Managers / Q4 2020 · view latest →
Johnson Midwest Financial, LLC
CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156
Reported Value
$105M
Q4 2020
Positions
280
Filings on Record
12
2021–present window
Filed
Jan 20, 2021
original filing
Summary
Johnson Midwest Financial, LLC reported $105M in U.S.-listed holdings across 280 positions for Q4 2020.
The portfolio is heavily concentrated: IWM alone accounts for 68.6% of reported value.
Portfolio Metrics
Top-10 Concentration
+88.1%
share of reported value
Largest Position
+68.6%
Ishares Tr
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 84.2% · $88M
- Common Stock · 13.8% · $14M
- Closed-End Fund · 0.8% · $812,000
- REIT · 0.7% · $730,000
- Other · 0.4% · $369,000
- Other · 0.1% · $151,000
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| IWMISHARES TR | NEW | +76.7K | 76.7K | +$15M | $15M |
| IJKISHARES TR | NEW | +194.3K | 194.3K | +$14M | $14M |
| EEMISHARES TR | NEW | +266.4K | 266.4K | +$14M | $14M |
| IYMISHARES TR | NEW | +120.8K | 120.8K | +$14M | $14M |
| QQQINVESCO QQQ TR | NEW | +43.4K | 43.4K | +$14M | $14M |
| IVWISHARES TR | NEW | +209.2K | 209.2K | +$13M | $13M |
| AAPLAPPLE INC | NEW | +10.1K | 10.1K | +$1M | $1M |
| ISHARES TR | NEW | +8.4K | 8.4K | +$1M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2020
257 positions (from 280 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | RUSSELL 2000 ETF · S&P MC 400GR ETF · MSCI EMG MKT ETF · U.S. BAS MTL ETF · S&P 500 GRWT ETF · IBOXX INV CP ETF · IBOXX HI YD ETF · CORE US AGGBD ET · NATIONAL MUN ETF · U.S. UTILITS ETF · US HLTHCARE ETF · U.S. ENERGY ETF · U.S. FINLS ETF · SP SMCP600VL ETF | 68.58% | $72M | 885.9K |
| 2 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 12.97% | $14M | 43.4K |
| 3 | AAPLAPPLE INChistory → | COM | 1.27% | $1M | 10.1K |
| 4 | SSOPROSHARES TR | PSHS ULT S&P 500 · ULTRAPRO QQQ | 1.06% | $1M | 11.8K |
| 5 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.81% | $854,000 | 3.7K |
| 6 | NEENEXTERA ENERGY INC | COM | 0.80% | $845,000 | 1.9K |
| 7 | BILSPDR SER TR | SPDR BLOOMBERG · NUVEEN BBG BRCLY · S&P 400 MDCP GRW · S&P 600 SMCP GRW | 0.75% | $792,000 | 9.8K |
| 8 | LNTALLIANT ENERGY CORP | COM | 0.71% | $748,000 | 14.5K |
| 9 | WMTWALMART INC | COM | 0.68% | $711,000 | 4.9K |
| 10 | METAFACEBOOK INC | CL A | 0.48% | $504,000 | 1.8K |
| 11 | TSNTYSON FOODS INC | CL A | 0.43% | $451,000 | 7.0K |
| 12 | MCDMCDONALDS CORP | COM | 0.42% | $440,000 | 2.1K |
| 13 | XELXCEL ENERGY INC | COM | 0.35% | $372,000 | 5.6K |
| 14 | QCOMQUALCOMM INC | COM | 0.33% | $346,000 | 2.3K |
| 15 | HRLHORMEL FOODS CORP | COM | 0.33% | $343,000 | 7.4K |
| 16 | JNJJOHNSON & JOHNSON | COM | 0.31% | $327,000 | 2.1K |
| 17 | ESEVERSOURCE ENERGY | COM | 0.27% | $279,000 | 3.2K |
| 18 | ARCCARES CAPITAL CORP | COM · NOTE 4.625% 3/0 | 0.26% | $269,000 | 30.0K |
| 19 | SPUUDIREXION SHS ETF TR | DLY S&P500 2XS · DLY MIDCAP ETF3X · DLY SMCAP BULL3X | 0.25% | $261,000 | 3.6K |
| 20 | CSXCSX CORP | COM | 0.23% | $242,000 | 2.7K |
| 21 | WECWEC ENERGY GROUP INC | COM | 0.23% | $241,000 | 2.6K |
| 22 | BNDVANGUARD BD INDEX FDS | TOTAL BND MRKT | 0.23% | $241,000 | 2.7K |
| 23 | PFGPRINCIPAL FINANCIAL GROUP IN | COM | 0.23% | $241,000 | 4.9K |
| 24 | EIXEDISON INTL | COM | 0.21% | $221,000 | 3.5K |
| 25 | FCXFREEPORT-MCMORAN INC | CL B | 0.19% | $202,000 | 7.8K |
| 26 | MSFTMICROSOFT CORP | COM | 0.19% | $196,000 | 882 |
| 27 | ALGNALIGN TECHNOLOGY INC | COM | 0.19% | $195,000 | 365 |
| 28 | OTTROTTER TAIL CORP | COM | 0.18% | $191,000 | 4.5K |
| 29 | TSLATESLA INC | COM | 0.17% | $181,000 | 257 |
| 30 | PWRQUANTA SVCS INC | COM | 0.17% | $179,000 | 2.5K |
| 31 | LBEURL BRANDS INC | COM | 0.16% | $171,000 | 4.6K |
| 32 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.16% | $169,000 | 1.3K |
| 33 | MOALTRIA GROUP INC | COM | 0.16% | $165,000 | 4.0K |
| 34 | FDXFEDEX CORP | COM | 0.16% | $163,000 | 627 |
| 35 | GAPGAP INC | COM | 0.16% | $163,000 | 8.1K |
| 36 | INTCINTEL CORP | COM | 0.15% | $161,000 | 3.2K |
| 37 | BACBK OF AMERICA CORP | COM | 0.15% | $161,000 | 5.3K |
| 38 | VZVERIZON COMMUNICATIONS INC | COM | 0.15% | $160,000 | 2.7K |
| 39 | DEDEERE & CO | COM | 0.15% | $160,000 | 596 |
| 40 | CANOPY GROWTH CORP | COM | 0.14% | $144,000 | 5.8K |
| 41 | DNNDENISON MINES CORP | COM | 0.14% | $142,000 | 219.9K |
| 42 | MPTMEDICAL PPTYS TRUST INC | COM | 0.13% | $139,000 | 6.4K |
| 43 | AEPAMERICAN ELEC PWR CO INC | COM | 0.13% | $135,000 | 1.6K |
| 44 | LEOBNY MELLON STRATEGIC MUNS IN | COM | 0.13% | $134,000 | 15.7K |
| 45 | OSI ETF TR | OSHARES US QUALT | 0.12% | $129,000 | 3.4K |
| 46 | TAT&T INC | COM | 0.12% | $124,000 | 4.3K |
| 47 | OREALTY INCOME CORP | COM | 0.12% | $122,000 | 2.0K |
| 48 | RFICOHEN & STEERS TOTAL RETURN | COM | 0.10% | $105,000 | 7.9K |
| 49 | EXMOCEXXON MOBIL CORP | COM | 0.09% | $98,000 | 2.4K |
| 50 | GENERAL ELECTRIC CO | COM | 0.09% | $96,000 | 8.9K |
| 51 | ANNALY CAPITAL MANAGEMENT IN | COM | 0.09% | $95,000 | 11.2K |
| 52 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.09% | $94,000 | 5.3K |
| 53 | EVRGEVERGY INC | COM | 0.08% | $89,000 | 1.6K |
| 54 | KOCOCA COLA CO | COM | 0.08% | $85,000 | 1.6K |
| 55 | WYWEYERHAEUSER CO MTN BE | COM NEW | 0.08% | $84,000 | 2.5K |
| 56 | UNPUNION PAC CORP | COM | 0.08% | $82,000 | 393 |
| 57 | CHICALAMOS CONV OPPORTUNITIES & | SH BEN INT | 0.08% | $82,000 | 6.0K |
| 58 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.08% | $80,000 | 262 |
| 59 | BPBP PLC | SPONSORED ADR | 0.08% | $80,000 | 3.9K |
| 60 | HEALTHCARE TR AMER INC | CL A NEW | 0.08% | $79,000 | 2.9K |
| 61 | VTEBVANGUARD MUN BD FDS | TAX EXEMPT BD | 0.07% | $73,000 | 1.3K |
| 62 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.07% | $71,000 | 152 |
| 63 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.07% | $70,000 | 760 |
| 64 | NINISOURCE INC | COM | 0.07% | $69,000 | 3.0K |
| 65 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.06% | $67,000 | 38 |
| 66 | DNPDNP SELECT INCOME FD INC | COM | 0.06% | $66,000 | 6.4K |
| 67 | SLFSUN LIFE FINANCIAL INC. | COM | 0.06% | $65,000 | 1.5K |
| 68 | HYDVANECK VECTORS ETF TR | HIGH YLD MUN ETF | 0.06% | $64,000 | 1.0K |
| 69 | PEPPEPSICO INC | COM | 0.06% | $64,000 | 432 |
| 70 | PGPROCTER AND GAMBLE CO | COM | 0.06% | $63,000 | 449 |
| 71 | SLBSCHLUMBERGER LTD | COM | 0.06% | $62,000 | 2.8K |
| 72 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.06% | $60,000 | 3.9K |
| 73 | XNROXNEUBERGER BERMAN REAL ESTATE | COM | 0.06% | $58,000 | 13.2K |
| 74 | PSECPROSPECT CAP CORP | COM | 0.05% | $54,000 | 10.0K |
| 75 | NXSTNEXSTAR MEDIA GROUP INC | CL A | 0.05% | $54,000 | 495 |
| 76 | MKCMCCORMICK & CO INC | COM NON VTG | 0.05% | $54,000 | 570 |
| 77 | NXRTNEXPOINT RESIDENTIAL TR INC | COM | 0.05% | $53,000 | 1.3K |
| 78 | AEBAALLETE INC | COM NEW | 0.05% | $53,000 | 856 |
| 79 | AMZNAMAZON COM INC | COM | 0.05% | $52,000 | 16 |
| 80 | ROKUROKU INC | COM CL A | 0.05% | $50,000 | 150 |
| 81 | ADMARCHER DANIELS MIDLAND CO | COM | 0.05% | $50,000 | 1.0K |
| 82 | DOWDOW INC | COM | 0.05% | $50,000 | 896 |
| 83 | TWITITAN INTL INC ILL | COM | 0.05% | $49,000 | 10.2K |
| 84 | ABTABBOTT LABS | COM | 0.04% | $47,000 | 429 |
| 85 | XVMMXDELAWARE INVTS MINN MUN INCO | COM | 0.04% | $45,000 | 3.4K |
| 86 | FCELFUELCELL ENERGY INC | COM | 0.04% | $45,000 | 4.0K |
| 87 | CATCATERPILLAR INC | COM | 0.04% | $42,000 | 230 |
| 88 | CCICROWN CASTLE INTL CORP NEW | COM | 0.04% | $41,000 | 257 |
| 89 | MACQUARIE GLOBAL INFRASTRUCT | COM | 0.04% | $41,000 | 2.0K |
| 90 | RYROYAL BK CDA | COM | 0.04% | $41,000 | 500 |
| 91 | HDHOME DEPOT INC | COM | 0.04% | $40,000 | 150 |
| 92 | WFCWELLS FARGO CO NEW | COM | 0.03% | $35,000 | 1.2K |
| 93 | EXCEXELON CORP | COM | 0.03% | $34,000 | 812 |
| 94 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.03% | $33,000 | 88 |
| 95 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | COM | 0.03% | $32,000 | 2.4K |
| 96 | NVGNUVEEN AMT FREE MUN CR INC F | COM | 0.03% | $32,000 | 1.9K |
| 97 | OAKTREE SPECIALTY LENDING CO | COM | 0.03% | $32,000 | 5.8K |
| 98 | FST TR NEW OPPORT MLP & ENE | COM | 0.03% | $31,000 | 7.2K |
| 99 | METMETLIFE INC | COM | 0.03% | $31,000 | 664 |
| 100 | CCITIGROUP INC | COM NEW | 0.03% | $29,000 | 471 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $45M | 376 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 369 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $70M | 385 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $27M | 390 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $26M | 347 | Oct 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $74M | 320 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $70M | 287 | Apr 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $133M | 309 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $122M | 321 | Oct 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $102M | 303 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $96M | 278 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $105M | 280 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.