Managers / Q3 2022 · view latest →
Johnson Midwest Financial, LLC
CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156
Reported Value
$26M
Q3 2022
Positions
347
Filings on Record
12
2021–present window
Filed
Oct 13, 2022
original filing
Summary
Johnson Midwest Financial, LLC reported $26M in U.S.-listed holdings across 347 positions for Q3 2022.
The portfolio is heavily concentrated: STIP alone accounts for 22.9% of reported value.
Compared with Q2 2022, the fund opened 41 new positions and exited 14.
Portfolio Metrics
Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+52.0%
share of reported value
Largest Position
+22.9%
Ishares Tr
New / Exited
41 / 14
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 64.3% · $17M
- ETP · 27.5% · $7M
- REIT · 4.4% · $1M
- Closed-End Fund · 2.4% · $638,000
- Other · 0.5% · $139,000
- Other · 0.7% · $193,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| PROSHARES TR | NEW | +14.1K | 14.1K | +$244,000 | $244,000 |
| EXELEXELIXIS INC | NEW | +9.6K | 9.6K | +$150,000 | $150,000 |
| SDYSPDR SER TR | NEW | +1.2K | 1.2K | +$138,000 | $138,000 |
| PYPLPAYPAL HLDGS INC | NEW | +1.2K | 1.2K | +$105,000 | $105,000 |
| TKRTIMKEN CO | NEW | +1.5K | 1.5K | +$91,000 | $91,000 |
| VEAVANGUARD TAX-MANAGED FDS | NEW | +2.4K | 2.4K | +$87,000 | $87,000 |
| IUSGISHARES TR | NEW | +1.0K | 1.0K | +$84,000 | $84,000 |
| EPAMEPAM SYS INC | NEW | +214 | 214 | +$78,000 | $78,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
321 positions (from 347 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | STIPISHARES TR | 0-5 YR TIPS ETF · CORE S&P US GWT · NATIONAL MUN ETF · CRE U S REIT ETF · ISHS 5-10YR INVT · S&P 500 VAL ETF · S&P MC 400VL ETF · SP SMCP600VL ETF · 0-5YR HI YL CP · TIPS BD ETF · CORE MSCI EAFE · U.S. ENERGY ETF · ESG AWR MSCI USA | 22.88% | $6M | 11.1K |
| 2 | AAPLAPPLE INChistory → | COM | 5.39% | $1M | 10.2K |
| 3 | FSKFS KKR CAP CORPhistory → | COM | 5.14% | $1M | 79.5K |
| 4 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 4.09% | $1M | 4.0K |
| 5 | NEENEXTERA ENERGY INChistory → | COM | 3.33% | $872,000 | 11.1K |
| 6 | LNTALLIANT ENERGY CORPhistory → | COM | 2.79% | $731,000 | 13.8K |
| 7 | WMTWALMART INChistory → | COM | 2.46% | $643,000 | 5.0K |
| 8 | PECOPHILLIPS EDISON & CO INChistory → | COMMON STOCK | 2.20% | $575,000 | 20.5K |
| 9 | TSLATESLA INChistory → | COM | 1.90% | $498,000 | 1.9K |
| 10 | MCDMCDONALDS CORPhistory → | COM | 1.86% | $487,000 | 2.1K |
| 11 | TSNTYSON FOODS INChistory → | CL A | 1.76% | $461,000 | 7.0K |
| 12 | JNJJOHNSON & JOHNSONhistory → | COM | 1.43% | $375,000 | 2.3K |
| 13 | XELXCEL ENERGY INChistory → | COM | 1.38% | $362,000 | 5.7K |
| 14 | ARCCARES CAPITAL CORP | COM · NOTE 4.625% 3/0 | 1.37% | $360,000 | 35.4K |
| 15 | TTTPROSHARES TR | SHORT S&P 500 NE · ULSH 20YRTRE NEW · SHT 7-10 YR TR · BITCOIN STRATE · ULTRAPRO QQQ | 1.12% | $294,000 | 15.6K |
| 16 | PFGPRINCIPAL FINANCIAL GROUP INhistory → | COM | 1.11% | $291,000 | 4.0K |
| 17 | OTTROTTER TAIL CORPhistory → | COM | 1.05% | $276,000 | 4.5K |
| 18 | MSFTMICROSOFT CORP | COM | 0.99% | $260,000 | 1.1K |
| 19 | METAMETA PLATFORMS INC | CL A | 0.97% | $253,000 | 1.9K |
| 20 | ESEVERSOURCE ENERGY | COM | 0.96% | $251,000 | 3.2K |
| 21 | EXMOCEXXON MOBIL CORP | COM | 0.92% | $240,000 | 2.7K |
| 22 | WECWEC ENERGY GROUP INC | COM | 0.89% | $234,000 | 2.6K |
| 23 | MOALTRIA GROUP INC | COM | 0.83% | $217,000 | 5.4K |
| 24 | CSXCSX CORP | COM | 0.82% | $216,000 | 8.1K |
| 25 | BACBK OF AMERICA CORP | COM | 0.81% | $212,000 | 7.0K |
| 26 | DEDEERE & CO | COM | 0.81% | $211,000 | 632 |
| 27 | ACGLARCH CAP GROUP LTD | ORD | 0.78% | $204,000 | 4.5K |
| 28 | EIXEDISON INTL | COM | 0.76% | $199,000 | 3.5K |
| 29 | TAPMOLSON COORS BEVERAGE CO | CL B | 0.64% | $167,000 | 3.5K |
| 30 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.61% | $160,000 | 1.3K |
| 31 | WMBWILLIAMS COS INC | COM | 0.61% | $159,000 | 5.6K |
| 32 | PSECPROSPECT CAP CORP | COM | 0.60% | $158,000 | 25.5K |
| 33 | QCOMQUALCOMM INC | COM | 0.58% | $152,000 | 1.3K |
| 34 | CBTCABOT CORP | COM | 0.57% | $150,000 | 2.4K |
| 35 | EXELEXELIXIS INC | COM | 0.57% | $150,000 | 9.6K |
| 36 | SDYSPDR SER TR | S&P DIVID ETF · BBG CONV SEC ETF | 0.57% | $149,000 | 1.4K |
| 37 | CMCCOMMERCIAL METALS CO | COM | 0.54% | $142,000 | 4.0K |
| 38 | AEPAMERICAN ELEC PWR CO INC | COM | 0.54% | $141,000 | 1.6K |
| 39 | HTGCHERCULES CAPITAL INC | COM | 0.47% | $122,000 | 10.5K |
| 40 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.46% | $120,000 | 416 |
| 41 | VZVERIZON COMMUNICATIONS INC | COM | 0.45% | $119,000 | 3.1K |
| 42 | CVXCHEVRON CORP NEW | COM | 0.43% | $113,000 | 786 |
| 43 | KOCOCA COLA CO | COM | 0.43% | $113,000 | 2.0K |
| 44 | EVRGEVERGY INC | COM | 0.42% | $111,000 | 1.9K |
| 45 | OREALTY INCOME CORP | COM | 0.41% | $107,000 | 1.8K |
| 46 | PYPLPAYPAL HLDGS INC | COM | 0.40% | $105,000 | 1.2K |
| 47 | INTCINTEL CORP | COM | 0.39% | $102,000 | 4.0K |
| 48 | XLUSELECT SECTOR SPDR TR | SBI INT-UTILS · ENERGY | 0.37% | $97,000 | 1.5K |
| 49 | LEOBNY MELLON STRATEGIC MUNS IN | COM | 0.37% | $96,000 | 15.7K |
| 50 | VBVANGUARD INDEX FDS | SMALL CP ETF · MID CAP ETF · MCAP VL IDXVIP · VALUE ETF · SM CP VAL ETF | 0.37% | $96,000 | 557 |
| 51 | RFICOHEN & STEERS TOTAL RETURN | COM | 0.36% | $95,000 | 7.9K |
| 52 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.35% | $92,000 | 960 |
| 53 | TKRTIMKEN CO | COM | 0.35% | $91,000 | 1.5K |
| 54 | VEAVANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 0.33% | $87,000 | 2.4K |
| 55 | TAT&T INC | COM | 0.32% | $83,000 | 5.4K |
| 56 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.31% | $82,000 | 882 |
| 57 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.30% | $79,000 | 6.7K |
| 58 | CATCATERPILLAR INC | COM | 0.30% | $79,000 | 482 |
| 59 | EPAMEPAM SYS INC | COM | 0.30% | $78,000 | 214 |
| 60 | UNPUNION PAC CORP | COM | 0.29% | $77,000 | 394 |
| 61 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.29% | $77,000 | 152 |
| 62 | MPTMEDICAL PPTYS TRUST INC | COM | 0.29% | $76,000 | 6.4K |
| 63 | NINISOURCE INC | COM | 0.29% | $76,000 | 3.0K |
| 64 | PEPPEPSICO INC | COM | 0.29% | $75,000 | 457 |
| 65 | ENBENBRIDGE INC | COM | 0.28% | $74,000 | 2.0K |
| 66 | WYWEYERHAEUSER CO MTN BE | COM NEW | 0.27% | $71,000 | 2.5K |
| 67 | OUSAALPS ETF TR | OSHARES US QUALT | 0.27% | $71,000 | 1.9K |
| 68 | DNPDNP SELECT INCOME FD INC | COM | 0.25% | $66,000 | 6.4K |
| 69 | DBMFLITMAN GREGORY FDS TR | IMGP DBI MANAGED | 0.24% | $62,000 | 1.8K |
| 70 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.23% | $61,000 | 2.6K |
| 71 | VTEBVANGUARD MUN BD FDS | TAX EXEMPT BD | 0.23% | $61,000 | 1.3K |
| 72 | SLFSUN LIFE FINANCIAL INC. | COM | 0.23% | $60,000 | 1.5K |
| 73 | HRHEALTHCARE RLTY TR | CL A COM | 0.23% | $59,000 | 2.8K |
| 74 | CHICALAMOS CONV OPPORTUNITIES & | SH BEN INT | 0.22% | $58,000 | 6.0K |
| 75 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.22% | $58,000 | 162 |
| 76 | NLYANNALY CAPITAL MANAGEMENT IN | COM NEW | 0.22% | $58,000 | 3.4K |
| 77 | GENERAL ELECTRIC CO | COM NEW | 0.21% | $55,000 | 890 |
| 78 | AMZNAMAZON COM INC | COM | 0.21% | $54,000 | 480 |
| 79 | KOSKOSMOS ENERGY LTD | COM | 0.20% | $53,000 | 10.3K |
| 80 | WFCWELLS FARGO CO NEW | COM | 0.20% | $53,000 | 1.3K |
| 81 | OAKTREE SPECIALTY LENDING CO | COM | 0.20% | $52,000 | 8.7K |
| 82 | NTRNUTRIEN LTD | COM | 0.19% | $49,000 | 582 |
| 83 | PGPROCTER AND GAMBLE CO | COM | 0.18% | $48,000 | 380 |
| 84 | WMWASTE MGMT INC DEL | COM | 0.17% | $45,000 | 284 |
| 85 | XNROXNEUBERGER BERMAN REAL ESTATE | COM | 0.17% | $45,000 | 13.2K |
| 86 | RYROYAL BK CDA | COM | 0.17% | $45,000 | 500 |
| 87 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.17% | $44,000 | 4.0K |
| 88 | KMIKINDER MORGAN INC DEL | COM | 0.16% | $43,000 | 2.6K |
| 89 | AEBAALLETE INC | COM NEW | 0.16% | $43,000 | 856 |
| 90 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.16% | $42,000 | 1.3K |
| 91 | HDHOME DEPOT INC | COM | 0.16% | $41,000 | 150 |
| 92 | MKCMCCORMICK & CO INC | COM NON VTG | 0.16% | $41,000 | 570 |
| 93 | PFEPFIZER INC | COM | 0.15% | $39,000 | 892 |
| 94 | FST TR NEW OPPORT MLP & ENE | COM | 0.15% | $39,000 | 7.2K |
| 95 | MACQUARIE GLOBAL INFRASTRUCT | COM | 0.15% | $38,000 | 2.0K |
| 96 | CCICROWN CASTLE INC | COM | 0.15% | $38,000 | 260 |
| 97 | BPBP PLC | SPONSORED ADR | 0.14% | $37,000 | 1.3K |
| 98 | ABTABBOTT LABS | COM | 0.13% | $35,000 | 560 |
| 99 | GISGENERAL MLS INC | COM | 0.13% | $35,000 | 460 |
| 100 | MARATHON OIL CORP | COM | 0.13% | $34,000 | 1.5K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $45M | 376 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 369 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $70M | 385 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $27M | 390 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $26M | 347 | Oct 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $74M | 320 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $70M | 287 | Apr 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $133M | 309 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $122M | 321 | Oct 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $102M | 303 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $96M | 278 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $105M | 280 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.