PTYPIMCO CORPORATE & INCOME OPPCOM0.12%$84,8206.8K
63NINISOURCE INCCOM0.12%$84,1603.0K
64GENERAL ELECTRIC COCOM NEW0.12%$84,073879
65PEPPEPSICO INCCOM0.12%$82,539453
66OUSAALPS ETF TROSHARES US QUALT0.12%$81,3491.9K
67UNPUNION PAC CORPCOM0.11%$79,283394
68CGCARLYLE GROUP INCCOM0.11%$78,2402.5K
69EEFTEURONET WORLDWIDE INCCOM0.11%$76,763686
70ENBENBRIDGE INCCOM0.11%$76,4932.0K
71BLDRBUILDERS FIRSTSOURCE INCCOM0.11%$74,131835
72EPDENTERPRISE PRODS PARTNERS LCOM0.10%$70,8282.7K
73DNPDNP SELECT INCOME FD INCCOM0.10%$70,6696.4K
74SLFSUN LIFE FINANCIAL INC.COM0.10%$70,3721.5K
75NLYANNALY CAPITAL MANAGEMENT INCOM NEW0.09%$65,3073.4K
76EPAMEPAM SYS INCCOM0.09%$63,388212
77CHICALAMOS CONV OPPORTUNITIES &SH BEN INT0.09%$63,3516.0K
78UNHUNITEDHEALTH GROUP INCCOM0.09%$63,010133
79DBMFLITMAN GREGORY FDS TRIMGP DBI MANAGED0.08%$58,3332.2K
80TEXTEREX CORP NEWCOM0.08%$56,9921.2K
81PGPROCTER AND GAMBLE COCOM0.08%$56,933383
82AEBAALLETE INCCOM NEW0.08%$55,101856
83OCSLOAKTREE SPECIALTY LENDING COCOM0.08%$54,9772.9K
84HRHEALTHCARE RLTY TRCL A COM0.08%$54,6692.8K
85MPTMEDICAL PPTYS TRUST INCCOM0.08%$52,4856.4K
86WFCWELLS FARGO CO NEWCOM0.07%$49,8251.3K
87WBAWALGREENS BOOTS ALLIANCE INCCOM0.07%$48,0831.4K
88TECKTECK RESOURCES LTDCL B0.07%$48,0711.3K
89KMIKINDER MORGAN INC DELCOM0.07%$47,9042.7K
90RYROYAL BK CDA SUSTAINABLCOM0.07%$47,790500
91ASGIABRDN GLOBAL INFRA INCOME FUCOM SHS BEN INT0.07%$47,7382.7K
92MKCMCCORMICK & CO INCCOM NON VTG0.07%$47,430570
93WMWASTE MGMT INC DELCOM0.07%$46,340284
94NADNUVEEN QUALITY MUNCP INCOMECOM0.07%$45,9214.0K
95NTRNUTRIEN LTDCOM0.06%$44,685605
96BPBP PLCSPONSORED ADR0.06%$44,6151.2K
97HDHOME DEPOT INCCOM0.06%$44,268150
98FST TR NEW OPPORT MLP & ENECOM0.06%$43,0567.2K
99AVGOBROADCOM INCCOM0.06%$41,87765
100XNROXNEUBERGER BERMAN REAL ESTATECOM0.06%$40,68413.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$45M376Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$113M369Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$70M385Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$27M390Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$26M347Oct 13, 202213F-HRchanges · EDGAR ↗
Q2 2022$74M320Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$70M287Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$133M309Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M321Oct 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$102M303Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$96M278Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$105M280Jan 20, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.