Managers / Q4 2021 · view latest →
Johnson Midwest Financial, LLC
CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156
Reported Value
$133M
Q4 2021
Positions
309
Filings on Record
12
2021–present window
Filed
Jan 26, 2022
original filing
Summary
Johnson Midwest Financial, LLC reported $133M in U.S.-listed holdings across 309 positions for Q4 2021.
The portfolio is heavily concentrated: IYR alone accounts for 33.5% of reported value.
Compared with Q3 2021, the fund opened 25 new positions and exited 37.
Portfolio Metrics
Turnover
+17.6%
vs prior filed quarter
Top-10 Concentration
+88.3%
share of reported value
Largest Position
+33.5%
Ishares Tr
New / Exited
25 / 37
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 84.5% · $113M
- Common Stock · 13.8% · $18M
- REIT · 0.7% · $979,000
- Closed-End Fund · 0.7% · $921,000
- Other · 0.2% · $206,000
- Other · 0.1% · $176,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| WMWASTE MGMT INC DEL | NEW | +284 | 284 | +$47,000 | $47,000 |
| BMOBANK MONTREAL QUE | NEW | +286 | 286 | +$31,000 | $31,000 |
| KMBKIMBERLY-CLARK CORP | NEW | +98 | 98 | +$14,000 | $14,000 |
| VOOVANGUARD INDEX FDS | NEW | +31 | 31 | +$14,000 | $14,000 |
| BITOPROSHARES TR | NEW | +500 | 500 | +$14,000 | $14,000 |
| SPYGSPDR SER TR | NEW | +174 | 174 | +$13,000 | $13,000 |
| VUGVANGUARD INDEX FDS | NEW | +40 | 40 | +$13,000 | $13,000 |
| BTIBRITISH AMERN TOB PLC | NEW | +300 | 300 | +$11,000 | $11,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2021
283 positions (from 309 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IYRISHARES TR | U.S. REAL ES ETF · S&P 500 GRWT ETF · IBOXX HI YD ETF · NATIONAL MUN ETF · U.S. UTILITS ETF · US HLTHCARE ETF · CORE MSCI EAFE · U.S. ENERGY ETF · S&P MC 400VL ETF · IBOXX INV CP ETF · ESG AWR MSCI USA | 33.52% | $45M | 460.4K |
| 2 | DIASPDR DOW JONES INDL AVERAGEhistory → | UT SER 1 | 16.54% | $22M | 60.7K |
| 3 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 16.36% | $22M | 54.8K |
| 4 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 16.13% | $22M | 45.3K |
| 5 | AAPLAPPLE INChistory → | COM | 1.36% | $2M | 10.2K |
| 6 | FSKFS KKR CAP CORPhistory → | COM | 1.16% | $2M | 73.8K |
| 7 | SSOPROSHARES TR | PSHS ULT S&P 500 · PSHS ULTRA QQQ · ULTRPRO S&P500 · ULTRAPRO QQQ · BITCOIN STRATE | 0.96% | $1M | 10.9K |
| 8 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.84% | $1M | 3.7K |
| 9 | NEENEXTERA ENERGY INC | COM | 0.77% | $1M | 11.0K |
| 10 | LNTALLIANT ENERGY CORP | COM | 0.67% | $895,000 | 14.6K |
| 11 | WMTWALMART INC | COM | 0.54% | $716,000 | 4.9K |
| 12 | METAMETA PLATFORMS INC | CL A | 0.46% | $613,000 | 1.8K |
| 13 | TSNTYSON FOODS INC | CL A | 0.46% | $610,000 | 7.0K |
| 14 | MCDMCDONALDS CORP | COM | 0.42% | $558,000 | 2.1K |
| 15 | SPUUDIREXION SHS ETF TR | DLY S&P500 2XS | 0.34% | $451,000 | 3.9K |
| 16 | ARCCARES CAPITAL CORP | COM · NOTE 4.625% 3/0 | 0.34% | $450,000 | 35.4K |
| 17 | TSLATESLA INC | COM | 0.32% | $423,000 | 400 |
| 18 | JNJJOHNSON & JOHNSON | COM | 0.31% | $416,000 | 2.4K |
| 19 | XELXCEL ENERGY INC | COM | 0.29% | $381,000 | 5.6K |
| 20 | MSFTMICROSOFT CORP | COM | 0.28% | $373,000 | 1.1K |
| 21 | HRLHORMEL FOODS CORP | COM | 0.27% | $366,000 | 7.5K |
| 22 | OTTROTTER TAIL CORP | COM | 0.24% | $320,000 | 4.5K |
| 23 | CSXCSX CORP | COM | 0.23% | $303,000 | 8.1K |
| 24 | PFGPRINCIPAL FINANCIAL GROUP IN | COM | 0.23% | $301,000 | 4.2K |
| 25 | ESEVERSOURCE ENERGY | COM | 0.22% | $293,000 | 3.2K |
| 26 | BACBK OF AMERICA CORP | COM | 0.21% | $281,000 | 6.3K |
| 27 | MOALTRIA GROUP INC | COM | 0.20% | $273,000 | 5.8K |
| 28 | WECWEC ENERGY GROUP INC | COM | 0.19% | $254,000 | 216 |
| 29 | QCOMQUALCOMM INC | COM | 0.18% | $244,000 | 1.3K |
| 30 | EIXEDISON INTL | COM | 0.18% | $240,000 | 3.5K |
| 31 | DEDEERE & CO | COM | 0.16% | $215,000 | 628 |
| 32 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.14% | $180,000 | 1.3K |
| 33 | BILSPDR SER TR | BLOOMBERG 1-3 MO · NUVEEN BLOOMBERG · PRTFLO S&P500 GW | 0.13% | $179,000 | 2.4K |
| 34 | INTCINTEL CORP | COM | 0.13% | $174,000 | 3.4K |
| 35 | OREALTY INCOME CORP | COM | 0.12% | $162,000 | 2.3K |
| 36 | MPTMEDICAL PPTYS TRUST INC | COM | 0.11% | $151,000 | 6.4K |
| 37 | VZVERIZON COMMUNICATIONS INC | COM | 0.11% | $147,000 | 2.8K |
| 38 | AEPAMERICAN ELEC PWR CO INC | COM | 0.11% | $145,000 | 1.6K |
| 39 | EXMOCEXXON MOBIL CORP | COM | 0.11% | $141,000 | 2.3K |
| 40 | SPHBINVESCO EXCH TRADED FD TR II | S&P 500 HB ETF | 0.10% | $138,000 | 1.7K |
| 41 | RFICOHEN & STEERS TOTAL RETURN | COM | 0.10% | $135,000 | 7.9K |
| 42 | LEOBNY MELLON STRATEGIC MUNS IN | COM | 0.10% | $133,000 | 15.7K |
| 43 | EVRGEVERGY INC | COM | 0.10% | $128,000 | 1.9K |
| 44 | GENERAL ELECTRIC CO | COM NEW | 0.09% | $116,000 | 1.2K |
| 45 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.08% | $110,000 | 6.6K |
| 46 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.08% | $110,000 | 38 |
| 47 | NXRTNEXPOINT RESIDENTIAL TR INC | COM | 0.08% | $106,000 | 1.3K |
| 48 | TAT&T INC | COM | 0.08% | $105,000 | 4.3K |
| 49 | WYWEYERHAEUSER CO MTN BE | COM NEW | 0.08% | $103,000 | 2.5K |
| 50 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.08% | $101,000 | 152 |
| 51 | FEXFIRST TR LRGE CP CORE ALPHA | COM SHS | 0.08% | $100,000 | 1.1K |
| 52 | KOCOCA COLA CO | COM | 0.08% | $100,000 | 1.7K |
| 53 | UNPUNION PAC CORP | COM | 0.07% | $99,000 | 393 |
| 54 | CATCATERPILLAR INC | COM | 0.07% | $98,000 | 476 |
| 55 | ENBENBRIDGE INC | COM | 0.07% | $94,000 | 2.4K |
| 56 | HEALTHCARE TR AMER INC | CL A NEW | 0.07% | $94,000 | 2.8K |
| 57 | CHICALAMOS CONV OPPORTUNITIES & | SH BEN INT | 0.07% | $91,000 | 6.0K |
| 58 | ANNALY CAPITAL MANAGEMENT IN | COM | 0.07% | $91,000 | 11.6K |
| 59 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.07% | $91,000 | 868 |
| 60 | OSI ETF TR | OSHARES US QUALT | 0.07% | $90,000 | 1.9K |
| 61 | VTEBVANGUARD MUN BD FDS | TAX EXEMPT BD | 0.06% | $86,000 | 1.6K |
| 62 | PSECPROSPECT CAP CORP | COM | 0.06% | $84,000 | 10.0K |
| 63 | NINISOURCE INC | COM | 0.06% | $83,000 | 3.0K |
| 64 | SLFSUN LIFE FINANCIAL INC. | COM | 0.06% | $83,000 | 1.5K |
| 65 | PEPPEPSICO INC | COM | 0.06% | $77,000 | 445 |
| 66 | PGPROCTER AND GAMBLE CO | COM | 0.06% | $74,000 | 454 |
| 67 | HYDVANECK ETF TRUST | HIGH YLD MUNIETF | 0.05% | $70,000 | 1.1K |
| 68 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.05% | $70,000 | 3.2K |
| 69 | AMZNAMAZON COM INC | COM | 0.05% | $70,000 | 21 |
| 70 | DNPDNP SELECT INCOME FD INC | COM | 0.05% | $70,000 | 6.4K |
| 71 | XNROXNEUBERGER BERMAN REAL ESTATE | COM | 0.05% | $70,000 | 13.2K |
| 72 | NXSTNEXSTAR MEDIA GROUP INC | CL A | 0.05% | $68,000 | 448 |
| 73 | ADMARCHER DANIELS MIDLAND CO | COM | 0.05% | $68,000 | 1.0K |
| 74 | CVXCHEVRON CORP NEW | COM | 0.05% | $64,000 | 547 |
| 75 | OAKTREE SPECIALTY LENDING CO | COM | 0.05% | $64,000 | 8.6K |
| 76 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.05% | $63,000 | 3.9K |
| 77 | HDHOME DEPOT INC | COM | 0.05% | $62,000 | 150 |
| 78 | WFCWELLS FARGO CO NEW | COM | 0.05% | $62,000 | 1.3K |
| 79 | ABTABBOTT LABS | COM | 0.05% | $61,000 | 433 |
| 80 | DOWDOW INC | COM | 0.04% | $59,000 | 1.1K |
| 81 | AEBAALLETE INC | COM NEW | 0.04% | $57,000 | 856 |
| 82 | MKCMCCORMICK & CO INC | COM NON VTG | 0.04% | $55,000 | 570 |
| 83 | CCICROWN CASTLE INTL CORP NEW | COM | 0.04% | $54,000 | 259 |
| 84 | RYROYAL BK CDA | COM | 0.04% | $53,000 | 500 |
| 85 | CANOPY GROWTH CORP | COM | 0.04% | $51,000 | 5.8K |
| 86 | XVMMXDELAWARE INVTS MINN MUN INCO | COM | 0.04% | $49,000 | 3.4K |
| 87 | MACQUARIE GLOBAL INFRASTRUCT | COM | 0.04% | $48,000 | 2.0K |
| 88 | VOOVANGUARD INDEX FDS | S&P 500 ETF SHS · GROWTH ETF · REAL ESTATE ETF · MCAP VL IDXVIP · SM CP VAL ETF · VALUE ETF | 0.04% | $48,000 | 223 |
| 89 | WMWASTE MGMT INC DEL | COM | 0.04% | $47,000 | 284 |
| 90 | EXCEXELON CORP | COM | 0.04% | $47,000 | 812 |
| 91 | RENEWABLE ENERGY GROUP INC | COM NEW | 0.03% | $46,000 | 1.1K |
| 92 | METMETLIFE INC | COM | 0.03% | $42,000 | 665 |
| 93 | FST TR NEW OPPORT MLP & ENE | COM | 0.03% | $39,000 | 7.2K |
| 94 | ORCLORACLE CORP | COM | 0.03% | $36,000 | 413 |
| 95 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | COM | 0.03% | $36,000 | 2.4K |
| 96 | NVGNUVEEN AMT FREE MUN CR INC F | COM | 0.03% | $36,000 | 2.0K |
| 97 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.03% | $35,000 | 662 |
| 98 | MARATHON OIL CORP | COM | 0.03% | $35,000 | 2.1K |
| 99 | ROKUROKU INC | COM CL A | 0.03% | $34,000 | 150 |
| 100 | BPBP PLC | SPONSORED ADR | 0.03% | $34,000 | 1.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $45M | 376 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 369 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $70M | 385 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $27M | 390 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $26M | 347 | Oct 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $74M | 320 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $70M | 287 | Apr 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $133M | 309 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $122M | 321 | Oct 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $102M | 303 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $96M | 278 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $105M | 280 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.