Managers / Q4 2022 · view latest →
Johnson Midwest Financial, LLC
CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156
Reported Value
$27M
Q4 2022
Positions
390
Filings on Record
12
2021–present window
Filed
Jan 26, 2023
original filing
Summary
Johnson Midwest Financial, LLC reported $27M in U.S.-listed holdings across 390 positions for Q4 2022.
The portfolio is heavily concentrated: STIP alone accounts for 21.7% of reported value.
Compared with Q3 2022, the fund opened 70 new positions and exited 25.
Portfolio Metrics
Turnover
+7.4%
vs prior filed quarter
Top-10 Concentration
+50.9%
share of reported value
Largest Position
+21.7%
Ishares Tr
New / Exited
70 / 25
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 65.9% · $18M
- ETP · 24.4% · $7M
- REIT · 4.7% · $1M
- Closed-End Fund · 2.4% · $663,000
- ADR · 1.1% · $308,000
- Other · 1.4% · $388,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ADBEADOBE SYSTEMS INCORPORATED | NEW | +585 | 585 | +$197,000 | $197,000 |
| JNPJUNIPER NETWORKS INC | NEW | +3.6K | 3.6K | +$114,000 | $114,000 |
| CMICUMMINS INC | NEW | +449 | 449 | +$109,000 | $109,000 |
| IBKRINTERACTIVE BROKERS GROUP IN | NEW | +1.2K | 1.2K | +$88,000 | $88,000 |
| PENNPENN ENTERTAINMENT INC | NEW | +2.9K | 2.9K | +$86,000 | $86,000 |
| FTAIFTAI AVIATION LTD | NEW | +1.0K | 1.0K | +$17,000 | $17,000 |
| VVISA INC | NEW | +80 | 80 | +$17,000 | $17,000 |
| VRTXVERTEX PHARMACEUTICALS INC | NEW | +49 | 49 | +$14,000 | $14,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2022
366 positions (from 390 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | STIPISHARES TR | 0-5 YR TIPS ETF · CORE S&P US GWT · CRE U S REIT ETF · S&P MC 400VL ETF · SP SMCP600VL ETF · ISHS 5-10YR INVT · 0-5YR HI YL CP · TIPS BD ETF · CORE MSCI EAFE · U.S. ENERGY ETF · ESG AWR MSCI USA | 21.75% | $6M | 62.7K |
| 2 | FSKFS KKR CAP CORPhistory → | COM | 4.95% | $1M | 77.2K |
| 3 | AAPLAPPLE INChistory → | COM | 4.91% | $1M | 10.3K |
| 4 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 4.54% | $1M | 4.0K |
| 5 | NEENEXTERA ENERGY INChistory → | COM | 3.41% | $931,000 | 11.1K |
| 6 | LNTALLIANT ENERGY CORPhistory → | COM | 2.79% | $762,000 | 13.8K |
| 7 | WMTWALMART INChistory → | COM | 2.57% | $703,000 | 5.0K |
| 8 | PECOPHILLIPS EDISON & CO INChistory → | COMMON STOCK | 2.39% | $653,000 | 20.5K |
| 9 | MCDMCDONALDS CORPhistory → | COM | 2.04% | $558,000 | 2.1K |
| 10 | TSNTYSON FOODS INChistory → | CL A | 1.60% | $436,000 | 7.0K |
| 11 | JNJJOHNSON & JOHNSONhistory → | COM | 1.49% | $407,000 | 2.3K |
| 12 | XELXCEL ENERGY INChistory → | COM | 1.45% | $397,000 | 5.7K |
| 13 | ARCCARES CAPITAL CORP | COM · NOTE 4.625% 3/0 | 1.44% | $394,000 | 35.5K |
| 14 | PFGPRINCIPAL FINANCIAL GROUP INhistory → | COM | 1.20% | $329,000 | 3.9K |
| 15 | EXMOCEXXON MOBIL CORPhistory → | COM | 1.10% | $300,000 | 2.7K |
| 16 | MSFTMICROSOFT CORPhistory → | COM | 1.07% | $293,000 | 1.2K |
| 17 | TSLATESLA INChistory → | COM | 1.01% | $276,000 | 2.2K |
| 18 | DEDEERE & CO | COM | 0.99% | $271,000 | 633 |
| 19 | ESEVERSOURCE ENERGY | COM | 0.99% | $270,000 | 3.2K |
| 20 | OTTROTTER TAIL CORP | COM | 0.96% | $263,000 | 4.5K |
| 21 | CSXCSX CORP | COM | 0.92% | $252,000 | 8.1K |
| 22 | WECWEC ENERGY GROUP INC | COM | 0.90% | $245,000 | 2.6K |
| 23 | METAMETA PLATFORMS INC | CL A | 0.88% | $240,000 | 2.0K |
| 24 | MOALTRIA GROUP INC | COM | 0.86% | $235,000 | 5.1K |
| 25 | BACBANK AMERICA CORP | COM | 0.85% | $233,000 | 7.0K |
| 26 | EIXEDISON INTL | COM | 0.82% | $224,000 | 3.5K |
| 27 | GSKGSK PLC | SPONSORED ADR | 0.73% | $200,000 | 5.7K |
| 28 | ADBEADOBE SYSTEMS INCORPORATED | COM | 0.72% | $197,000 | 585 |
| 29 | CMCCOMMERCIAL METALS CO | COM | 0.70% | $191,000 | 4.0K |
| 30 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.70% | $190,000 | 1.3K |
| 31 | PSECPROSPECT CAP CORP | COM | 0.65% | $178,000 | 25.5K |
| 32 | ETENERGY TRANSFER L P | COM UT LTD PTN | 0.62% | $169,000 | 14.2K |
| 33 | AEPAMERICAN ELEC PWR CO INC | COM | 0.56% | $154,000 | 1.6K |
| 34 | EXELEXELIXIS INC | COM | 0.56% | $152,000 | 9.5K |
| 35 | QCOMQUALCOMM INC | COM | 0.54% | $148,000 | 1.3K |
| 36 | CVXCHEVRON CORP NEW | COM | 0.53% | $145,000 | 807 |
| 37 | HTGCHERCULES CAPITAL INC | COM | 0.51% | $139,000 | 10.5K |
| 38 | KOCOCA COLA CO | COM | 0.48% | $130,000 | 2.0K |
| 39 | OREALTY INCOME CORP | COM | 0.44% | $120,000 | 1.9K |
| 40 | EVRGEVERGY INC | COM | 0.43% | $117,000 | 1.9K |
| 41 | CATCATERPILLAR INC | COM | 0.42% | $116,000 | 484 |
| 42 | JNPJUNIPER NETWORKS INC | COM | 0.42% | $114,000 | 3.6K |
| 43 | CMICUMMINS INC | COM | 0.40% | $109,000 | 449 |
| 44 | TKRTIMKEN CO | COM | 0.39% | $107,000 | 1.5K |
| 45 | VZVERIZON COMMUNICATIONS INC | COM | 0.39% | $106,000 | 2.7K |
| 46 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.39% | $106,000 | 319 |
| 47 | INTCINTEL CORP | COM | 0.38% | $103,000 | 3.9K |
| 48 | VOVANGUARD INDEX FDS | MID CAP ETF · SMALL CP ETF · MCAP VL IDXVIP · VALUE ETF · SM CP VAL ETF | 0.38% | $103,000 | 557 |
| 49 | TAT&T INC | COM | 0.37% | $101,000 | 5.5K |
| 50 | VEAVANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 0.37% | $100,000 | 2.4K |
| 51 | RFICOHEN & STEERS TOTAL RETURN | COM | 0.36% | $97,000 | 7.9K |
| 52 | LEOBNY MELLON STRATEGIC MUNS IN | COM | 0.35% | $96,000 | 15.7K |
| 53 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.34% | $93,000 | 169 |
| 54 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.33% | $91,000 | 887 |
| 55 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.33% | $89,000 | 1.0K |
| 56 | IBKRINTERACTIVE BROKERS GROUP IN | COM CL A | 0.32% | $88,000 | 1.2K |
| 57 | PENNPENN ENTERTAINMENT INC | COM | 0.31% | $86,000 | 2.9K |
| 58 | NINISOURCE INC | COM | 0.30% | $83,000 | 3.0K |
| 59 | PEPPEPSICO INC | COM | 0.30% | $83,000 | 457 |
| 60 | UNPUNION PAC CORP | COM | 0.30% | $82,000 | 394 |
| 61 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.30% | $81,000 | 6.8K |
| 62 | AMZNAMAZON COM INC | COM | 0.29% | $80,000 | 948 |
| 63 | OUSAALPS ETF TR | OSHARES US QUALT | 0.29% | $80,000 | 1.9K |
| 64 | ENBENBRIDGE INC | COM | 0.29% | $78,000 | 2.0K |
| 65 | WYWEYERHAEUSER CO MTN BE | COM NEW | 0.29% | $78,000 | 2.5K |
| 66 | GENERAL ELECTRIC CO | COM NEW | 0.27% | $74,000 | 879 |
| 67 | DNPDNP SELECT INCOME FD INC | COM | 0.26% | $72,000 | 6.4K |
| 68 | NLYANNALY CAPITAL MANAGEMENT IN | COM NEW | 0.26% | $72,000 | 3.4K |
| 69 | UNHUNITEDHEALTH GROUP INC | COM | 0.26% | $71,000 | 133 |
| 70 | MPTMEDICAL PPTYS TRUST INC | COM | 0.26% | $71,000 | 6.4K |
| 71 | SLFSUN LIFE FINANCIAL INC. | COM | 0.26% | $70,000 | 1.5K |
| 72 | SDYSPDR SER TR | S&P DIVID ETF · BBG CONV SEC ETF | 0.26% | $70,000 | 648 |
| 73 | EPAMEPAM SYS INC | COM | 0.25% | $69,000 | 212 |
| 74 | CHICALAMOS CONV OPPORTUNITIES & | SH BEN INT | 0.23% | $63,000 | 6.0K |
| 75 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.23% | $63,000 | 2.6K |
| 76 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.23% | $62,000 | 162 |
| 77 | OAKTREE SPECIALTY LENDING CO | COM | 0.22% | $60,000 | 8.8K |
| 78 | PGPROCTER AND GAMBLE CO | COM | 0.21% | $58,000 | 382 |
| 79 | WFCWELLS FARGO CO NEW | COM | 0.20% | $55,000 | 1.3K |
| 80 | AEBAALLETE INC | COM NEW | 0.20% | $55,000 | 856 |
| 81 | HRHEALTHCARE RLTY TR | CL A COM | 0.20% | $54,000 | 2.8K |
| 82 | DBMFLITMAN GREGORY FDS TR | IMGP DBI MANAGED | 0.19% | $53,000 | 1.8K |
| 83 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.18% | $50,000 | 1.3K |
| 84 | HDHOME DEPOT INC | COM | 0.17% | $47,000 | 150 |
| 85 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.17% | $47,000 | 4.0K |
| 86 | RYROYAL BK CDA SUSTAINABL | COM | 0.17% | $47,000 | 500 |
| 87 | MKCMCCORMICK & CO INC | COM NON VTG | 0.17% | $47,000 | 570 |
| 88 | PFEPFIZER INC | COM | 0.17% | $46,000 | 899 |
| 89 | WMWASTE MGMT INC DEL | COM | 0.16% | $45,000 | 284 |
| 90 | MACQUARIE GLOBAL INFRASTRUCT | COM | 0.16% | $45,000 | 2.0K |
| 91 | NTRNUTRIEN LTD | COM | 0.16% | $44,000 | 602 |
| 92 | KMIKINDER MORGAN INC DEL | COM | 0.16% | $44,000 | 2.5K |
| 93 | FST TR NEW OPPORT MLP & ENE | COM | 0.16% | $44,000 | 7.2K |
| 94 | XNROXNEUBERGER BERMAN REAL ESTATE | COM | 0.15% | $41,000 | 13.2K |
| 95 | BPBP PLC | SPONSORED ADR | 0.15% | $41,000 | 1.2K |
| 96 | ABTABBOTT LABS | COM | 0.15% | $40,000 | 361 |
| 97 | GISGENERAL MLS INC | COM | 0.14% | $39,000 | 462 |
| 98 | PMPHILIP MORRIS INTL INC | COM | 0.14% | $39,000 | 390 |
| 99 | METMETLIFE INC | COM | 0.14% | $38,000 | 531 |
| 100 | EXCEXELON CORP | COM | 0.13% | $35,000 | 812 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $45M | 376 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 369 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $70M | 385 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $27M | 390 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $26M | 347 | Oct 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $74M | 320 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $70M | 287 | Apr 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $133M | 309 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $122M | 321 | Oct 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $102M | 303 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $96M | 278 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $105M | 280 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.